- TIAA (Charlotte, NC)
- The Brokerage Trading Analyst supports trade orders in the market and evaluates market volatility in order to assist clients. This job also evaluates ... this job maintains a relationship with the client to ensure the clients trading is aligned with their investment objectives. **Key Responsibilities and Duties** +… more
- Citigroup (Tampa, FL)
- …a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) where Citi has a significant growth program to ... with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having significant interaction… more
- Charles Schwab (Westlake, TX)
- …Choice Investment Services (PCIS) Participant Services works directly with Self-Directed Brokerage Accounts for retirement plans and health savings accounts. These ... letters. This position is responsible for answering all client service and trading inquiries, as well as complex transactions and issue resolutions, often including… more
- Bloomberg (New York, NY)
- Compliance Officer - Personal Account Dealing and Conflicts of Interest (COI) Analyst - Legal & Compliance **New York, NY** Posted May 3, 2024 - Requisition No. ... The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;...account dealing and COI knowledge and experience with personal brokerage account disclosures, broker feeds, post-trade surveillance, and violation… more
- Raymond James Financial, Inc. (Southfield, MI)
- …Large Options Position Report (LOPR), etc.) + Collaborates with other business units ( Brokerage Operations, Trading , Compliance, IT, and Legal) + Assists and ... market impacts + Regulatory terminology, concepts, and guidance + Back Office brokerage operations processes and procedures + Trading life cycle (Orders,… more
- Constellation (Baltimore, MD)
- …paid time off for vacation, holidays and sick days; and much more. **Associate Analyst , Wholesale - Expected salary range of $59,200 to $74,000, varies based on ... along with comprehensive benefits package that includes bonus and 401(k)** . ** Analyst , Wholesale - Expected salary range of $68,800 to $86,000, varies based… more
- Cleveland-Cliffs Inc. (Detroit, MI)
- Ferrous Processing and Trading , a business of Cleveland-Cliffs Steel, has an immediate opportunity for an Accounts Payable Analyst at the Detroit, MI operation. ... The Accounts Payable Analyst position will apply accounting principles to analyze financial...databases. + Export bookings and shipping instructions. + Enter Brokerage shipments as per paperwork and/or reports. + Analyzes… more
- Randstad US (San Diego, CA)
- …of financial services industry in one or more of the following: Brokerage Services, Wealth Management, Advisory, trading + Comprehensive understanding of ... senior business analyst (remote). + san diego , california (remote)...need: Our Client is currently seeking a Sr. Business Analyst . What you will do: + You will formulate… more
- Citigroup (Tampa, FL)
- …a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivs, FXPB) where Citi has a significant growth program to ... with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having significant interaction… more
- Bank of America (New York, NY)
- …matter expertise for secured funding and partnering directly with the Fixed Income trading desk. The Senior Analyst will provide analysis and assessment of ... Global Liquidity Management Senior Analyst Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to… more
- S&P Global (Boulder, CO)
- …Role** : S&P Global Commodity Insights is looking for a Principal or Senior Analyst to join our Commodity Briefing Service (CBS) team and develop our new Aluminum ... Our clients comprise the world's largest mining companies, metals producers, commodity trading houses, government divisions, and OEMs - along with the financial… more
- Atria Wealth Solutions (Houston, TX)
- …- USA Compensation: 70,000 - 85,000 Position Purpose: The Senior Compliance Analyst assists the firm in mitigating certain risk conditions associated with client ... high levels of compliance with industry regulations and firm policies. The Analyst will possess broad capability and compacity. Essential Functions, Duties and… more
- Ally (Lansing, MI)
- …Skills You Bring** * +3 years of validated experience in the brokerage services industry, solid understanding of operations/ trading /options preferred. * FINRA ... shouldn't your opportunities be, too? **The Opportunity** The Senior Analyst reports to the testing manager and is responsible...test plan and reporting of test results. The Senior Analyst will have a role in developing efficient and… more
- US Bank (Los Angeles, CA)
- …marketers to directly assist clients with regulatory onboarding requirements * Administer trading platform access and configuration for clients and FX team members * ... of prior experience on a foreign exchange sales or trading desk or four years in a FX middle...in a financial services environment, including wealth management or brokerage firms. + Knowledge of FX strategies and solutions,… more
- Insight Global (Jersey City, NJ)
- Job Description The Corporate Actions Analyst will require an independent, self-motivated individual that will provide daily Corporate Action support of Global ... FIS platforms. Provides daily Operational support functions to BMO trading /lending desks as well as the underlying Swap Prime.../lending desks as well as the underlying Swap Prime Brokerage clients. We are a company committed to creating… more
- Dollar Tree (Chesapeake, VA)
- …Trusted Trader and social compliance initiatives. a. Collaborate with Tar Heel Trading and Yusen Logistics to ensure factory security audits are being conducted ... 2 to 4 years import compliance experience required either in the Customs Brokerage field or corporate retail chain environment. * Customs Broker License preferred.… more
- Citigroup (Getzville, NY)
- …a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage , Futures, Listed Derivatives, FXPB) where Citi has a significant growth program to ... with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal, Finance and HR; alongside having significant interaction… more
- Morgan Stanley (San Francisco, CA)
- …market on both a taxable and tax exempt basis. Our Municipal Desk Analyst Team publishes commentary and analysis on municipal credit for both Institutional Customers ... Financial Advisors. Our Municipal Strategy Team works closely with the Sales and Trading Desks to help lead in trade idea generation and strategy implementation.… more
- Regions Bank (Knoxville, TN)
- …at an advanced level + Initiates and monitors required actions related to modeling and trading of client accounts + Works with all partners at an advanced level by ... (5) years applicable knowledge or experience in investment/portfolio management, brokerage , finance, or equivalent **Preferences** + Bachelor's degree in Business… more
- Citigroup (Tampa, FL)
- …Lead Analyst is a senior level position responsible for processing brokerage -related transactions originating from trading desks in coordination with the ... Operations and other stakeholders. The overall objective of this role is to facilitate the clearance, settlement and investigation of exceptions. **Responsibilities:** + Identify project resources, monitor work and budget, and mitigate risks + Ensure… more