- MUFG (Irving, TX)
- …function, this influential senior position involves developing and executing a robust compliance testing program to meet escalating regulatory standards. The ... to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group ... Risk Inventory. Collaborating closely with the Head of Compliance Testing , Chief Compliance Officer,… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group ....7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background + ... Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including...Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP… more
- MUFG (Irving, TX)
- …as assigned. + Stay abreast of current trends in data management, compliance testing and developments concerning BSA/AML/Sanctions, fraud schemes, and ... to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group ...bank. You will be instrumental in the execution of testing of Compliance systems and tools in… more
- Lincoln Financial Group (Columbus, OH)
- …that applicable broker dealer, investment advisors, and registered representatives' compliance functions follow all rules, regulations, policies, and procedures. ... supervisory branch audits for home office and consults with Compliance on results. Acts as a resource to applicable...**What's it like to work here?** At Lincoln Financial Group , we love what we do. We make meaningful… more
- Sanofi Group (Bridgewater, NJ)
- **Digital Risk and Compliance Lead** As a Digital Quality Lead, you will proactively engage with product teams to provide guidance and consultation on Digital ... Digital Quality Lead is accountable for anticipating and resourcing the quality and compliance needs of the Digital Data teams. The Digital Quality Lead will provide… more
- Compass Group, North America (Chicago, IL)
- …Under the direction of the Vice President of Internal Audit, the Financial Compliance Auditor is accountable for visiting these locations during events to verify ... key processes and controls are operating effectively. The role of Financial Compliance Auditor is to support the organization in proactively identifying and… more
- Universal Engineering Sciences (Springdale, AR)
- …UES is a nationwide leader in Geotechnical Engineering, Construction Materials Testing and Inspection, Building Code Compliance , Environmental, Occupational ... some of the greatest talent in Geotechnical Engineering, Construction Materials Testing and Inspection, Code Compliance , Environmental, Occupational Health &… more
- Public Consulting Group (Cedar Rapids, IA)
- **Overview** Public Consulting Group LLC (PCG) is a leading public sector solutions implementation and operations improvement firm that partners with health, ... regulations preferred. + Knowledge and expertise in interpreting and applying federal compliance regulations, including HIPAA and IT security. + Ability to develop… more
- Huntington National Bank (Columbus, OH)
- Description The Compliance Testing Group Team Lead conducts and leads comprehensive 2nd Line of Defense compliance testing reviews to evaluate ... Huntington's compliance risk policies and procedures. The Testing Group Team Lead is an exciting...and ensure meeting or exceeding all Testing Group expectations. + Assist the Compliance … more
- TEKsystems (New York, NY)
- …laws and regulations, proactively assess the impact of regulatory changes on our compliance testing program and recommend adjustments as needed. Skills: Audit, ... operating effectiveness of controls - 5+ years' experience in compliance testing , internal audit, or regulatory ...the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer… more
- Capital One (Wilmington, DE)
- …processes. You will collaborate with an experienced and diverse group of Compliance professionals to provide independent testing for the lines of business ... E, and FCRA. As a Compliance Senior Associate, you will execute Compliance testing based on the line of business, the regulatory risks that business faces,… more
- Morgan Stanley (Baltimore, MD)
- …candidate will plan and execute in-depth tests on topics assigned by Operational Risk Compliance Testing . The Operational Risk Compliance Testing team ... Compliance (GPAC) programs. - The Global Regulatory Relations Group (GRRG) is responsible for strategic and centralized management...is part of the broader Global Compliance Testing organization. The team plans and executes the Operational… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ... to the design Compliance Risk Assessment (CRA) framework for the SMBC Group Americas Division. + Remain informed of regulatory changes and how they impact the… more
- Parker Hannifin Corporation (North Hollywood, CA)
- Export Trade Compliance Site Lead Location : NORTH HOLLYWOOD, CA, United States Job Family : Marketing Job Type : Regular Posted : Apr 11, 2024 Job ID : 46444 Back ... Description Apply Now > Save JobJob Saved Export Trade Compliance Site Lead Location: Parker Meggitt - Fluid Systems...Street, North Hollywood, CA 91605 ABOUT PARKER MEGGITT AEROSPACE GROUP . We are a global leader in the… more
- MKS Instruments Inc (Wilmington, MA)
- …MKS Instruments, you will partner with cross functional technical teams and external compliance testing facilities to drive regulatory product compliance and ... according to MKS specification and requirements + Directs and conducts internal compliance testing , leading efforts to solve engineering safety issues resulting… more
- Manulife (Boston, MA)
- …regulatory requirements of SEC Rules 38a-1 and 206(4)-7 + Supervise and perform internal testing duties as it relates to compliance policies and procedures for ... with Code of Ethics Oversight responsibilities **How will you create impact?** The Compliance Manager role on our Monitoring and Testing Team is accountable… more
- Burns & McDonnell (Chicago, IL)
- … Compliance , you will be responsible for and manage the Security Compliance group within the Business Line of Industrial Cybersecurity Consulting service ... Line Leader to support overall business planning, while being responsible for the Security Compliance group 's Profit and Loss. You'll lead the group of… more
- MUFG (Irving, TX)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the ... a vision to be the world's most trusted financial group , it's part of our culture to put people...and resourceful candidate interested in pursuing a career in compliance and the banking industry? This opportunity might be… more
- MetroLink (Los Angeles, CA)
- Compliance Officer I Print (https://www.governmentjobs.com/careers/scrra/jobs/newprint/4290847) Apply Compliance Officer I Salary $74,150.00 - $114,933.00 ... 91767, CA Job Type At Will Full Time Job Number 23-2400088 Department Compliance Opening Date 11/22/2023 Closing Date Continuous + Description + Benefits SUMMARY… more
- Evertec Group, LLC (PR)
- Software Testing Analyst Operations & Technology Puerto Rico General Responsibilities Do you want to be part of #TeamEvertec and join the #GeneracionNaranja? ... you ready to shine? GENERAL RESPONSABILITIES As a Software Testing Analyst your responsibilities will be: * Analysis of...and actions that are consistently ethical and in total compliance with the laws, applicable regulations, Code of Ethics,… more