- Bank of America (New York, NY)
- …Active Listening + Data and Trend Analysis + Issue Management + Monitoring, Surveillance , and Testing + Regulatory Compliance **Shift:** 1st shift (United States ... Vice President - Credit Risk Officer , Global Markets Credit New York, New York...the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five… more
- Akwesasne Mohawk Casino Resort (Hogansburg, NY)
- …of exterior grounds and reports damages/vandalism and variance in any company asset . + Operates in conjunction with casino surveillance , identifying problematic ... Job Title: Security Officer Department: Security Reports to: Security Shift Supervisor...Destroys used cards and dice as assigned and in compliance with regulatory requirements. + Ensures a safe environment… more
- JPMorgan Chase (Brooklyn, NY)
- …of security and safety policies and procedures, regulatory and legislative compliance , Security Guard management, alarm response, branch and corporate building ... safety Hazards + Alarm management and response + Counter Surveillance + Emergency response + Special events security +...AND a minimum of five (5) years prior Security Officer experience + Capable of handling the physical requirements… more
- JCPenney (Columbus, OH)
- SC Asset Protect Team Member Location:Columbus, OH, United States (https://jobs.jcp.com/jobs/location/201889/columbus-oh-united-states) -JCPenney Catalog 5555 ... situations with ease? Well becoming a Supply Chain Security Officer for JCPenney might be the career path for...activities or behavior in the facility. Primary Responsibilities: Conducts surveillance - You have a curious mind and can… more
- Nordstrom (Tacoma, WA)
- …customer's needs + Maintain visible presence by wearing a Nordstrom provided security officer style uniform + Perform monitoring and surveillance activities + ... Job Description The ideal asset protection security ambassador helps prevent loss of...Range Details The pay range(s) below are provided in compliance with state specific laws. Pay ranges may be… more
- AON (Chicago, IL)
- …The Compliance Senior Manager's primary role is to assist the CCO (Chief Compliance Officer ) and Compliance Director with the development and management ... departments within the organization + Conceptualize and implement new surveillance and testing programs to monitor adherence to policies...Manager's primary role is to assist the CCO (Chief Compliance Officer ) and Compliance Director… more
- Capital One (Mclean, VA)
- …Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered ... Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to manage a team of associates (registrations and licensing… more
- Neuberger Berman (New York, NY)
- …work as an Administrative Coordinator and Compliance Assistant supporting the Chief Compliance Officer and other senior members of the Legal and ... travel arrangements, including flight, hotel and ground + Basic compliance responsibilities, including, potentially, surveillance activities **Qualifications** :… more
- T. Rowe Price (Baltimore, MD)
- …companies, investment advisers, transfer agents and broker-dealer. This person will serve as Chief Compliance Officer for T. Rowe Price Mutual Funds and for the ... and make a difference. We are a premier asset manager focused on delivering global investment management excellence...Position We are seeking a proven leader to oversee compliance for North America with the responsibility for setting… more
- SMBC (Sacramento, CA)
- …of a smaller bank. Specialties: Commercial Loans and Lines of Credit, Asset -Based Financing, SBA Loans, and Specialized Financing, Real Estate Loans, Cash Management ... Services, International Services **GENERAL SUMMARY** Reporting to the BSA Officer , the **Director, Head of FCC Model and Data Governance** will be responsible for… more
- JPMorgan Chase (New York, NY)
- …in close partnership with program leads within the Corporate Investment Bank, Asset Wealth Management and Technology/Chief Information Officer businesses and ... Business and Functional Managers to help the Business understand and manage Compliance , Conduct and Operational Risks. **Job Description** A Senior Program Manager… more