- Fidelity TalentSource LLC (Scarsdale, NY)
- …investigation includes but is not limited to a criminal, civil litigations and regulatory review , employment, education, and credit review (role dependent). ... and in an Investor Center.Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE,… more
- Publicis Groupe (New York, NY)
- …| Facebook: www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Associate , Regulatory Review works closely with ... create various components of each submission for a Manager, Regulatory Review or Senior Associate ,...+ Produce and assemble submission packages + Comfortably handle multiple projects and work with multiple teams… more
- Publicis Groupe (New York, NY)
- …Facebook: www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Senior Associate , Regulatory Review must follow ... by our pharmaceutical company clients when submitting marketing materials for regulatory review . This includes preparing completed editorial content to… more
- Publicis Groupe (New York, NY)
- …www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Sr Manager, Regulatory Review is responsible for managing a ... the protocol established by our pharmaceutical company clients for regulatory review . The Senior Manager plays a...to meet all deadlines. **DUTIES & RESPONSIBILITIES:** + Manage multiple direct reports at the Associate , Senior… more
- Regeneron Pharmaceuticals (Troy, NY)
- We are currently looking to fill a Commercial Post Approval CMC Regulatory Sciences Associate Manager position responsible for providing Chemistry, ... meet relevant requirements. + Handling and coordinating the authoring, review and finalization of CMC documents and responses to...thinking, and problem-solving. To be considered for the CMC Regulatory Sciences Associate Manager role, you must… more
- Citigroup (New York, NY)
- …Legal Department as an Associate General Counsel - C15 in its Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US bank regulatory ... Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also...problem solving and analytical skills + Ability to handle multiple complex and confidential matters under time and pressure… more
- SMBC (New York, NY)
- …futures, treasury futures & options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group ... is responsible for managing regulatory and internal audit matters, business processes, and policy...Manage and enhance CM's policy governance framework to develop/write, review , approve, publish, communicate, retire and maintain policy related… more
- Publicis Groupe (New York, NY)
- …or just an all-around nice person, let's chat. **Job Description** The Manager, Regulatory Review is responsible for ensuring regulatory submissions follow ... delivery. This role may have direct reports at the Associate /Senior Associate level as appropriate. Core Duties...Account teams as they prepare projects for Medical Legal Regulatory (MLR) review + Submit completed materials… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Governance Regulatory Team within SMBC's ... Planning Department to assist with the execution of regulatory relations and exam management for SMBC. This role...collection of documents before, during, and after on-site examinations review and performs due diligence review to… more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *IED - Regulatory Control Group - Analyst/ Associate * **Location:** ... The position available is an Analyst or Associate level position within the Institutional Equity Risk...the Institutional Equity Risk Management team, specifically within the Regulatory Control Group (RCG). RCG is responsible for the… more
- Sumitomo Pharma (Albany, NY)
- …Quality Control function for marketed pharmaceutical products or clinical trial materials. Review regulatory IND, IMPD, CTD and BLA/NDA CMC sections. Perform ... ** Associate Director, GMP Quality Control** Sumitomo Pharma America...are conducted according to SMPA requirements, Quality Agreements, and regulatory expectations. Review and approve test plans… more
- Pfizer (Pearl River, NY)
- …or other value received, generally for public disclosure. Subject to further legal review and statutory or regulatory clarification, which Pfizer intends to ... may be required to design a development strategy for multiple protocols designed to obtain worldwide approval for a...Ensures development of and adherence to the Safety Surveillance Review Plan (SSRP). Consistent with the SSRP, performs and… more
- TD Bank (New York, NY)
- …or broader audience + Adheres to internal policies / procedures and applicable regulatory guidelines; contributes to the review of internal processes and ... all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay… more
- M&T Bank (Buffalo, NY)
- **Overview:** Provides first line customer support to internal and external customers across multiple products and to insure compliance with high risk regulatory ... regulations and legal documentation to ensure compliance with the high risk regulatory process associated with the Act. **Primary Responsibilities:** + Respond to… more
- Morgan Stanley (New York, NY)
- …- Assist with and provide oversight of legal entity management for legal and regulatory requirements and filings.** - Quarterly review of fund financial results, ... line of credit management and related debt compliance.** - Review AIFM, AIFMD and other regulatory reporting,...and goal-oriented.** - Ability to effectively prioritize and handle multiple tasks.** Morgan Stanley's goal is to build and… more
- M&T Bank (Buffalo, NY)
- …by audit and regulatory compliance as relevant to assigned duties. + Monitor, Review , and Reply to Emails from Multiple Email boxes + The incumbent must ... + Interact daily with various operational areas of the bank in order to review , research and correct operational and accounting customer problems to include but not… more
- TD Bank (New York, NY)
- …all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay ... this role **Job Description:** **Preferred Qualifications:** We are looking for a Risk Associate to focus on Non-Trading Market Risk (or Interest Rate Risk on… more
- Educational Alliance, Inc. (New York, NY)
- …The Role: Under the direction of the Director of Compliance, the Associate Director of Compliance is responsible for monitoring compliance standards of the ... Center for Recovery Wellness (CRW) residential and outpatient components. The Associate Director of Compliance will oversee the adherence to all relevant regulations… more
- M&T Bank (Buffalo, NY)
- Ideally, this will be a hybrid position requiring in-office work multiple days/week with remaining days working remotely and will be based at an M&T office in ... of the final candidate, the position** **_might_** **be remote.** **Overview:** The Senior Associate General Counsel is a member of the Commercial practice group in… more
- CBRE (Albany, NY)
- Sr Audit Associate - Remote Job ID 157601 Posted 18-Mar-2024 Service line Corporate Segment Role type Full-time Areas of Interest Accounting/Finance Location(s) ... is required as part of this role. The Sr Associate will work with the process owners and SOX...job function. They are responsible for the monitoring and review of financial processes and reporting for external auditors,… more
