- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Client Onboarding Regulatory Services Director as part of the New Client New Business team who will be ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Client Onboarding and Regulatory Services Director (AVP)* **Location:**… more
- Scotiabank (New York, NY)
- …matters pertaining to Regulatory Controls as they manifest across the client onboarding process. Provides oversight over related policies, procedures and ... will coordinate heavily with stakeholders, including Compliance, Operations, Internal Control, Client Onboarding , Global Regulatory and Compliance Technology… more
- Wells Fargo (Charlotte, NC)
- …with upstream/horizontal/downstream stakeholders such as legal, client onboarding , reference data, financial crimes, agreement management, regulatory ... of experience in a role with direct touchpoint to client onboarding (such as KYC, regulatory...suite of capital markets, banking, and financial products and services . As a trusted partner to our clients, we… more
- Capital One (New York, NY)
- …United States of America, New York, New York Senior Manager, Capital Markets Regulatory Onboarding Capital One's Commercial Operations provides support for all ... and loans. Our goal is to deliver a beautiful client experience to our business bankers, internal partners and...key component of the role. **Responsibilities** **:** **Swap Dealer Regulatory Onboarding ** **:** + Lead and manage… more
- SMBC (New York, NY)
- …and we are a leading market-maker in several markets. Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is ... business, as well as those incoming; where applicable, remediate client regulatory profiles due to changes in...procedure updates. + Assist in the creation of a Client Onboarding Desktop Procedures to ensure that… more
- Citigroup (Getzville, NY)
- … process and the overall quality of client /customer data. Client Onboarding is part of the Data and Regulatory Operations department within the ... + Bachelor's/University degree or equivalent experience **Job Family Group:** Customer Service **Job Family:** Institutional Client Onboarding **Time… more
- Morgan Stanley (New York, NY)
- …the Change the bank team within CORS will work with Advisory, Technology, the Client Regulatory Services (CRS) Product Delivery and Operational teams across ... We're seeking someone to join our team as a Client Onboarding and Reference Data Operations Director... Onboarding , Refresh, Regulatory and Screening to ensure the consistent and effective… more
- Citigroup (Getzville, NY)
- …clients product/pricing sets are established. + Verifies of all details of the client /product from a regulatory and control perspective for Institutional ... The Reference Data Services Assoc Analyst is a developing professional role...with the businesses' core activities. Quality and timeliness of service provided will affect the effectiveness of own team… more
- Publicis Groupe (New York, NY)
- …or just an all-around nice person, let's chat. **Job Description** The Manager, Regulatory Review is responsible for ensuring regulatory submissions follow the ... also supports others in the dept by reviewing submissions, training and onboarding staff, identifying ways to improve process and efficiencies, and alerting others… more
- Publicis Groupe (New York, NY)
- …| Twitter: www.twitter.com/digitas_health **Job Description** The Sr Manager, Regulatory Review is responsible for managing a large team ... Associates and Managers to ensure marketing materials for a client (or group of clients) follow the protocol established...the protocol established by our pharmaceutical company clients for regulatory review. The Senior Manager plays a key role… more
- Vanguard (Malvern, PA)
- …Provide strategic support to stakeholders when business initiatives and new product or service launches call for engagement with regulatory agencies. + Adopt and ... Compliance Director, Regulatory Exam Response Advocate for all investors Vanguard...has been in trusted with over $8 trillion in client assets by doing what's right for investors. Our… more
- Black & Veatch (Columbus, OH)
- …commercial and industrial customers, municipalities, and government agencies. The Rates & Regulatory Practice provides highly desired services in market segments ... **Manager, Consulting Rates & Regulatory - Water** Date: Apr 6, 2024 Location:...individual will be responsible for supporting the delivery of client solutions to the water market. In addition, the… more
- BlackRock (Atlanta, GA)
- … Experience Delivery** , client -facing teams orchestrating all aspects of service delivery, and onboarding teams bringing new business onto our platform, ... competitive insights, analytics, marketing, business and change management. **Team Overview** **The Client Service Officer (CSO) team sits within CX Delivery**… more
- PlanITROI (Denville, NJ)
- … client relationships with the responsibilities of managing the Client Services Team and inbound supply to generate service sales to contribute to ... review and appraise workflows and procedures to provide optimum client experience and appreciation of regulatory , compliance,...with Leadership, Operations, IT, Sales, and Client Services Teams to ensure seamless onboarding and… more
- TD Bank (Mount Laurel, NJ)
- …supporting other members of the team in achieving business objectives and providing client services + Participates in knowledge transfer within the team and ... This position will support the LOB-related Litigation team within the Risk & Regulatory Data & Analytics organization. This role will focus on providing dedicated… more
- Publicis Groupe (New York, NY)
- …www.facebook.com/digitashealth | Twitter: www.twitter.com/digitas_health **Job Description** The Associate, Regulatory Review works closely with the internal ... client team and the rest of the Regulatory Review department in the preparation and delivery of...by applicable state law, genetic information, marital status, military service and veteran status, or any other characteristic protected… more
- JPMorgan Chase (Newark, DE)
- …**Preferred qualifications, capabilities, and skills** + Party reference data + Client onboarding + Know Your Customer (KYC) + Regulatory mandates such as ... models for party creation and maintenance + Identify operational synergies with Client Onboarding , Know Your Customer (KYC) and other business stakeholders… more
- M&T Bank (Los Angeles, CA)
- …improving client service and relationship management. + Establish client onboarding criteria, referral-based recommendations, and client service ... **Overview:** Manages and leads a client service team who participates in...issues, or team behaviors to ensure optimal level of services are provided and any gaps and improvements are… more
- Santander US (New York, NY)
- …+ Regularly reviews and appraises workflows and procedures to provide optimum client experience and appreciation of regulatory , compliance and risk environment. ... as the client 's project manager and liaison internally during the onboarding process and special ongoing projects. + Creates and delivers all onboarding… more
- CLEAR Employer Services (Langhorne, PA)
- …ensure quality customer service and support. + Provides excellent client service experience to clients of Clear Employer Services . + Services clients ... Description CLEAR Employer Services , a PEO and payroll service ...CLEAR seeks an experienced multi-jurisdictional HR Specialist to perform client HR service in its fast-paced environment.… more