- SMBC (Jersey City, NJ)
- … KYC program. + Assist AML Program Management team and members of AML senior management in reviewing AML Policies and Procedures. + Coordinate with ... its employees. **Role Description** Reporting to the Head of KYC in the Compliance Department, Americas Division,...book of work across people, process, and technology. The KYC Transformation Director is a senior member… more
- SMBC (Sacramento, CA)
- …initiatives and training; influence changes to processes, procedures, and controls to mitigage KYC compliance risk. + Prepare reports and presentations for ... play a critical role in managing and optimizing the KYC process, ensuring compliance , and mitigating risks...escalating regulatory, audit and/or internal control issues pertaining to BSA/ AML matters to Head of KYC and/or… more
- Morgan Stanley (Tampa, FL)
- …or other related field * Minimum 3-5 years of experience in financial crimes/ AML compliance testing, Audit or similar related QA/QC testing experience Skills ... Assist in preparing ongoing and ad hoc reporting for senior management o Report metrics and communicate results to...expectations (Domestic - US and International - non-US), MS AML Risk policies and procedures, KYC standards,… more
- City National Bank (Newark, DE)
- …as well as other referrals from line units. **What you will do** + The KYC Review (Specialist - Senior ) will perform Enhance Due Diligence (EDD) reviews for ... ** KYC REVIEW ANALYST- OPS** **WHAT IS THE OPPORTUNITY?**...commercial loan borrowers in adherence with credit policy and compliance with BSA and USA Patriot Act. Responsible for… more
- Citigroup (Florence, KY)
- The KYC Operations Issue Manager is a senior -level position responsible for leading Anti-Money Laundering ( AML ) monitoring, governance, oversight and ... of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately...equivalent experience + Master's degree preferred **Job Family Group:** Compliance and Control **Job Family:** Business KYC … more
- Citigroup (Jersey City, NJ)
- …of the Financial Crimes Compliance area including, but not limited to AML , Sanctions, Anti-Bribery, KYC , Fraud, and Cyber. Requires thorough understanding of ... for the area. **Responsibilities:** + Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for… more
- Meta (Menlo Park, CA)
- …1. Responsible for administering, maintaining, coordinating and monitoring MFT's day-to-day compliance with BSA/ AML /CDD/EDD/ KYC /FinCEN/USA Patriot Act, and ... Officer is responsible for coordinating and monitoring Meta Payments, Inc's ('MPY') day-to-day BSA/ AML compliance and should be fully knowledgeable of the BSA… more
- Insight Global (Charlotte, NC)
- …such as regulators, governing bodies, and industry Things to Note: * Direct client AML strategy * Provide information to senior management on the operation and ... and Requirements * 7+ years of experience in an AML -related role, or in a similar compliance ...BSA, CTF, OFAC, ABC, and payment rules related to KYC / AML , along with in house experience implementing… more
- US Bank (Columbus, OH)
- …and identify risk assessment improvement options to team members, stakeholders, and senior management + Support data analyses within compliance organization ... + 7 or more years of relevant experience in AML / BSA regulatory compliance , data analytics,...data analytics, data validation, risk management Experience working with KYC and AML data + Strong experience… more
- Bank of America (Chicago, IL)
- …process-control process improvement, audit issues and remediations. Additionally, the AML / KYC Business Support Manager will consult with senior management in ... other GCB special projects, SPI/Operational Excellence initiatives or business matters related to AML KYC that may arise during course of usual business… more
- Capital One (New York, NY)
- …events remediation + Own and perform KYC related controls + Collaborate with Risk, KYC , Compliance and AML to ensure all processes and procedures are ... (22957), United States of America, New York, New York Senior Manager, Capital Markets Regulatory Onboarding Capital One's Commercial...through change, including driving execution + 5+ years of KYC and AML experience At this time,… more
- Citigroup (Tampa, FL)
- …and International Compliance related regulations, risks and typologies; including KYC , AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding ... internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent… more
- City National Bank (NC)
- …Reporting + Minimum of 3 years of experience with strong exposure to KYC / AML /CDD/EDD or due diligence Reporting **Skills and Knowledge** + Master's preferred ... **SUPERVISOR FINANCIAL CRIMES COMPLIANCE ** **WHAT IS THE OPPORTUNITY?** This position, in...reporting processes and generate risk reporting for presentation to senior management committees* Develop and report metrics consistent with… more
- Citigroup (Jersey City, NJ)
- …progressively responsible, post-baccalaureate experience as a, Data Science Lead Analyst, Data Science Senior Analyst, Compliance AML Core Senior ... Analyst, Compliance AML Risk Management Senior Analyst, or related position using AML and KYC to develop customer risk scoring models for the banking… more
- Citigroup (Tampa, FL)
- …+ Relevant AML and/or Sanctions Certification desired **Job Family Group:** Compliance and Control **Job Family:** Business KYC **Time Type:** Full time ... + Deep functional knowledge of industry best practices and applicable BSA/ AML / KYC /Sanctions/ABC rules, regulations, policies, processes, and frameworks. + Detail… more
- Jack Henry & Associates (Cedar Falls, IA)
- …business and credit information and recommends transaction velocity limits. + Complies with KYC , OFAC, and BSA/ AML rules and regulations. + Monitors and ... Senior Credit Risk Analyst **General information** Press space...CFE, or CAMS Certification. + Strong knowledge of BSA, AML , KYC , and OFAC. + Familiar with… more
- Morgan Stanley (Tampa, FL)
- …US Banks clients including reviewing customer data and documentation to satisfy BSA/ AML Compliance requirements. > Provide oversight and supervisory support for ... programs and processes to support the examination of potential AML risk exposure for the Firm. In addition, the...new and existing clients to effectively support the firm's KYC program including but not limited to: > Manage… more
- Randstad US (Baltimore, MD)
- …Risk, and Operations) - Following up with Clients to gather required documentation for compliance with KYC Standards - Following up with internal groups to ... Skills: - Ability to interact and build relationships with senior members of the business and across departments in...Following up with Clients to gather required documentation for compliance with KYC Standards - Following up… more
- Citigroup (Chicago, IL)
- …adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC / AML and other compliance norms . Partner with all roles on ... wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our… more
- Citigroup (Greenburgh, NY)
- The Senior Wealth Advisor SAFE Act is a seasoned...and Compliance operating procedures + Ensure that KYC / AML and other compliance norms ... opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer, etc.) +… more