- SMBC (Jersey City, NJ)
- …changes, new regulatory compliance requirements, and makes recommendations for the Sanctions Compliance team. + Prepares OFAC reject/block reports and ... Description** Within the Financial Crime Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") provides second-line oversight...to the SMBC in the New York branch. The Sanctions Advisory Vice President ("V.P.") supports the… more
- Western Union (Denver, CO)
- …+ Support the Regional Compliance teams, Legal and the Director of Global Sanctions Advisory & Policy and Director of AB&C with regulator outreach, including ... responsible for the oversight and management of the Global Sanctions Compliance Program and Anti-Bribery & Corruption...Senior Manager will report into the Director of Global Sanctions Advisory & Policy, and will work… more
- MUFG (Irving, TX)
- …team will provide more details. **Summary:** As a member of the Global Sanctions Compliance Department (GSCD), this individual will support in the oversight ... and continuous enhancement of the Bank's Global Sanctions Compliance Program. The GSCD Program is...will vary based on need/skillset, but may include: + Sanctions Advisory + Sanctions regulatory… more
- ManpowerGroup (New York, NY)
- …regulatory compliance requirements, and recommendations from CPAD. 8Ensures maintenance of OFAC sanctions lists and Internal Watchlists utilized by the tool. ... and enhancement of department processes; and oversight, testing of upgrades to Compliance applications. May include governance, advisory , or QC related tasks.… more
- MUFG (Tampa, FL)
- …for improvement. **QUALIFICATIONS** + Minimum 1 year of experience working in sanctions related investigations and/or advisory capacity preferred but not ... recruitment team will provide more details. The Analyst role within the OFAC QA function is responsible for executing independent, objective assurance and consulting… more
- ExxonMobil (Spring, TX)
- …The Global Trade Sanctions Operations Lead oversees day-to-day trade sanctions compliance screening operations enterprise-wide and provides day-to-day work ... and tools in support of export controls and trade sanctions compliance + Advising business lines regarding...those administered by the Office of Foreign Assets Control ( OFAC ) and the Bureau of Industry and Security (BIS).… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...Final CDD Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of… more
- MUFG (Tampa, FL)
- …dual control with Special Attention to Red Flags, Risk and Controls. + Complete OFAC /AML Review Form for Accuracy, Eligibility and Compliance . + Process DD100 ... Office. + Refer Items identified for Escalation to Global Sanctions , AML Advisory , Oversight Unit or EFM...to all established processing and client deadlines to ensure compliance with the department's service level commitment. + Ensure… more