- Marion County (Salem, OR)
- …with other agencies to obtain services and resources for individuals; and advocacy and brokerage on behalf of client to access community resources, benefits, and ... Motivational Interviewing. Provide case management to include determining individual service needs, eligibility, and appropriateness of services; making referrals… more
- Truist (Orlando, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Guardian Life (Pittsfield, MA)
- …who will be responsible for performing suitability reviews for life, annuities, brokerage and advisory products and oversight through testing of the tasks completed ... by the Registered Principals. The right candidate will have the ability...met while also ensuring the best interest of the client . In this role, you will apply industry knowledge… more
- Truist (Coral Gables, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Truist (Charlotte, NC)
- …sales and operational support to Omni Channel, including Investment Care Center and Client Advisory Center. Responsible for the general servicing and support of the ... business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND… more
- Wells Fargo (Beverly Hills, CA)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Columbia, SC)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Wells Fargo (St. Louis, MO)
- **Job Description:** **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Bank of America (Pennington, NJ)
- …and needs + Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds + Mitigates and ... Registered National Financial Solutions Advisor I (Pennington, NJ)...them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on… more
- Bank of America (Chandler, AZ)
- …Qual. Plans, Defined Benefit Plans, Merrill Lynch Advice Access, and Self Directed Brokerage . As a Senior Registered Merrill Retirement & Benefits Investment ... Sr Registered Phone Rep- Retirement and Benefits Investment Specialist...customer experience + Effectively migrating clients to on-line and self- service delivery channels that enable 24/7 account access Skills… more
- Thrivent Financial (Coeur D'Alene, ID)
- …and insurance related tasks and other administrative tasks as assigned. The Licensed Client Service Administrator reports to and is employed by Lakeview ... insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service … more
- Zions Bancorporation (Salt Lake City, UT)
- … to Wealth Advisors and their high-net-worth clients while leading a team of Client Account Service Associates and Registered Associates. The role requires ... knowledge of the wealth or brokerage business, experience managing teams, and strong ...performance + Oversee the accurate and efficient execution of client service requests including new client… more
- Charles Schwab (Lone Tree, CO)
- **Your opportunity** Client Service & Support (CS&S) is the primary service and trading arm for Schwab Investor Services. CS&S provides service to our ... employees reach their goals. As a Team Manager in Client Service and Support you will lead...a team of approximately 12 Financial Services Professionals (including registered brokers, broker trainees, and customer service … more
- Morgan Stanley (Alpharetta, GA)
- …Focus on improving client satisfaction by emphasizing world-class individualized client service , 100% accuracy, responsiveness, and follow-through * Focus on ... to obtain licenses within company policy guidelines * Excellent communicator with strong client service skills *Why Morgan Stanley*: Morgan Stanley is a leading… more
- BMO Financial Group (SD)
- …to the needs of the client to uncover opportunities -Provide comprehensive client service and account management to clients, including but not limited to ... Service Specialist's primary responsibility is to provide our clients a superior customer service experience. Being the first point of client contact, the BIS… more
- City National Bank (New York, NY)
- **PRIVATE BANKER** **WHAT IS THE OPPORTUNITY?** Develops and manages client relationships with high- net- worth and ultra-high-net-worth individuals and families ... including: banking, credit, asset management, trust and estate planning, and brokerage . Manages overall relationship profitability and portfolio risk and is… more
- Atria Wealth Solutions (Syracuse, NY)
- …with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices. We are looking for ... the proper, efficient, and compliant handing of all incoming brokerage account deposit funding. You will work directly with... account deposit funding. You will work directly with registered financial professionals and staff, as well as other… more
- JPMorgan Chase (Chicago, IL)
- As the Supervisory Manager in the Brokerage team you will exhibit leadership and operational expertise when executing designated supervisory duties and is directly ... performing appropriate reviews on an exception basis of transactions placed in client accounts and/or annuity and life insurance applications submitted by Financial… more
- HSBC (Bellevue, WA)
- …+ Understanding of the unique markets serviced + Thorough understanding of the client service concept and its importance in developing, maintaining, and ... Wealth Center performance expectations + Manage and support the client experience within the Wealth Center ensuring service...products and refer investment and insurance products to appropriate brokerage staff, to meet client needs while… more
