- EY (New York, NY)
- …an exceptional experience for yourself, and a better working world for all. Business Advisor, Business Consulting - Finance (Capital Markets) (Financial Services ... Office) ( Manager ) (Multiple Positions) (1503143), Ernst & Young US LLP,...Ernst & Young US LLP, New York, NY. Provide business advisory and consulting services to clients, focusing on… more
- JPMorgan Chase (Brooklyn, NY)
- …& Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting. As a Controls Manager you will be ... **Vice President - Securities Services Controls Manager - Trading Services Fiduciary Oversight - New...with stakeholders, evaluate and perform end-to-end analysis of the business ' risk and control environment to identify… more
- AIG (New York, NY)
- …we help customers to manage risk. Join us as Global Specialty Claims Strategy and Business Manager to play your part in that transformation. It's an opportunity ... to deliver valuable insights and lessons learned to claims, business and risk control functions. + Support...business leadership. Assist team members in maintaining external broker & customers relationships / service. + Assist in… more
- Bank of America (Jersey City, NJ)
- Global Financial Crimes Manager -Global Markets - US and Global Markets Operations-U.S. New York, New York;Jersey City, New Jersey **Job Description:** At Bank of ... through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) JOB PURPOSE Compliance Examination Manager for Capital Markets/ Broker -Dealer/Swap Dealer Reporting ... of business controls established to ensure adherence with US broker -dealer and US swap dealer requirements and compliance with federal and self-regulatory… more
- US Bank (New York, NY)
- …Private Banking) * Laws and regulations applicable to Corporate and Commercial Banking business lines The Senior Audit Manager also has strong knowledge of ... and provide consultation and credible challenge to support the development of effective business line control environments subject to compliance risk. We are… more
- Bank of America (New York, NY)
- …knowledge of the Volcker Rule a plus; * Strong knowledge of risk and control management frameworks and ability to analyze business results to identify emerging ... Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At...to independently execute projects and drive change with the business and other control functions. **Volcker EAC**… more
- Scotiabank (New York, NY)
- Manager , CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and...Bank internal policies and procedures to front office, Internal Control , and 2nd line support personnel. The CIB and… more
- HUB International (New York, NY)
- HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health, ... Benefits team is currently seeking a Strategic Field Resource Manager . This position will play a vital role in...development of our sales culture and in driving new business results and will work closely with the local… more
- Kedrion Biopharma, Inc. (Fort Lee, NJ)
- …both external & internal audit. + Own annual insurance renewals for the US Business & manage the ongoing broker relationship. + Proactively proposes any ... Manag** **er** is a key role within the US Kedrion BioPharma (KBI) business providing management reporting, future financial planning & analysis plus being the key… more
- Citigroup (New York, NY)
- …interventions where needed, proposing creative and pragmatic solutions to risk and control issues + Appropriately assess risk when business decisions are ... The Senior Audit Manager is a management position responsible for managing...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Deloitte (Jersey City, NJ)
- …of traded products and associated cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, ... Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk,… more
- Deloitte (Jersey City, NJ)
- …CPA eligible: + Licensed attorney + Enrolled Agent + Certifications: + US Customhouse Broker 's License + CUSECO (Certified US Export Control Officer) + Where ... At Deloitte, you'll work with the best in the business to solve the toughest problems in business...Business Analysis Professional + Certified SAFe Lean Portfolio Manager + Certified SAFe Architect + Certified SAFe Agile… more
- SMBC (New York, NY)
- …advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer ... externally as a reliable, knowledgeable resource. Incumbents may develop and exercise business plans, policies and procedures, as well as oversees various assigned… more
- MassMutual (New York, NY)
- **Project Manager , Wealth Management Technology, Enterprise Technology & Experience (ETX)** **Full-time, Hybrid - NY, Boston, or Springfield** **The Opportunity** ... The Wealth and Distribution Technology team is seeking an experienced project manager to lead projects supporting our career agency system. In this role you will be… more
- Citigroup (New York, NY)
- …and evaluation. Provides advice and counsel related to the Risk and Control framework and supervisory oversight of the business . **Responsibilities:** + ... Degree or equivalent experience **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:**… more
- Broadridge Financial Solutions (Newark, NJ)
- …the Broadridge team. We are seeking a highly skilled and detail-oriented DBA Operation L1/L2 Manager to join our team. As the DBA Operation L1/L2 Manager , you ... and monitoring tools eg, SCOM, Datadog, + Experience with issue, change control tracking softwares eg, Remedy-ITSM, JIRA. #LI-NO1 Broadridge associates helped us… more
- Citigroup (New York, NY)
- …Vice President - Business Controls Lead will be responsible for in- business control assessments, regulatory change management, key remediation efforts and ... periodic monitoring and testing routines as part of the Manager 's Control Assessment (MCA) framework. + Prepare...degree or MBA preferred. **Job Family Group:** Compliance and Control **Job Family:** Business Control … more
- Guardian Life (New York, NY)
- …and, regulatory requirements. Candidates must have a broad knowledge of US broker -dealer and investment advisory compliance, regulated business environments and ... to translate compliance and regulatory changes into the implications for PAS's business process and control environment + Excellent inter-personal relationship… more
- HUB International (New York, NY)
- HUB International Limited ("HUB") is the 5th largest global insurance broker , providing a broad array of property, casualty, risk management, life and health, ... retention and growth of the book. This book of business consists of four (4) accounts, two (2) of...day-to-day basis with prompt responses to the client and manager , where applicable. + Conduct in-depth coverage reviews of… more