- Federal Reserve System (New York, NY)
- …institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for financial crimes and ... the Compliance Risk horizontal team supervises the legal and compliance infrastructures of the largest financial institutions under the Federal Reserve… more
- MTA (New York, NY)
- …and processes across all Human Resources areas including compliance , risk management, audit findings implementation, disaster recovery planning , and internal ... Director HR Governance, Risk Management and Compliance Job ID:...a policymaking position must file an Annual Statement of Financial Disclosure (FDS) with the NYS Commission on Ethics… more
- Deloitte (Stamford, CT)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services ... Demonstrate appropriate compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently manage interest rate… more
- TD Bank (New York, NY)
- …providing specialized in-depth audit expertise and responsible for contributing to the planning , risk assessment and execution of audits and related processes ... or other relevant certification + Audit Experience + Global Compliance experience + Risk Management experience **Who...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Citigroup (New York, NY)
- Reporting to the Head of Resolution & Recovery Planning (RRP), the Head of RRP Non- Financial Capabilities, Controls, and Testing is responsible for providing ... team + Collaborate with various internal teams such as Risk , Compliance , Finance and Legal to gather...mergers and acquisitions) + Support, review, and challenge the non- financial capabilities and plan components + Oversee planning… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... Fargo to provide project execution, as well as the planning and facilitation of key regulatory and compliance...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- CUNY (New York, NY)
- Director of Financial Planning & Fiscal Operations **POSITION DETAILS** The CUNY School of Medicine (CUNY SoM) at The City College of New York (CCNY) located in ... Finance and Budgeting, this position is responsible for strategic financial planning and management, reporting and budgeting... operations for various funds and accounts + Ensures compliance with all appropriate City, State, Federal and GAAP… more
- JPMorgan Chase (Brooklyn, NY)
- …insightful, high-quality analytics to senior stakeholders across Risk Management & Compliance and the Office of the Chief Financial Officer to facilitate ... Bring your expertise to JPMorgan Chase. As part of Risk Management & Compliance , you are at...levels **Preferred qualifications, capabilities, and skills:** + Background in financial reporting, planning and analysis, forecasting, product… more
- Federal Reserve System (New York, NY)
- …The LISCC Capital Program is the component that assesses the capital adequacy, capital planning , and financial risk management and controls of the largest ... and monitoring the inherent risk level and risk management/control frameworks of complex financial institutions...year-round supervisory program that assesses the capital adequacy, capital planning , and financial risks and controls of… more
- S&P Global (New York, NY)
- …management and the Board of Directors on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a current ... with the Head of Global Financial Crimes Compliance Program Office within S&P Global Enterprise Risk...new skills. + Invest in Your Future: Secure your financial future through competitive pay, retirement planning ,… more
- Citigroup (New York, NY)
- …the ECDO; execute on the plan in conjunction with the ECDO to bring Data Risk within appetite; + Support compliance activities for the Finance Federated Chief ... to identify, assess, escalate, and manage risk exposures across Risk Categories (Operational Compliance , Strategic, Reputational, etc), including material,… more
- New York University (New York, NY)
- …Finance * Communication for the Professional Engagement * Estates, Gifts, and Trusts * Financial Planning Analysis and Risk Management * Investment Data ... Division of Programs in Business, is seeking engaging, experienced financial planners to teach financial planning...beyond their limits and to break new ground. In compliance with NYC's Pay Transparency Act, the contact hour… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... Specialty Software Engineering Senior Manager to lead the Customer Risk & Due Diligence and Financial Crimes...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Federal Reserve System (New York, NY)
- …responsible for examinations, continuous monitoring, and evaluation of the liquidity risk management frameworks of complex financial institutions. This entails ... New York positions you at the center of the financial world with a unique perspective on national and...and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations + Facilitate the… more
- Morgan Stanley (New York, NY)
- … advisor-led brokerage and investment advisory services; self-directed brokerage services; financial and wealth planning services; workplace services including ... Product Change Management Program ("PCMP") are integral parts of the US Banks' risk governance frameworks to prudently manage the non- financial and financial… more
- Citigroup (New York, NY)
- …approach across cross functional teams. + Knowledge of best practices in Operational Risk , Compliance , Credit and Financial Operations. + Advanced analytical ... cross functional leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational risks, also… more
- KPMG (New York, NY)
- **Business Title:** Senior Director, Financial Planning and Strategic Analysis **Requisition Number:** 112197 - 68 **Function:** Business Support Services **Area ... progressively responsible experience in public accounting or industry with responsibility for financial planning and analysis processes and outcomes + Bachelor's… more
- WTW (New York, NY)
- …vendors, and regulatory agencies around the world. This role resides in our Financial Planning & Analysis (FP&A) Practice within Health Wealth and Careers ... financial interpretation to support business leadership in the understanding of financial results. + Lead annual planning process and quarterly forecasts… more
- Morgan Stanley (Purchase, NY)
- …financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning , credit and lending, deposits and cash ... retirement, and trust services. The WM and US Banks Financial Crimes Risk Assistant Vice President (AVP)...and * Partnering with the Second Line of Defense Compliance teams to monitor client relationships on an ongoing… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... military experience, education **Desired Qualifications:** + Preferred experience working in Compliance , Legal or Risk oriented function in an Investment… more