- City National Bank (Newark, DE)
- **INVESTMENT OPERATIONS SECURITIES SPECIALIST ** **WHAT IS THE OPPORTUNITY?** The Securities Specialist will support responsibilities assigned to the ... Wealth Management Operations team. **Banking and Investment Services Division** Banking and Investment Services plays an integral role in leading the strategic… more
- Truist (Charlotte, NC)
- …Truist Securities . 2. Maintain a working-level understanding of Truist and Truist Securities , as well as its products and services . 3. Develop strategic ... with the corporate communications team to provide communications support for Truist Securities , the corporate and investment banking arm of Truist, as well as… more
- Commerce Bank (Kansas City, MO)
- …compensation range for some roles. This compensation range is for the Senior Trust Securities Specialist job and contemplates a wide range of factors that are ... Commerce Trust has been a leading provider of wealth management services including financial planning, estate and tax planning, investment management, private… more
- Morgan Stanley (New York, NY)
- …rank in the industry in quality and service . As part of the Restricted Securities Specialist Team you will devote your time to performing due diligence and ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees… more
- JPMorgan Chase (New York, NY)
- Platform Sales - Securities Services in the Americas is recruiting a Sales Associate within the Trading Services Specialist Sales team to be based in New ... Services Sales team, you will be responsible for selling Agency Securities Lending, Alternative Financing and Collateral Management services to a diverse… more
- Raymond James Financial, Inc. (Indianapolis, IN)
- …with a mission to provide the highest quality investment management expertise and unmatched client service in all product areas over the long-term. We currently ... an opportunity in our Investment Operations Department for a specialist who will be tasked with assisting with several...: * Oversees initial compliance set-up * Work with Client Service and Investment team on guideline… more
- TD Bank (Marlton, NJ)
- …specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Specialist will act as a high-touch point of client ... Managers, Investment Advisors and Trust Advisors to provide proactive client service to achieve greater share of...+ Will handle complex financial transactions where products and services are highly competitive + May act as a… more
- City National Bank (Los Angeles, CA)
- **INVESTMENT OPERATIONS SPECIALIST LEAD** **WHAT IS THE OPPORTUNITY?** The Investment Ops Specialist Lead will support responsibilities assigned to the Trust ... such as Document Imaging, Note Processing, Handling of physical securities and Fee Processing. The position can direct and...desks and operational areas + Reviewing system records and client agreements to ensure company standards and client… more
- Wells Fargo (San Francisco, CA)
- …transactions and perform extensive research to resolve complex customer issues + Strong client service skills + Strong attention to detail and accuracy skills ... Wells Fargo is seeking a Divisional Governance Specialist in Wealth and Investment Management as part...For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. +… more
- Guardian Life (Pittsfield, MA)
- …self-motivated individual to join our Client Outreach team. As a Senior Client Outreach Specialist , you will partner with Guardian General Agencies to help ... clients. You will also work to test our new client retention and lead generation efforts! **You are** +...help drive sales and service clients + Service Park Avenue Securities accounts including brokerage… more
- BMO Financial Group (Sacramento, CA)
- …and ad-hoc reports, and dashboards. + Provides specialized support related to investment client services issue including preparing information for client ... conversations. + Provides knowledge detailed information about products and services offered. + Determines appropriate communication/ service regarding all… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Raymond James clients with inquiries, issues, and general support for Private Client loans including Residential Mortgages, Home Equity Lines of Credit, and ... Securities Based Lines of Credit. Works closely with account support specialist , and the department supervisor, to ensure the department remains fully compliant… more
- CIBC (Dundas, MN)
- …through key relationship management, creating comprehensive financial plans and providing exceptional client service . As a Senior Financial Advisor in the ... Imperial Service Team, you'll expertly deliver on CIBC's Imperial ...to obtain before your start date, the Designated Financial Services Advisor Designation (DFSA) through the Canadian Securities… more
- S&P Global (New York, NY)
- …capital market segments to reduce risk, increase operational Efficiency and enhance client service quality by helping them streamline, optimize and automate ... end to end of the trade and settlement lifecycle, while transforming the client experience. As Pre-Sales specialist , you will have responsibility for software… more
- Charles Schwab (Lone Tree, CO)
- …futures and Own Their Tomorrow. **What You Are Good At:** As a Fixed Income Service Specialist , you would operate in a dual capacity to support our Regional ... join our team as an **Annuity & Fixed Income Service ** ** Specialist .** Our team is made up... needs. + Engage clients - Deliver a great client service when answering inbound phone calls.… more
- Fifth Third Bank, NA (Effingham, IL)
- … Specialist I provides office management support for registered securities representatives (eg, Investment Executives or Wealth Management Advisors). Responsible ... changes while deepening the relationship and serving the best interest of the client . + Educate and coach business partners on current market conditions, products,… more
- First Horizon Bank (Houston, TX)
- …memos, or correspondence, strong analytical skills, self-starter, excellent customer service /problem solving skills, must prioritize tasks, experience with loan ... or finance), with five (5) years of banking, financial, or securities industry supervisory experience. **Responsibilities include:** + Work with manager and… more
- BMO Financial Group (SD)
- …**Work Schedule: Monday-Friday,** **10 am to 7pm Central Time** The BMO Investment Services (BIS) Investment Service Specialist 's primary responsibility is ... point of client contact, the BIS Investment Service Specialist core mandate is to assist...as general navigation of Wealth websites. The BMO Investment Services , Investment Service Specialist has… more
- Commerce Bank (Kansas City, MO)
- …facets of Securities Processing. As a Wealth Management Senior Utility Specialist , you will gain visibility to many different levels of leadership by assisting ... of education and experience required + 4+ years trust or financial services experience related to securities , reconciliation and accounting preferred +… more
- Morgan Stanley (New York, NY)
- Morgan Stanley ("MS") is a global financial services firm that conducts its business through three principal business segments-Institutional Securities , Wealth ... and Asset Management. Wealth Management provides comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and… more