- Fidelity TalentSource LLC (New York, NY)
- …provide a world-class planning experience, uncover opportunities to deepen client relationships through consolidation of assets, referrals, and plan implementations, ... and develop an engagement strategy that supports each client s unique planning needs. Through your integrity and adoption of Fidelity s client commitment… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Client Onboarding Regulatory Services Director as part of the New Client New Business team who will be ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Client Onboarding and Regulatory Services Director (AVP)* **Location:**… more
- Scotiabank (New York, NY)
- …matters pertaining to Regulatory Controls as they manifest across the client onboarding process. Provides oversight over related policies, procedures and ... will coordinate heavily with stakeholders, including Compliance, Operations, Internal Control, Client Onboarding , Global Regulatory and Compliance Technology… more
- S&P Global (New York, NY)
- …solution for counterparties to manage the onboarding workflow by sharing client , tax, regulatory , constitutional documents, and data to support account ... closely with the Sales, Operations, Technology / Product team across Regulatory Compliance. **Responsibilities and Impact:** Our comprehensive services bring… more
- SMBC (New York, NY)
- …and we are a leading market-maker in several markets. Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is ... business, as well as those incoming; where applicable, remediate client regulatory profiles due to changes in...procedure updates. + Assist in the creation of a Client Onboarding Desktop Procedures to ensure that… more
- Morgan Stanley (New York, NY)
- …the Change the bank team within CORS will work with Advisory, Technology, the Client Regulatory Services (CRS) Product Delivery and Operational teams across ... We're seeking someone to join our team as a Client Onboarding and Reference Data Operations Director... Onboarding , Refresh, Regulatory and Screening to ensure the consistent and effective… more
- Publicis Groupe (New York, NY)
- …or just an all-around nice person, let's chat. **Job Description** The Manager, Regulatory Review is responsible for ensuring regulatory submissions follow the ... also supports others in the dept by reviewing submissions, training and onboarding staff, identifying ways to improve process and efficiencies, and alerting others… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Sr Manager, Regulatory Review is responsible for managing a large team ... Associates and Managers to ensure marketing materials for a client (or group of clients) follow the protocol established...the protocol established by our pharmaceutical company clients for regulatory review. The Senior Manager plays a key role… more
- Black & Veatch (Paramus, NJ)
- …commercial and industrial customers, municipalities, and government agencies. The Rates & Regulatory Practice provides highly desired services in market segments ... **Manager, Consulting Rates & Regulatory - Water** Date: Apr 6, 2024 Location:...individual will be responsible for supporting the delivery of client solutions to the water market. In addition, the… more
- Publicis Groupe (New York, NY)
- …www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Associate, Regulatory Review works closely with the internal ... client team and the rest of the Regulatory Review department in the preparation and delivery of...by applicable state law, genetic information, marital status, military service and veteran status, or any other characteristic protected… more
- Santander US (New York, NY)
- …+ Regularly reviews and appraises workflows and procedures to provide optimum client experience and appreciation of regulatory , compliance and risk environment. ... as the client 's project manager and liaison internally during the onboarding process and special ongoing projects. + Creates and delivers all onboarding… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Senior Associate, Regulatory Review must follow the protocol established by our ... pharmaceutical company clients when submitting marketing materials for regulatory review. This includes preparing completed editorial content to the Medical-Legal-… more
- TD Bank (New York, NY)
- …Partner with Relationship Managers, Investment Advisors and Trust Advisors to provide proactive client service to achieve greater share of wallet. The Private ... Client Service Associate will support other team...growth + Ensures all NEW clients receive the complete onboarding experience, which includes; A thorough client … more
- TD Bank (New York, NY)
- …for service . The ARM is at the center of the Private Client Services model supporting these smaller balance clients by providing day-to-day account ... Effectively implements a process with CSAs to ensure every client receives Legendary service + Effectively executes...63 + 65 or 66 + Understanding of HNW client needs and products and services available… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …searching for a dynamic candidate for the position of KYC Controls within the Know Your Client - Client Service Team. This will include controls around data ... client data. + Ensuring any changes received post onboarding is accurately recorded and evidenced within all systems....of your department, as well as local laws and regulatory obligations. Company Overview Mizuho Financial Group, Inc. is… more
- JPMorgan Chase (Garden City, NY)
- …their clients. You will establish, maintain, and build relationships while delivering exceptional client service . In this position you will have extensive ... offers US based clients and their advisors the personalized service of a dedicated wealth management business and the...prospective or existing clients. **Job Responsibilities** + Own the client onboarding and account maintenance for new… more
- JPMorgan Chase (New York, NY)
- …their clients. You will establish, maintain, and build relationships while delivering exceptional client service . In this role you will have extensive client ... offers US based clients and their advisors the personalized service of a dedicated wealth management business and the...prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new… more
- Mizuho Corporate Bank (New York, NY)
- …and innovation to our processes and methods. Job Description: As a Client Tax Documentation Operations Analyst, you will be responsible for the verification ... Income Tax withholding. You will be responsible for the validation of various regulatory documents submitted by customers, to ensure that all requests are completed… more
- Santander US (New York, NY)
- …provide a best-in-class service and seamless end to end execution including client onboarding and due diligences process. + Ensure understanding of the ... Trade & Working Capital Solutions: Client Origination and Relationship Manager - Global Transaction...the bank across all risks: Financial/ Credit, Legal, Reputational, Regulatory , Compliance, etc. + Reporting to senior management regarding… more
- JPMorgan Chase (New York, NY)
- …go-live perspective. - Project and Stakeholder Management: Direct the delivery of a client onboarding through go-live. Proactively provide updates to our clients ... **Job Summary:** As a Transition Manager - Vice President within the Prime Financial Services Group, you will ensure a seamless onboarding process for our… more