- Guardian Life (New York, NY)
- …the securities industry? Do you also enjoy working from home? If so, the Supervision and Business Risk ("SaBR") team is seeking a positive professional who will be ... responsible for performing suitability reviews for life, annuities, brokerage and advisory products and oversight through testing of the tasks completed by the… more
- Citigroup (New York, NY)
- …for clients. The overall objective of this role is to act as strategic advisor to our clients by formulating investment strategies and raising capital for clients. ... Build a culture of responsible finance, good governance and supervision , expense discipline and ethics + Appropriately assess risk/reward...to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services + Adhere… more
- The Salvation Army (Syracuse, NY)
- Overview Neighborhood Advisor , Case Management Full-Time, Hourly, Non-Exempt with Health Benefit Package 749 South Warren Street, The Salvation Army of the Syracuse ... Area Adult Day Program for Senior Services Position Overview: The Neighborhood Advisor is tasked with providing Outreach case management and housing crisis… more
- Capital One (New York, NY)
- …regulations, including but not limited to anti-money laundering, outside brokerage accounts, outside business activities, OSJ/branch inspections, firm element ... of conduct + Advising and supporting Principals on their business decisions, supervision of persons or functions, and compliance with applicable rules + Providing… more