- PNC (Baltimore, MD)
- …valued and have an opportunity to contribute to the company's success. As a Credit Risk Review Advisor within PNC's Credit Risk Review organization, this ... materials and supporting documentation, and conducts meetings with Line of Business representatives with minimal supervision.Effectively communicates Credit Risk … more
- M&T Bank (Wilmington, DE)
- …of change may be dynamic and frequent. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... emerging risks, changes to the regulatory landscape, and consideration of cost beneficial risk management opportunities for the business . The position may have… more
- Comerica (San Francisco, CA)
- …Private Bankers, and Wealth Associates. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. * Works within the ... Private Banking Advisor The Private Banking Advisor will...and tax planning, cash flow analysis and budgeting, and risk management to ultra-high net worth clients. Uses advanced… more
- M&T Bank (Fairfax, VA)
- …remediation tool in the appropriate system. *Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the ... **Overview:** Serves as an advisor to provide an advice-based approach to financial...approach to financial solutions for an assigned book of business . Actively solicits new and existing investments and insurance… more
- Truist (Charlotte, NC)
- …clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- Truist (Dallas, TX)
- …clients, their attorneys and CPAs + Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- Experian (TX)
- …businesses on their consumer compliance risks, regulatory requirements and mitigating controls . + Performing compliance risk assessments, compliance policy and ... training content reviews. + Documenting key regulatory requirements and ensuring business units have documented controls that align with key regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …planning through reporting and produces quality deliverables. * Collaborates across multiple business units to maintain a risk -based Compliance Oversight program ... designed and operating as intended and commensurate with the level of risk being mitigated. Coordinates compliance functions, guides compliance efforts, and act as… more
- Bank of America (San Rafael, CA)
- …internal service providers based on client needs and asset thresholds + Mitigates and controls risk as part of daily activities + Identifies and engages ... Financial Solutions Advisor - Consumer Investments- Greater Bay Region San Rafael,...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- Bank of America (Andover, KS)
- …internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages ... Financial Solutions Advisor -Consumer Investments -Central South Region Saint Louis, Missouri;Lees...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- M&T Bank (Timonium, MD)
- …to achieve sales goals as expected. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the ... approach to financial solutions for an assigned book of business . Actively solicits new and existing investments and insurance...Company's Risk Appetite. Identify risk -related issues needing escalation to management. + Promote an… more
- Morgan Stanley (New York, NY)
- …workforce (M/F/Disability/Vet). **Job:** **Operational Risk * **Title:** *AVP US Banks Business Risk Testing and Validation* **Location:** *New York-New York* ... controls testing program within the first line Operational Risk Management team covering Morgan Stanley Private Bank, NA...Bank, NA and Morgan Stanley Bank, NA, to include business and IT controls . This position will… more
- Comerica (Farmington, MI)
- …lead initiatives with that impact key business processes and identify risks and controls through the Risk and Control Self-Assessment (RCSA) * Trend ... Risk Management Lead with extensive knowledge of risk mitigation and internal control evaluation within... monitoring activities as assigned, specifically for risks and controls relative to high- risk business … more
- City National Bank (Newark, DE)
- …Key Risk Indicators and assists management teams with monitoring and testing of controls . Coordinates Risk and Control Self Assessments, third party ... risk assessments, fraud control risk assessments, compliance risk ... risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance, Business Continuity,… more
- Eastern Bank (Lynn, MA)
- …perspective of risk management. Primary responsibilities include oversight of the Business Process Risk and Control Self- Assessment program, development ... Risk Manager I collaborates with Lines of Business by acting as an advisor to...management. + Responsible for advancing and operating the bank's Business Process Risk and Control … more
- CIBC (Chicago, IL)
- …of CIBC, the incumbent must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls . AUTHORITIES/DECISION RIGHTS + As a ... CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **Job Overview:** The SBA Business Development Officer primary responsibilities will be that of… more
- Citigroup (New York, NY)
- …strategic partner to senior management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , ICRM, Finance, CAO/CCO), the ... US bank regulatory legal advice to Citi's businesses and control functions, including the Independent Risk Management...on one or more of: company revenues, expenses, capital, risk and controls , country/cluster, or business… more
- Citigroup (New York, NY)
- …+ Communicate key findings to senior management and act as the chair for in- business risk forums as appropriate. + Put together presentations and documents for ... with Independent Risk teams to ensure best-in-class risk and controls , as well as client...risk issues. + Conduct periodic review of the control environment, vetting of new systems, processes, policies and… more
- PNC (Strongsville, OH)
- …the manager's discretion. *Serves as the business relationship link between business units and all risk -related items and other performance-related functions ... and opportunities to build competitive advantage and improve efficiency and effectiveness of business units. *Proactively serves as a "trusted advisor ," and is a… more
- FirstBank PR (PR)
- BUSINESS RELATIONSHIP OFFICER III AUTO WHOLESALE FINANCING FIRSTBANK PR Our Company AtFirstBank PR, we strive to be a trusted advisor to our clients and our ... number one place for you. A Brief Overview The Automobile Wholesale Financing Business (aka Floor Plan Unit) Business Relationship Officer analyzes all banking… more