- Citigroup (Tampa, FL)
- The Audit Manager is an intermediate level...CFA, CIA, CISA or similar) preferred + Experience with Regulatory reporting is a plus + Effective ... plans. The role also includes taking direction from the audit senior manager and audit ...delivers audit reports, in accordance with Internal audit and regulatory standards + Recruit staff,… more
- Citigroup (Tampa, FL)
- The Senior Audit Manager is a senior level position...in a related role (internal audit , external audit , regulatory capital reporting ) + Related ... at a regional or country level. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory...monitoring and governance committee reports in the area of regulatory capital reporting + Lead reviews for… more
- Healthfirst (New York, NY)
- …responses to ensure complete and timely submissions for all lines of business. The Regulatory Audit Manager reports to the Director, Regulatory ... compliance examinations from a variety of State and Federal regulatory entities. The Regulatory Audit ...audit processes to ensure repeatability, development of management reporting , and policy & procedure documentation. + Contribute to… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Manager supports internal audit leadership, ... owned subsidiaries and entities where USB owns a majority (controlling) interest. The Audit Manager supports the assessment of the Company's risk and control… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Project Manager is primarily responsible for ... engagements with minimal supervision from managers, however there are no direct reports. The Audit Project Manager is expected to monitor progress of audit … more
- HSBC (Chicago, IL)
- …leadership role based within the GCCL Internal Audit team, with functional reporting directly to the Global Head of Regulatory Compliance, Conduct, and Legal ... planet we all share. The Regional Head of US Regulatory Compliance, Conduct and Legal Audit is...not essential + Regulatory certification minimum Certified Regulatory Compliance Manager or be willing to… more
- Bank of America (Providence, RI)
- …testing from the report to data capture + Leads/executes multiple regulatory reporting audits, and ensures that audit reports address key risks, are ... Audit Manager Charlotte, North Carolina;Stamford, Connecticut;...areas and activities across the CFO - US Centralized Regulatory Reporting organization, which includes governance, interpretation… more
- City National Bank (Jersey City, NJ)
- … SR- INFRASTRUCTURE & SERVICE MANAGEMENT** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager (SAM) for Infrastructure & Service Management will support the ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit...geographies, and legal entities + Minimum 5 years of Audit experience (strategic planning through reporting ) in… more
- Charles Schwab (Chicago, IL)
- …and operational risk management. The team also performs testing to confirm remediation of audit issues and regulatory issues. Reporting to a Director of ... controls. The Corporate enterprise team is seeking an Internal Audit Senior Manager . The Corporate team is...Management, Corporate Functions and/or Treasury experience specific to internal audit and/or similar Big 4 Accounting or regulatory… more
- City National Bank (Charlotte, NC)
- …AUDIT I - Infrastructure & Service Management** **WHAT IS THE OPPORTUNITY?** The Audit Manager I for Infrastructure & Service Management position is works ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...regulatory changes and expectations. The position will facilitate audit execution relating to, but not limited to, IT… more
- US Bank (Chicago, IL)
- …(USB) The Senior Audit Manager will have strong knowledge of audit , risk management, and regulatory expectations (eg, Office of the Comptroller of ... skills and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a senior level… more
- Scotiabank (Houston, TX)
- Manager , Regulatory Reporting , Houston Branch **Requisition ID:** 197290 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is ... for every future! **Purpose** In this role as a Manager , Regulatory Reporting , you will...and coordinate requested information and answer questions from Internal Audit , Quality Assurance Internal Control and external Fed Exams.… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager - Mortgage Quality & Product Risk Department Our Company At FirstBank, we strive to be trusted advisor to our clients ... our client's expectations. A Brief Overview The Mortgage Unit Audit & Risk Assessment Manager is responsible...to review of applications and originated loans to ensure regulatory and investor requirements compliance, management of audit… more
- US Bank (Minneapolis, MN)
- …what you excel at-all from Day One. **Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, ... is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit ...where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible for providing strategic… more
- US Bank (Chicago, IL)
- …skills and discover what you excel at-all from Day One. **Job Description** The ** Regulatory Reporting Submission Manager ** supports critical regulatory ... communication skills are critical skills. **Responsibilities:** Consistent with the role of the ** Regulatory Reporting Submission Manager ** : . Full cycle… more
- US Bank (Minneapolis, MN)
- …senior business audit manager that has strong knowledge of audit , risk management, and regulatory expectations at large financial institutions. This ... excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager ...risks by routinely interfacing with independent peer banks on regulatory trends. Also includes adjusting the Audit … more
- City National Bank (Los Angeles, CA)
- …responsible for all aspects of the audit , including the planning, execution, and reporting phases. The Senior Manager will also be involved in internal and ... SR- COMPLIANCE** **WHAT IS THE OPPORTUNITY?** The Senior Audit Manager will lead a team of...design and operating effectiveness of internal controls, adherence to regulatory requirements and Bank policies, and the effectiveness of… more
- Huntington National Bank (Columbus, OH)
- Description Our Regulatory Reporting Data & Automation Manager position is a highly visible and impactful position working on Huntington's regulatory ... with regulatory requirements. + Collaborates with other Regulatory Reporting colleagues to ensure efficient and...controls. + Identifies, articulates, and coordinates regulatory reporting issues with Risk Management, Internal Audit … more
- Charles Schwab (Phoenix, AZ)
- …The Broker- Dealer/ Asset Management enterprise team is seeking an Internal Audit Technology Senior Manager primarily responsible for leading application reviews ... Director of the Broker-Dealer/ Asset Management team, the Internal Audit Technology Senior Manager will have responsibility...feedback to the audit team throughout the audit . + Regulatory : Conduct or review validation… more
- US Bank (Atlanta, GA)
- …what you excel at-all from Day One. **Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager supports internal ... claims, disputes, complaints, and card operations processes. The Senior Audit Manager will lead a team of...risks by routinely interfacing with independent peer banks on regulatory trends. Also includes adjusting the Audit … more