- Creative Financial Staffing (Charlotte, NC)
- …with a focus on general accounting. Drive scalable processes for operational excellence in services demand planning, forecasting, and reporting. Leadership and ... and objectives, and providing performance management and career development. Compliance and Control: Establish and uphold internal financial controls, policies,… more
- American Tire Distributors (Huntersville, NC)
- …the timely and efficient completion of audits and audit work, and keep the Audit Manager or Vice President, Internal Audit generally informed of the ... through improvement in its risk management, control, governance, and operational processes. As a trusted and collaborative business partner,...on a timely basis. Provide regular updates to the Audit Manager or Vice President, Internal … more
- Bank of America (Charlotte, NC)
- …Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational experience in large scale enterprise environment ... Senior Audit Manager - (BSA/AML including Sanctions)...provide feedback on work performed. + Design and perform compliance audit procedures, including identifying and defining… more
- US Bank (Charlotte, NC)
- …the flexibility to work outside the office location for the other days._ The Corporate Audit Services (CAS) Senior Audit Manager supports internal audit ... Committee of the Board of Directors . The Senior Audit Manager will lead a team of... Audit leadership in developing an appropriate risk-based audit plan for Risk Management focusing on operational… more
- US Bank (Charlotte, NC)
- …**Job Description** -Partners with leaders in their assigned Line of Business, -Risk/ Compliance / Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk/ Compliance / Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- US Bank (Charlotte, NC)
- …Partners with Senior to Executive Leaders in their assigned Line of Business, Risk/ Compliance / Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers ... products/services, systems, and associated risks/controls - Thorough knowledge of Risk/ Compliance / Audit competencies - Strong leadership and management skills… more
- Wells Fargo (Charlotte, NC)
- **About the role:** Wells Fargo is seeking a Vice President, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team (FiCAT) ... execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Human Resources (HR) ... where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible for providing strategic...Employment Opportunity and related laws as well as legal operational practices. We are seeking an experienced audit… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Audit Manager - Executive Director on the Wealth and Investment Management (WIM) Audit Team providing coverage ... execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and… more
- US Bank (Charlotte, NC)
- …for treasury management, card, and card processing products and services. The Senior Audit Manager of Innovation & Analytics - Payments, Wealth and Investment ... timely and accurate information about the company's many strategic, operational , financial and compliance risks as well...relationship with the CAS Data Analytics team's Data Science Manager . + Co-develop goals by audit team… more
- City National Bank (Charlotte, NC)
- ** MANAGER OF AUDIT II- RISK MANAGEMENT** **WHAT IS THE OPPORTUNITY?** The Audit Manager II position is a leadership role as an auditor-in-charge to guide ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...Bachelor's Degree or equivalent + Minimum 5 years of audit or related experience in banking operations, compliance… more
- USAA (Charlotte, NC)
- …performing internal audits, external audits, or applying audit , risk, or compliance skill in a complex operational and regulatory environment. + Knowledge ... be a part of what makes us so special! **The Opportunity** As a dedicated ** Audit Manager - Enterprise Risk** , you will lead and implement complex audit … more
- USAA (Charlotte, NC)
- …performing internal audits, external audits, or applying audit , risk, or compliance acumen in a complex operational and regulatory environment. + Broad ... of what makes us so special! **The Opportunity** As a dedicated **Senior Audit Manager ,** you will manage audit engagements, varying in complexity, and often… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager - Quality Assurance Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... + Negotiation + Process Management + Written Communications **Job Description Summary** The Compliance and Operational Risk (C&OR) Manager is responsible for… more
- Bank of America (Charlotte, NC)
- …applicable to area(s) of coverage. **Required Skills:** + 10 Years+ experience banking operations, audit or compliance or operational risk experience at a ... Compliance & Ops Risk Manager Charlotte,...This job is responsible for the execution of the Compliance and Operational Risk Management (CORM) Program.… more
- US Bank (Charlotte, NC)
- …responsibilities include working with the business lines and other Technology, Risk, Compliance , and Audit professionals across the bank to evaluate processes ... you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Testing Analyst -Technology has an..., standards, and frameworks - Basic or intermediate Risk, Compliance , and Audit competencies. - Proven understanding… more
- Bank of America (Charlotte, NC)
- …the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting ... with activities that support the identification, escalation and timely mitigation of compliance and operational risks in alignment with the Compliance… more
- Trane Technologies (Davidson, NC)
- …trade compliance strategy. You will establish and deploy localized operational policies/procedures, serving as the subject matter authority for all ITAR-Export ... to support the enterprise in coordination with the Sr. Manager of Trade Compliance - Exports. +...internal audits of the company's export, sanctions or boycott compliance activities as needed. + Based on audit… more
- Bank of America (Charlotte, NC)
- …arise during course of usual business **Required Skills** + Experience related to operational risk, compliance , risk management, audit , business controls + ... Controls team, LOB teammates and Support Partners (eg, Global Compliance and Operational Risk, Technology, Operations, Human...audits and initiatives. + Management support of AML Self-Identified Audit Issues (SIAI) & Compliance Identified … more
- Honeywell (Charlotte, NC)
- …to ensure compliance . In this role, you are leading an operational administration support team to drive standard work, deliver standardized and self-service HR ... service strategies to optimize the customer experience while delivering on operational efficiency, lead compliance initiatives, implementation of new design… more
