- Morgan Stanley (New York, NY)
- …In conjunction with the Complex Manager and other Risk Officers within the Complex , the PWM Senior Risk Officer has accountability in the Complex ... Morgan Stanley Wealth Management policies, and other regulations. The PWM Senior Risk Officer keeps the Complex Manager informed of significant matters… more
- Morgan Stanley (New York, NY)
- …lifestyles, perspectives and needs is an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory, compliance ... risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional ...verbal communication skills . Ability to prioritize and resolve complex problems and escalate as necessary . Ability to… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...+ Identify and escalate risks to the Chief AB&C Officer . + Provide guidance to businesses and functions on… more
- Santander US (New York, NY)
- Associate, CIB Corporate Credit Risk Officer New York, United States of America The Associate - Credit Risk Officer , supports the 2LOD CIB Corporate ... attention to details, ability to quickly focus on the key risk factors and visually present complex concepts. + Ability to manage deal volume in a fast-paced… more
- Santander US (New York, NY)
- Vice President - Leveraged Finance Credit Risk Officer New York, United States of America **Job Description Summary:** The Leveraged Finance Credit Risk ... attention to details, ability to quickly focus on the key risk factors and visually present complex concepts. + Ability to manage deal volume in a fast-paced… more
- Citigroup (New York, NY)
- …As part of In Business Risk team is looking for subject matters experts/Business Risk Senior Officer in Market Risk Data senior to join SWAT team ... The Global Markets In-Business Risk (IBR) is Front Office 1stLine of Defense...track record of successfully managing in a large and complex business + Intellectual curiosity, analytical and conceptual thinker… more
- Citigroup (New York, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or… more
- Citigroup (New York, NY)
- …control environment, the Global Equities business continues to expand its risk , governance and controls environment. Equities business lines include Cash Equities, ... Delta 1, Prime Finance and Sales/Sales Trading. Reporting to the Head of Equities Risk & Controls, the role will focus on leading and strengthening the Americas… more
- Citigroup (New York, NY)
- …Interest Rate Risk , Retail Credit Risk , and Commercial Credit Risk . **Key Responsibilities:** + Manage complex regulatory exams that require significant ... role is to drive the execution of regulatory engagements across Independent Risk Management, to ensure the organization is responsive, agile and well-prepared for… more
- Morgan Stanley (New York, NY)
- …modernizing our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service ... responsibilities include facilitating communication and training for Service Professionals, partner with Complex Sales and Risk teams to ensure execution in all… more
- Wells Fargo (New York, NY)
- …you will:** + Act as an advisor to more experienced leaders in developing risk mitigation strategies for complex and highly integrated business specific risk ... this role:** Wells Fargo is seeking a Senior Lead Control Management Officer supporting our Technology Control Management Information and Cyber Security Group. The… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room is part of the Compliance ... and surveillance protocols to help mitigate compliance, regulatory and reputational risk ; prevent or manage conflict of interests; help Ratings Division protect… more
- WSP USA (New York, NY)
- …and external client demands. Capable of rapidly assimilating and internalizing complex business, technology, and risk management concepts and dependencies. ... **Business Information Security Officer - Corporate (L3 Director)** **Organization/department:** Information Security Office **Reports to:** Head of Information… more
- Wells Fargo (New York, NY)
- …you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer **In this role, you will:** Wells Fargo is seeking a Control Lead ... Officer as part of the Corporate & Investment Banking...Control organization which serves as the front line of risk management and is accountable for assessing and effectively… more
- City of New York (New York, NY)
- …of long-term systemic risks posing a threat to our portfolio, including climate risk , labor-relations issues, and more. We promote a healthy work-life balance for ... by external investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to identify… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as ... ensure our organization remains in compliance. The Chief Compliance Officer of PAS will also play a key role...cooperative team environment + Quick to identify gaps or risk exposures in a dually affiliated broker-dealer and investment… more
- Weill Cornell Medical College (New York, NY)
- Title: Executive Director & Clinical Compliance Officer Location: Midtown Org Unit: Compliance and Privacy Office Work Days: Monday-Friday Exemption Status: Exempt ... action plans, and reports these to the Chief Compliance and Privacy Officer and Clinical Compliance Oversight Committee. + Offers executive level assistance, advice,… more
- MUFG (New York, NY)
- …is assigned complex portfolios to include leveraged obligors and higher risk issues. **Major Responsibilities:** + Monitor risk asset portfolios to identify ... more details. **Job Summary:** We're searching for a **Senior Credit Review Officer , Vice President** to provide a comprehensive assessment of enterprise-wide … more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible for ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Morgan Stanley (New York, NY)
- …Your Key Responsibilities: As an Institutional Securities Group (ISG) Financial Crimes Advisory Officer in GFC, you will: >Advise on due diligence with respect to ... identifying potential nexus to sanctioned individuals >Advise on the performance of customer risk ranking reviews >Assist in the review and approval of New Product… more