- Scotiabank (New York, NY)
- …in the US Specific business lines under coverage include Corporate & Investment Banking ( CIB ), Equity Capital Markets (ECM), Debt Capital Markets (DCM), ... committees. + Assist CIB Compliance Officers in the review of compliance risk assessments and Regulatory Library mapping to businesses and controls. + Assist … more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... support to the CRE Chief Operating Office for issues and corrective actions, operational risk events, and control development work impacting multiple CRE… more
- Truist (Charlotte, NC)
- …Broad risk and regulatory knowledge with an emphasis on: Credit, Market , Liquidity, Compliance, Operational , Reputation and Strategic Risks. 6. Strong ... the following job description:** A first line of defense risk professional leading a team within the Governance and...4. Advanced knowledge of industry including investment banking, capital markets , market , and other products including asset… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... today. **About this role:** The Corporate & Investment Banking ( CIB ) Control Team is responsible for the implementation and...applicable to the Equity Research business + Experience with operational risk framework, the RCSA and related… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... to work on the Banking Strategy Team within Corporate and Investment Banking ( CIB ). The Banking Strategy team, in alignment with Banking's leadership team and COO,… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... compliance requirements within the line of business. The M&A risk and control program enables CIB and...Identify opportunities and strategies for process improvement and enhancing operational risk & control within M&A +… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... ( CIB ) delivers a comprehensive suite of capital markets , banking, and financial products and services. A trusted...ahead** + **Source competitor and industry analysis to ensure CIB remains current with market movement in… more
- JPMorgan Chase (New York, NY)
- …in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance preferred; or equivalent subject ... America Credit CM team is part of a wider Markets CM team which reports into the Office of...Morgan's Credit business offers clients a comprehensive set of market -making, structuring and risk management capabilities across… more
- Santander US (New York, NY)
- …Experience in Capital Markets activities related to CLO and Securitization capital markets take-outs. + Understand Risk Retention risk and structures. + ... the policies and procedures for CLO Warehousing and credit risk . + Represents 2LOD in all new CIB...delegate, and meet deadlines. + Advanced knowledge of the operational , accounting, credit, regulatory, market and technological… more
- JPMorgan Chase (Tempe, AZ)
- …+ Bachelor's degree preferably in Finance / Business or related field + Experience in CIB Markets Middle Office and operations a plus JPMorgan Chase & Co., one ... Reporting, Associate and establish and maintain a common approach to controls and operational workflows across the risk management infrastructure. Also, provide … more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... and expertise across the CIB Banking business. CIB Banking is the relationship management and market...handling of MNPI, User Access, e-Communications, and Books/Records. + Operational risk events and near misses. +… more
- Santander US (New York, NY)
- …Ensures adherence to the policies and procedures for Project and Tax Equity Finance credit risk . + Represents 2LOD in all new CIB Project Finance and Tax Equity ... Project Finance (Renewables) Credit Risk 2nd Line of Defense (Corporate & Investment...delegate, and meet deadlines. + Advanced knowledge of the operational , accounting, credit, regulatory, market and technological… more
- JPMorgan Chase (Brooklyn, NY)
- …with financial resource management in a bank treasury environment, supporting different CIB products (banking and markets ) + Knowledge of US implementations ... **Job responsibilities** Focus on capital allocation frameworks and methodology for CIB including the following: + Support development, implementation, and ongoing… more
- JPMorgan Chase (New York, NY)
- …( CIB ) is a global leader across investment banking, wholesale payments, markets and securities services. The CIB Applied Artificial Intelligence (AI)/Machine ... organization is at the center of data-driven business transformation for the CIB Operations organizations. We employ state-of-the-art AI and ML, coupled with the… more
- Wells Fargo (Houston, TX)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... It all begins with you. **About this role:** Corporate & Investment Banking (" CIB ") delivers a comprehensive suite of capital markets , banking, and financial… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... Date:** + 13 May 2024 **Corporate & Investment Banking (" CIB ")** delivers a comprehensive suite of capital markets...execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... It all begins with you. **About this role:** Corporate & Investment Banking (" CIB ") delivers a comprehensive suite of capital markets , banking, and financial… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... in Independent Testing and Validation as part of Corporate Risk . Learn more about the career areas and lines...standards, and executing group- specific testing. Corporate Investment Banking ( CIB ) Testing and Validation, within IT&V, is seeking a… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... & Investment Banking (" CIB ") delivers a comprehensive suite of capital markets , banking, and financial products and services. A trusted partner to our clients,… more