- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room... Monitoring or Surveillance from an Investment Bank, Investment Advisor or a Credit Rating Agency. + Good MS… more
- S&P Global (VA)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more