- Regions Bank (Charlotte, NC)
- …the careers section of the system. **Job Description:** At Regions, the Capital Markets Compliance Function Manager develops and maintains an effective ... Microsoft office suite **This position will serve as a Compliance Manager within Regions Corporate Banking Group,...within Regions Corporate Banking Group, in support of the Capital Markets team, which includes Regions Real… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) JOB PURPOSE Compliance Examination Manager for Capital Markets /Broker-Dealer/Swap Dealer ... Head of US Compliance Examination Program, the Compliance Examination Manager is accountable for execution... with appliable laws, rules and regulations by the Capital Markets business unit within the US.… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Senior Manager , Capital Markets Regulatory Onboarding Capital One's Commercial ... and clients. This unique position owns the onboarding needs of our Capital Markets business including Derivative Trading, Equity Trading, Loan Syndications,… more
- Affinius Capital (San Antonio, TX)
- …information, visit affiniuscapital.com. **Job Description** The Associate -or- Senior Associate, Asset Manager - Debt Capital Markets will assist with asset ... to meet the critical need for housing solutions, and for other market and capital structure opportunities exhibiting compelling risk-return characteristics. For… more
- US Bank (Minneapolis, MN)
- …Day One. **Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, Capital Markets is a senior ... and coordination of compliance risk coverage for USB's Wealth, Commercial, Capital Markets business lines with demonstrated expertise and the ability to… more
- State of Georgia (Dekalb County, GA)
- …Project Manager , Capital Markets will report to the Senior Capital Markets Manager . Core Responsibilities + Assist in the planning and ... + Work cross-collaboratively with Allocation, Tax Credit, Development, Construction, Compliance and Asset Management teams + Analyze the effects...process + As needed, complete other tasks by the Capital Markets Manager , Director of… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- … Markets **Location:** Pittsburgh, PA **Summary** **of** **the** **Position:** Supports the Capital Markets LOB Risk Manager in organizing the group's ... current statutory guidance and market -based best practices. * Assist the Capital Markets Group incorporating new statutory requirements or market -based… more
- Comerica (Frisco, TX)
- Senior Manager Technology - Comerica Capital Markets The Senior Manager Technology provides thought leadership to deliver creative and efficient ... technical solutions for Comerica's Capital Markets group. Capital ...cost, and ongoing operational plans and cost). The Senior Manager Technology also oversees client/customer/vendor relations to ensure that… more
- Zions Bancorporation (Houston, TX)
- …+ Process expense reports for multiple individuals across different Zions Capital Markets teams in Concur ensuring compliance with the Travel & Expense ... very strong ties to the communities we serve. Zions Capital Markets provides targeted, client-driven financing solutions...Policy. + Fulfill office manager duties including collecting mail, greeting visitors, liaise with… more
- Truist (Charlotte, NC)
- …or equivalent advanced risk certification. 4. In-depth knowledge of investment banking, capital markets , market , industry sector and/or financial products ... managing risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination and Syndicate. This position will be… more
- KPMG (Stamford, CT)
- **Business Title:** Manager , NYFS Global Banking and Capital Markets **Requisition Number:** 111237 - 20 **Function:** Tax Services **Area of Interest:** ... stand for as a firm KPMG is currently seeking a Manager to join our Business Tax Services (https://tax.kpmg.us/content/tax/en/index.html) practice. Responsibilities:… more
- PNC (Houston, TX)
- …relationship managers, investment bankers, traders and other internal service partners to develop, market and deliver capital markets solutions to our ... respected, valued and have an opportunity to contribute to the company's success. As a Capital Markets Sr Sales Associate within PNC's Capital Markets … more
- Fifth Third Bank, NA (Rosemont, IL)
- …end-to-end business process audits for various business/functional areas within the Capital Markets business, including areas such as operations; ... or 3-4 years of general industry audit experience required. Experience with capital markets or financial services preferred. + Bachelor's degree required.… more
- BMO Financial Group (New York, NY)
- …closely with the BMO Legal Team and the line of business on other metals-related capital markets initiatives and policies + Supports the capital markets ... + Delivers legal advice, instructs external counsel and ensures compliance with internal policies and procedures. + Drafts and...the design of legal advice strategies and approaches for capital markets activities and making recommendations to… more
- PNC (Pittsburgh, PA)
- …to contribute to the company's success. As an Accountant Sr. within PNC's Finance/ Capital Markets organization, you will be based in Pittsburgh, PA. This ... at manager 's discretion. Additional Job Responsibilities: Provide support within the Capital Markets Finance - Broker Dealer Accounting team. - Assistance… more
- Deloitte (Tallahassee, FL)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize clients across a ... Services practice! What You'll Do As a Tax Senior Manager within the Financial Services arm of our Business...Services group, you will provide federal tax consulting and compliance services to a client in the securities and… more
- M&T Bank (Buffalo, NY)
- …rate risk and liquidity risk management, as well as balance sheet and capital planning. Serves as Bank-wide or industry expert in key area(s) of quantitative ... rate risk and liquidity risk management, as well as balance sheet and capital planning, including but not limited to, loan delinquency, default and loss models,… more
- JPMorgan Chase (New York, NY)
- …environment. As an Associate in Business Management team supporting the Americas Equity Capital Markets (ECM) franchise you play a critical role in maintaining ... areas of focus for the business. As a Business Manager , you will need to establish your internal network...areas of the firm such as Front Office, Finance, Compliance , Legal, Technology, and other teams. You should be… more
- Capital One (Mclean, VA)
- …Officer. This role will support three institutional FINRA registered broker dealers and provide compliance support the Capital Markets line of business, a ... United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The ...Advise CBD business leaders on their obligations under the Capital One's Compliance Management Policy + Assist… more
- Capital One (Melville, NY)
- 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending & Finance Corporate Compliance is seeking a ... management role in the second line of defense advising Capital One's Commercial lending businesses on applicable laws and...lending from Fannie Mae, Freddie Mac, and FHA. The Compliance Advisor Manager will support the businesses'… more