- Insight Global (New York, NY)
- Job Description A large financial client is looking for a Brokerage Account Operations analyst to join the team. The role is responsible for opening ... accounts for all Brokerage , FX, and RIA accounts. The person will be...and accurate manner. Primary responsibilities: - Receive and log client/ account opening instructions and confirm receipt back to sender.… more
- Citigroup (Tampa, FL)
- …processes, and drive strategy across our industry. **Job Background/context** Prime Brokerage Client Service sits within Citi Market Operations supporting ... **Organization Overview:** Citi Market Operations is currently at a pivotal point in...3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) where Citi has a… more
- Bloomberg (New York, NY)
- … account dealing and COI knowledge and experience with personal brokerage account disclosures, broker feeds, post-trade surveillance, and violation reviews. ... Account Dealing and Conflicts of Interest (COI) Analyst - Legal & Compliance **New York, NY** Posted...consent actions, etc.) + Support and work with our brokerage account team + Support policy on-boarding… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as assigned **Qualifications** **Knowledge, Skills, and Abilities:** **Knowledge of:** + Brokerage operations and how functions performed by Operations ... rules and regulations as well as departmental procedures + Compiles operational account information for internal and external auditors (eg FINRA, SEC) with limited… more
- AON (Chicago, IL)
- …with Bloomberg AIM/Eagle Pace a plus + 2+ years of work experience as an Operations Data Analyst preferred + Desire to pursue technology / data management career ... laws, short-term disability and optional long-term disability, health savings account , health care and dependent care reimbursement accounts, employee...plus + 2+ years of work experience as an Operations Data Analyst preferred + Desire to… more
- Randstad US (Sandy, UT)
- …bachelor degree + category management occupations + referenceAB_4517212 job details As a Business Analyst in Account Services Operations , you'll play a vital ... business analyst ii. + sandy , utah + posted april 18,...role in supporting the new account opening process, stock plan activation, and account … more
- CACI International (Colorado Springs, CO)
- Logistics Analyst Job Category: Logistics Time Type: Full time Minimum Clearance Required to Start: Secret Employee Type: Regular Percentage of Travel Required: Up ... Posting End: 5/26/2024 We have a great opportunity for a Logistic Analyst 3 to support the Consolidated AFSCN Modifications, Maintenance, and Operations… more
- Atria Wealth Solutions (Houston, TX)
- …- USA Compensation: 70,000 - 85,000 Position Purpose: The Senior Compliance Analyst assists the firm in mitigating certain risk conditions associated with client ... firm's regulatory obligations by providing oversight of the day-to-day Broker/Dealer operations to identify and resolve compliance deficiencies, thereby enabling the… more
- National Vision (Duluth, GA)
- …and career growth is a reality. We are currently searching for a Senior Treasury Analyst to join our growing team! The role will support all aspects of the Treasury ... Operations activities. This includes assisting with the development of...annual renewal processes, provides assistance with claim management. Utilizes brokerage relationships to assist with complex insurance inquiries and… more
- WTW (Boston, MA)
- …with health and welfare plans, ideally gained in a benefit consulting/ brokerage firm, Health Plan, Third Party Administrator, Regulatory Agency, Legal/Compliance ... credentialing, quality management, pharmacy prior-authorization processes and health plan operations + Basic understanding of Mental Health Parity and Mental… more
- CBRE (Columbus, OH)
- …Research, Risk Management, Sales & Leasing, Sales Support, Sales/ Brokerage , Town Planning, Transaction Management, Valuations/Appraisal, Workplace Strategy ... real estate a significant contributor to organizational productivity and performance. Our account management model is at the heart of our client-centric approach to… more