- City National Bank (Los Angeles, CA)
- **DEPUTY CHIEF COMPLIANCE OFFICER ** **WHAT IS THE OPPORTUNITY?** The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief ... Compliance Officer (CCO) and CNB Chief Compliance Officer (the "CCO") whom together will be responsible for implementing an effective compliance … more
- LifePoint Health (Brentwood, TN)
- VP, Chief Compliance Officer *Who we are:* At Lifepoint Health, we provide quality healthcare to rural communities. As a valued member of our team, you will ... where employees find purpose and fulfillment. *What you'll do:* As a VP, Chief Compliance Officer , you will have responsibility for strategic planning and… more
- Capital One (New York, NY)
- …Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be ... the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support… more
- Vanguard (Malvern, PA)
- As the Chief Compliance Officer of Vanguard Global Advisors and Head of Vanguard Fund and Advisor Compliance , this role provides strategic leadership and ... to drive robust compliance risk management. This role reports to the Vanguard Chief Compliance Officer and is a member of the Compliance Leadership… more
- Bechtel Corporation (Richland, WA)
- …National, Inc. ("BNI") is seeking an experienced professional to fill the role of Chief Compliance Officer ("CCO") for the Hanford Waste Treatment and ... and will be responsible for assuring BNI's and its teaming subcontractors' compliance with the WTP contract, policies, procedures and agreements. # Responsibilities… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …in the marketplace).** **E-mail:** **###@rudishhealth.com** **Telephone: ###** **Description** Overview The Chief Compliance and Privacy Officer will lead ... and manage the Emory Healthcare Office of Compliance Programs (OCP) for all campuses and will report...(OCP) for all campuses and will report to the Chief Executive Officer of Emory Healthcare. OCP… more
- Qualcomm (San Diego, CA)
- …Group > Legal Counsel **General Summary:** **ROLE SUMMARY:** Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal ... the continuous improvement, development, implementation, and enforcement of Qualcomm's compliance program, including policies, procedures, and controls to prevent,… more
- Emory Healthcare/Emory University (Atlanta, GA)
- … compliance risks, and partnering, as needed, with the Emory Healthcare compliance officer and other stakeholders. + Coordinating with operational management ... academic community. **Description** Reporting to the Vice President and Chief Administrative Officer and to the chair... and to the chair of the Audit and Compliance Committee (ACC) of Emory University's Board of Trustees,… more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …affect provision of medical care. + Closely partners with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. ... purpose of the job. Reporting to the President and Chief Executive Officer , the Chief ...the Associate Dean for Graduate Medica Education to assure compliance with ACGME/RRC rules and guidelines and to provide… more
- Stanford University (Stanford, CA)
- …provision of medical care. They will closely partner with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. ... **THE OPPORTUNITY** Reporting to the Chief Executive Officer (as Chief...**_Regulatory Affairs_** The individual will actively lead in regulatory compliance with and preparation for reviews by Federal/State/Local/CMA/JCAHO and… more
- Hudson Headwaters Health Network (Queensbury, NY)
- …Network's standard approach to care + Be available for and coordinate with the CMO, Chief Compliance Officer (COO) and/or the CEO decisions related to ... of the Network Strategic Plan + Supports and meets regularly with the Chief Compliance Officer + Alongside the Network CEO, participate in strategic… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... laws and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer of PAS will also play a key role in providing… more
- City of New York (New York, NY)
- …cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to identify and implement policies and workflows ... questionnaire for 300+ investment managers and consultants. - Assisting the Chief Compliance Officer in maintaining the Agency's Personal Trading Policy,… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …of Business Development, Chief Counsel, Chief Information Security and Privacy Officer , Chief Compliance Officer , Associate Compliance ... business lines. * Routinely interacts with Managing Directors of FID, ICD, and IAD, Chief Executive Officer , Chief Administration Officer , Director… more
- UT Health (Houston, TX)
- …external or existing compliance risks. Reporting directly to the Associate Vice President/ Chief Compliance Officer (AVP/CCO), the Deputy Compliance ... Director Institutional Compliance & Deputy Compliance Officer **Location:** Texas Medical Center-Houston, Texas **Category:** Executive UTHealth Houston… more
- Louisiana Department of State Civil Service (LA)
- …or dispensed. Level of Work: Advanced. Supervision Received: General from the Pharmacist-- Chief Compliance Officer or other higher-level administrator. ... Pharmacist Compliance Officer Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4493659) Apply Pharmacist Compliance Officer Salary… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- MD Anderson Cancer Center (Houston, TX)
- …Legal Officer will also assist the AVP, Research Integrity Officer , AVP, Deputy Chief Compliance Officer (DCCO) and VP, Chief Compliance and ... research integrity); (b) work closely with the Senior Legal Officer & Executive Director, Research Compliance , and... Officer & Executive Director, the Research Integrity Officer , the Chief Scientific Officer ,… more
- Brink's (Coppell, TX)
- …of the company's Ethics & Compliance Program including supporting the Deputy Chief Ethics & Compliance Officer in the development and implementation ... standards related specifically to Brink's Global Services. Assists the Deputy Chief Ethics & Compliance Officer on all aspects of enhancing a legal… more
- The Research Foundation for SUNY (Albany, NY)
- …infrastructure, and processes are adequately protected in our digital ecosystem. Reporting to the Chief Compliance Officer and working with the Chief ... 2024 Job Description: FUNCTION & SCOPE: The Deputy Information Security Officer is responsible for evaluating, implementing, and maintaining The Research… more