- Morgan Stanley (Purchase, NY)
- …RIAs. - Maintain and update the Compliance policies and procedures. - Support the Chief Compliance Officer with the annual review of the RIA ... to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Compliance * **Title:** * Wealth Management Institutional RIA Compliance Officer *… more
- Cayuse Holdings (Albany, NY)
- **Overview** The Chief Financial Officer at Cayuse Holdings, LLC will help shape strategy and direction of the company (with the CEO and Executive Leadership ... that can work independently and as part of a team. **Reports to:** Chief Executive Officer **Working Conditions** + Professional office environment. + Must… more
- Citigroup (New York, NY)
- …**Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act ... thought leader for Citi for AML matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance... Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth … more
- Morgan Stanley (Purchase, NY)
- …part of our culture. *_Department Profile_* The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance ... a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including… more
- Neuberger Berman (New York, NY)
- …: + To work as an Administrative Coordinator and Compliance Assistant supporting the Chief Compliance Officer and other senior members of the Legal and ... equity and commodities, in addition to portfolio advice and wealth planning services. We offer a broad platform to...Compliance Department + Answer, screen and route a high… more
- JPMorgan Chase (Brooklyn, NY)
- …data on the firm's wholesale credit risk, serving key stakeholders such as the Firmwide Chief Risk Officer , Chief Financial Officer , and Investor ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...credit risk data, analytics and commentary used for quarterly Chief Financial Officer earnings preparation, Investor presentations… more
- JPMorgan Chase (Brooklyn, NY)
- …and Community Banking + Produce a quarterly credit risk update for the Firm's Chief Financial Officer to prepare for quarterly Earnings Presentations + Support ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the Chief Risk Officer and senior Risk Executives...the Chief Risk Officer and senior Risk Executives on various presentations to… more
- S&P Global (New York, NY)
- …**The Impact:** At S&P Global, the Executive Assistant will initially support the Interim Chief Financial Officer and once appointed, the CFO of S&P Global. This ... **Responsibilities:** The Executive Assistant (EA) will provide administrative partnership to the Chief Financial Officer (currently an Interim in place). The EA… more
- Citigroup (New York, NY)
- …As the role and function support the reporting and analytics needs of the USPB Chief Risk Officer (CRO), as well as consumer/retail risk reporting needs of ... provides a global focus for risk management strategy/execution oversight for compliance with Citi Policies and Regulatory requirements, and driving Strong Risk… more
- Wells Fargo (New York, NY)
- …Operations Technology (WOT) Organization within the Technology for the Office of the Chief Operating Officer (TCOO). This role will be accountable for the ... also have the added responsibility of managing the relationship with the Wealth and Investment Management (WIM) Operations leader. Together with the WIM operations… more
- Morgan Stanley (New York, NY)
- …extensively with key business unit staff, structurers, traders, internal and external counsel, compliance officer , operations, middle office, and IT * Work with ... offices in 43 countries. *Department Profile* The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance… more
- Citigroup (New York, NY)
- …and Independent Compliance Risk Management ("ICRM") functions, Finance/Treasury and the Chief Operating Officer as well as the Markets, Services, Banking and ... International, Personal Banking & Wealth Management and Legacy Franchises businesses. The BRL Group...US banking law or regulations and other major related compliance issues. + Collaborate with other functions by acting… more
- JPMorgan Chase (New York, NY)
- …in close partnership with program leads within the Corporate Investment Bank, Asset Wealth Management and Technology/ Chief Information Officer businesses and ... Business and Functional Managers to help the Business understand and manage Compliance , Conduct and Operational Risks. **Job Description** A Senior Program Manager… more
- S&P Global (New York, NY)
- … Compliance and Internal Controls. Overall, you are part of the Chief Accounting Officer 's Accounting Team, which also includes Business Unit Controllership, ... growth, while ensuring the Company's financial results are in compliance with US GAAP. This position has significant exposure...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- Morgan Stanley (New York, NY)
- …unit and the ISG CFO. *Department Profile:* The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance ... a wide range of investment banking, securities, investment management and wealth management services. Morgan Stanley provides a superior foundation for building… more