- TD Bank (New York, NY)
- …prior experience in the following areas may be helpful in the Banking Compliance Training and Communications Specialist role: + Training /learning and ... background and experience, preferred skills for the Banking Compliance Training and Communications Specialist role include:** + **Proven experience… more
- Wells Fargo (New York, NY)
- …to resolve issues and achieve goals + Review and update procedure and training documentation and launch communications + Identify opportunities to improve the ... The investments we are making will help the company create innovative digital banking experiences and make it easier for customers to achieve their financial goals.… more
- Deloitte (Morristown, NJ)
- …of our Business Tax Services group, you will provide federal tax consulting and compliance services to clients in the banking and financial services industries. ... pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic...and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to… more
- KPMG (New York, NY)
- **Business Title:** Senior Associate, Workday Suppliers/ Banking /Expenses Lead **Requisition Number:** 112111 - 68 **Function:** Advisory **Area of Interest:** ... priority. With a wealth of learning and career development opportunities, a world-class training facility and leading market tools, we make sure our people continue… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking an Electronic Banking Administrator to be responsible for the day-to-day operations involving the monitoring of risk associated with card ... the investigation, determine appropriate resolution and notify customer. + Enforce compliance with regulation E and monitor network timeframes for deadline adherence… more
- KPMG (Short Hills, NJ)
- **Business Title:** Senior Associate, NYFS Global Banking Tax Services **Requisition Number:** 111838 - 61 **Function:** Tax Services **Area of Interest:** ... challenges. Develop your career through a range of multifaceted engagements, formal training , and informal mentoring. At KPMG, we believe nothing is more important… more
- KPMG (Short Hills, NJ)
- **Business Title:** Manager, NYFS Global Banking and Capital Markets **Requisition Number:** 111237 - 61 **Function:** Tax Services **Area of Interest:** **State:** ... challenges. Develop your career through a range of multifaceted engagements, formal training , and informal mentoring. At KPMG, we believe nothing is more important… more
- Deloitte (Morristown, NJ)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize clients across a ... Services group, you will provide federal tax consulting and compliance services to a client in the securities and...Excellent research and writing skills + Excellent presentation and communications skills The wage range for this role takes… more
- BMO Financial Group (New York, NY)
- …objectives. Supports the effective management of risk, including operational and compliance risk and management of the attestation/reporting process specific to the ... the logistics of these events. Supports the development of effective, consistent communications for the business/group senior leader and for the leadership team. +… more
- Scotiabank (New York, NY)
- …business forums and internal meetings. + Create and provide online and in-person compliance training for sales and trading staff and related support personnel. ... and examination requests/findings. + Experience developing policies and procedures, providing compliance training , conducting compliance risk assessments and… more
- Scotiabank (New York, NY)
- …practices. + Oversees the development and delivery of effective in-person and computer-based compliance training for front office staff in trading and sales on ... regulatory experience and at least 5 years of experience managing an advisory compliance team supporting trading and/or investment banking businesses. + Series… more
- SMBC (New York, NY)
- …as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC ... building and maintaining a bank regulatory compliance program to help ensure compliance with applicable state and federal banking rules applicable to SMBC… more
- SMBC (New York, NY)
- …or as a member of a CRA team. + Experience working in a Compliance Advisory role covering either banking products/services or trading/capital markets businesses ... metrics (eg, KPI, KRIs, etc.) while promoting measures to mitigate regulatory compliance risk. + Strong interpersonal and communications skills (written and… more
- Citigroup (Jersey City, NJ)
- … reviews of new products. + Assisting in the development and administration of Compliance training for the supported businesses. + Researching any new reform ... & The Jobs Act (EGCs) preferred + Exposure to Control Group, or Product Compliance roles ( Banking or Research) within a financial services firm preferred +… more
- American Express (New York, NY)
- …Compliance or related activities, within the financial services industry. + Prior banking industry, digital payments, compliance , legal or risk experience is ... of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting US small business Card Lending products and… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview** The Senior Compliance Manager - ... will be largely focused on managing the efforts of others and providing compliance support of consumer credit card business lines. Day-to-day role functions could… more
- SMBC (New York, NY)
- …other matters, and manage key Compliance teams including the Compliance Reporting, Training , Issue Management, and Transformation teams. Additionally, this ... projects and initiatives + Assist with the management of key Compliance teams, including electronic communications surveillance, trade surveillance, regulatory… more
- Bank of America (New York, NY)
- …+ Regulatory Compliance + Reporting + Risk Management + Written Communications + Active Listening + Analytical Thinking + Interpret Relevant Laws, Rules, and ... Compliance and Operational Risk Manager- Control Room Charlotte,...regulatory inquiries, other audits, and examinations and identifies regulatory training needs supporting the development of the training… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- American Express (New York, NY)
- …of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting Small Business Card products. The successful ... candidate will provide compliance guidance and oversight for this core area of...strategies, risk management initiatives, rewards and benefits, and customer communications for commercial products, features and processes. **Responsibilities:** +… more