- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Client Onboarding Regulatory Services Director as part of the New Client New Business team who will be ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Client Onboarding and Regulatory Services Director (AVP)* **Location:**… more
- Scotiabank (New York, NY)
- …matters pertaining to Regulatory Controls as they manifest across the client onboarding process. Provides oversight over related policies, procedures and ... will coordinate heavily with stakeholders, including Compliance, Operations, Internal Control, Client Onboarding , Global Regulatory and Compliance Technology… more
- Capital One (New York, NY)
- …United States of America, New York, New York Senior Manager, Capital Markets Regulatory Onboarding Capital One's Commercial Operations provides support for all ... and loans. Our goal is to deliver a beautiful client experience to our business bankers, internal partners and...key component of the role. **Responsibilities** **:** **Swap Dealer Regulatory Onboarding ** **:** + Lead and manage… more
- SMBC (New York, NY)
- …and we are a leading market-maker in several markets. Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is ... business, as well as those incoming; where applicable, remediate client regulatory profiles due to changes in...procedure updates. + Assist in the creation of a Client Onboarding Desktop Procedures to ensure that… more
- Citigroup (Getzville, NY)
- … process and the overall quality of client /customer data. Client Onboarding is part of the Data and Regulatory Operations department within the ... + Bachelor's/University degree or equivalent experience **Job Family Group:** Customer Service **Job Family:** Institutional Client Onboarding **Time… more
- Morgan Stanley (New York, NY)
- …the Change the bank team within CORS will work with Advisory, Technology, the Client Regulatory Services (CRS) Product Delivery and Operational teams across ... We're seeking someone to join our team as a Client Onboarding and Reference Data Operations Director... Onboarding , Refresh, Regulatory and Screening to ensure the consistent and effective… more
- Citigroup (Getzville, NY)
- …clients product/pricing sets are established. + Verifies of all details of the client /product from a regulatory and control perspective for Institutional ... The Reference Data Services Assoc Analyst is a developing professional role...with the businesses' core activities. Quality and timeliness of service provided will affect the effectiveness of own team… more
- Publicis Groupe (New York, NY)
- …or just an all-around nice person, let's chat. **Job Description** The Manager, Regulatory Review is responsible for ensuring regulatory submissions follow the ... also supports others in the dept by reviewing submissions, training and onboarding staff, identifying ways to improve process and efficiencies, and alerting others… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Sr Manager, Regulatory Review is responsible for managing a large team ... Associates and Managers to ensure marketing materials for a client (or group of clients) follow the protocol established...the protocol established by our pharmaceutical company clients for regulatory review. The Senior Manager plays a key role… more
- Publicis Groupe (New York, NY)
- …www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Associate, Regulatory Review works closely with the internal ... client team and the rest of the Regulatory Review department in the preparation and delivery of...by applicable state law, genetic information, marital status, military service and veteran status, or any other characteristic protected… more
- Santander US (New York, NY)
- …+ Regularly reviews and appraises workflows and procedures to provide optimum client experience and appreciation of regulatory , compliance and risk environment. ... as the client 's project manager and liaison internally during the onboarding process and special ongoing projects. + Creates and delivers all onboarding… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Senior Associate, Regulatory Review must follow the protocol established by our ... pharmaceutical company clients when submitting marketing materials for regulatory review. This includes preparing completed editorial content to the Medical-Legal-… more
- TD Bank (New York, NY)
- …Partner with Relationship Managers, Investment Advisors and Trust Advisors to provide proactive client service to achieve greater share of wallet. The Private ... Client Service Associate will support other team...growth + Ensures all NEW clients receive the complete onboarding experience, which includes; A thorough client … more
- JPMorgan Chase (Garden City, NY)
- …their clients. You will establish, maintain, and build relationships while delivering exceptional client service . In this position you will have extensive ... offers US based clients and their advisors the personalized service of a dedicated wealth management business and the...prospective or existing clients. **Job Responsibilities** + Own the client onboarding and account maintenance for new… more
- JPMorgan Chase (West Harrison, NY)
- …their clients. You will establish, maintain, and build relationships while delivering exceptional client service . In this role you will have extensive client ... offers US based clients and their advisors the personalized service of a dedicated wealth management business and the...prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new… more
- Mizuho Corporate Bank (New York, NY)
- …and innovation to our processes and methods. Job Description: As a Client Tax Documentation Operations Analyst, you will be responsible for the verification ... Income Tax withholding. You will be responsible for the validation of various regulatory documents submitted by customers, to ensure that all requests are completed… more
- Santander US (New York, NY)
- …provide a best-in-class service and seamless end to end execution including client onboarding and due diligences process. + Ensure understanding of the ... Trade & Working Capital Solutions: Client Origination and Relationship Manager - Global Transaction...the bank across all risks: Financial/ Credit, Legal, Reputational, Regulatory , Compliance, etc. + Reporting to senior management regarding… more
- HSBC (Buffalo, NY)
- …is responsible for turning revenue opportunities brought by PCM Sales, RM's and Client Service Officers into realized revenue. This position manages the ... revenue. Impact on the Business + Manage the end-to-end client implementation process + Ensure a direct bottom line...quality on-boarding experience + Provide a positive and professional onboarding experience for all new customers + Help to… more
- Broadridge Financial Solutions (Edgewood, NY)
- …the way, come join the Broadridge team. Broadridge is growing! We're seeking a Client Relations Administrator to join a dynamic team in our Mutual Fund Regulatory ... our Relationship Administrators and Project Administrators by assisting with the onboarding of new clients, processing print requests, and reviewing print documents… more
- Catholic Charities Family Community Services (Rochester, NY)
- …needs & preferences. + Completes eligibility assessments to make informed decision to assist client for available services or resources on a case-by-case basis + ... **Senior Case Manager - Community Resource Services ** **Job Details** **Level** Experienced **Job Location** 1645... without judgment or prejudice. + Maintain a customer service mindset with referring staff (internal & external) while… more