- Russell Tobin & Associates (New York, NY)
- …of GRM is seeking a Director - ERM supporting the North American Market (NAM) business . The position will report to the AVP - North American Markets ERM Officer ... your responsibilities will include: * Lead Risk Assessments including Risk and Control Self Assessments (RCSA), Top Risk Assessments, Project Risk Assessments, and… more
- Citigroup (New York, NY)
- The VP, Business /Function Quality Control Officer is a strategic professional supporting the delivery of the Compliance Transformation plan though a review ... and challenge process within Independent Compliance Risk Management (ICRM). Business /Function Quality Control focuses on the quality execution of Transformation… more
- SMBC (New York, NY)
- …and operational risk associated with the daily execution of trade finance business in conjunction with GTFD management, BCO of coverage, and Corporate ... Compliance-Advisory group in Compliance Department (CPAD). + Control /minimize various compliance risks arising out of daily execution of trade finance business … more
- Citigroup (New York, NY)
- …the payments industry and contribute to the transformation it is currently undergoing. The Business Risk and Control Officer is a strategic professional who ... control breaches and dissemination and learnings across other business units for process improvement to limit the occurrence...business , products or services to identify and implement control points and processes throughout the business .… more
- MUFG (New York, NY)
- …is within the Japanese Corporate Banking (JCB) Business Unit, reporting to the Business Unit Risk Control Officer . The primary role is to provide ... recruitment team will provide more details. **Job Summary:** The Business Unit Risk & Control Associate position...analytical & technical support to the Risk & Control unit in conformance with the various enterprise-wide risk… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary Location:** New York New… more
- Wells Fargo (New York, NY)
- …timely communication, swift execution, and strong cooperation. This Lead Control Management Officer will work closely with business leaders and control ... **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Control...a role based on your expertise in a particular Control LOB. Additionally, each business has a… more
- S&P Global (New York, NY)
- …and apply data analytics and business intelligence skills. **Responsibilities:** As a Control Room Compliance Officer , you will be expected to + Monitor ... **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** ...with principles set forth in the firm's code of business ethics, policies and operating procedures. **The Impact:** As… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, ... with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in...Chief Technology Office, Chief Information Security Office, and other business groups, to provide regulatory oversight of software /… more
- Wells Fargo (New York, NY)
- …adapting messages and data for different target audiences + Prior experience in a business control , audit or compliance role with a focus on governance, ... this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Corporate...developing reporting to provide actionable information to the CRE Control team and business leaders + Creating… more
- Johnson Security Bureau, Inc. (Bronx, NY)
- Position: Security Officer Access Control Location: Bronx Work Type: Full Time Pay Rate: $17.00 - $17.50 Experience: 2 years security experience Are you ... team at a renowned organization that has been in business for over 60 years. We are seeking dedicated...Friday, Saturday, Sunday, Monday As a Customer Service Security Officer , your primary responsibility will be to provide JSB… more
- Wells Fargo (New York, NY)
- …First Line of Defense risk program requirements. This position resides within the Equities Business Control team and supports the broader Equities business ... market practice, operations, technology and relevant regulations. As part of the business control team, the role will support business leadership and COO… more
- Citigroup (New York, NY)
- …to heightened expectations from regulators and to ensure a strong and consistent control environment, the Global Equities business continues to expand its risk, ... Execution, Consolidated Audit Trail (CAT) + Work with the Business Supervisors, Technology & Control partners to...Work with the Business Supervisors, Technology & Control partners to efficiently build target state controls, system… more
- Citigroup (New York, NY)
- …on a strong legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who ... operational, compliance and regulatory risks, and executing risk and control responsibilities for the business as a First Line of Defence function. This role… more
- Citigroup (New York, NY)
- …on a strong legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who ... operational, compliance and regulatory risks, and executing risk and control responsibilities for the business as a First Line of Defence function. This role… more
- Citigroup (New York, NY)
- **Global Risk Review Senior Officer (Infrastructure & Strategic Projects)** Global Risk Review (GRR) provides independent, objective, reliable, valued and timely ... to the Boards, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior...and collateral risk management and the ability of the Business and independent Risk Management to identify, monitor and… more
- Citigroup (New York, NY)
- The Business Risk Officer / Supervisory Principal is a strategic professional who stays abreast of developments within own field and contributes to directional ... Provides advice and counsel related to the Risk and Control framework and supervisory oversight of the business... Control framework and supervisory oversight of the business . **Responsibilities:** + Correspondence reviews + Assist in the… more
- Federal Reserve System (New York, NY)
- …to meet its mission, and is dedicated to being a trusted, strategic business partner to clients Bankwide. The Group provides superior services and value-added ... Bank's objectives. Functional areas of the Group include: + Business Finance Partners and Financial Planning & Analysis +...the Head of the Corporate Group and Chief Financial Officer (CFO): The New York Fed is seeking a… more
- Guardian Life (New York, NY)
- …to translate compliance and regulatory changes into the implications for PAS's business process and control environment + Excellent inter-personal relationship ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be...in leading a team of associates providing guidance to business partners; oversight/surveillance to the firm's daily transactions and… more
- Citigroup (New York, NY)
- …Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
