- Discover Financial Services (Riverwoods, IL)
- …want you to grow and make a difference at one of the world's leading digital banking and payments companies. We value what makes you unique so that you have an ... Responsible for assisting with development of committee and regulatory materials ( Compliance Committee, Management Risk Committee, Board Reporting, etc.) and other… more
- Liberty Bank (Middletown, CT)
- Fair Banking Officer Middletown, CT 06457, USA Req #1505 Friday, April 5, 2024 At Liberty, we are proud to integrate our Diversity, Equity, and Inclusion (DE&I) ... initiatives and investment. SUMMARY OF THE JOB: The Fair Banking Officer is expected to provide subject...relationships with all respective stakeholders (eg, Lending Officers, CRA Officer , Compliance Officer , industry, and… more
- MUFG (Irving, TX)
- …Corporate & Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management of a robust ... of our recruitment team will provide more details. The Compliance Officer will be a member of...be a member of the Global Corporate & Investment Banking Compliance team with the objective of… more
- Bangor Savings Bank (Bangor, ME)
- …the Emerging Payments Program Manager. The Banking as a Service Relationship Officer consistently supports a commitment to compliance by adhering to all ... the direction and guidelines established by the Emerging Payments Program Manager, the Banking as a Service Relationship Officer is responsible for the support,… more
- Truist (Atlanta, GA)
- …not mentioned below. Specific activities may change from time to time. 1. The Investment Banking Compliance Officer will be a member of the Global Corporate ... & Investment Banking Compliance team with the objective of providing compliance support, guidance, and oversight. 2. Responsible for providing regulatory… more
- MUFG (Atlanta, GA)
- …of Defense. 3) Proactively maintaining and servicing existing portfolio as Corporate Banking Marketing officer , Developing Banking Business with existing ... recruitment team will provide more details. **Job Summary:** Marketing Officer is responsible for 1) To act as a...banking business. + Perform all duties related to compliance matters as required by management. Ensure adherence to… more
- CIBC (Chicago, IL)
- …client requests in an efficient and effective manner. The SBA Business Development Officer collaborates with the SBA Banking Manager, Team Leads, and other ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **Job Overview:** The SBA Business Development Officer primary responsibilities will be that of developing new… more
- MUFG (Los Angeles, CA)
- … is responsible for + Maintaining and servicing existing portfolio as Marketing Officer (MO), + Developing banking business with new and existing customers, ... and + Driving various projects especially on corporate banking business for Japanese companies. **Major Responsibilities:** + Conduct daily corporate banking … more
- Dickinson Financial Corporation (Scottsdale, AZ)
- …with the vibrant small businesses in our communities. A successful Business Banking Officer effectively generates, evaluates, and services small business clients ... **Summary** : Business Banking Officers play a critical role in our...and applicable state and federal laws. This includes completing compliance training and adhering to internal procedures and controls;… more
- MUFG (New York, NY)
- …due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, ... Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end… more
- Santander US (New York, NY)
- Vice President - Americas Control Room Officer , Corporate & Investment Banking (CIB) New York, United States of America The Santander CIB (US) Control Room ... potential transactional conflicts of interest. The VP, Control Room officer is responsible for working with the US Head...of the Control Room to ensure that an effective compliance program is developed and maintained to address … more
- Bank of America (Chicago, IL)
- Senior Credit Officer -Global Corporate and Investment Banking Chicago, Illinois **Job Description:** At Bank of America, we are guided by a common purpose to ... of clients. Key responsibilities include monitoring changes in credit profiles, compliance with credit agreements as well as structuring and underwriting new… more
- Citigroup (Wilmington, DE)
- **Vice President, Credit Portfolio Officer (Retail Banking Risk Management)** will be responsible for leading Risk Management analytical activities including ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- CIBC (Sumter, SC)
- …Be Doing** Reporting to the head of CIBC US Middle Market Investment Banking , this position is responsible for providing dedicated proactive coverage of selected ... equity firms. While focused on US Middle Market Investment Banking , the role requires partnering with Bank USA, Capital...that recommendations and opinions offered to client are in compliance with CIBC policies and procedures + Demonstrate CIBC's… more
- City National Bank (Los Angeles, CA)
- **DEPUTY CHIEF COMPLIANCE OFFICER ** **WHAT IS THE OPPORTUNITY?** The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief ... Compliance Officer (CCO) and CNB Chief Compliance ...DCCO will be responsible for leading teams of CNB compliance professionals aligned to the core banking … more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …, Director of Business Development, Chief Counsel, Chief Information Security and Privacy Officer , Chief Compliance Officer , Associate Compliance ... of** * Concepts, practices and procedures of securities industry and/or banking compliance reviews. * Rules and regulations of the Securities Exchange Commission… more
- Scotiabank (New York, NY)
- Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... **Purpose:** Contributes to the overall success of the advisory compliance coverage of the Corporate & Investment Banking...and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …with management and external contacts. This position will be posted through 4-29-2024 Compliance Officer I-Licensed Total Base Pay Range 69,500.00 - 132,300.00 ... Make banking a Fifth Third better(R) We connect great...and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and… more
- BMO Financial Group (Downey, CA)
- …required internal control standards, including adherence to audit, regulatory and compliance policies. + Acts timely, efficiently and independently, taking ownership ... of client satisfaction. + Assists with more complex client related issues. + Builds effective relationships with internal/external stakeholders. + Assesses and evaluates problematic trends in overdrawn accounts and escalates issues as per directives. + May… more
- Scotiabank (New York, NY)
- Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline ... winning team, committed to results, in an inclusive and high-performing culture. **Global Banking and Markets** Global Banking and Markets (GBM) is a leading… more
