- Wells Fargo (St. Paul, MN)
- **About this role:** Wells Fargo is seeking a Wealth Planning Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... judgment while developing understanding of function, policies, procedures, and/or compliance requirements within the Wealth Planning Consulting functional… more
- Truist (Richmond, VA)
- …facing teammates as well as other leadership in the designated geography, the Wealth leadership team and the Compliance , Supervision and Risk departments to ... of potential areas of risk and emerging risk for Wealth . Following is a summary of the essential functions...for the successful and timely completion of supervisory and compliance initiatives for assigned regions. 3 . Perform… more
- Regions Bank (Birmingham, AL)
- …business + Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance + Conducts research of laws and ... line of business + Or Bachelor's degree and three ( 3 ) years of experience in Compliance , Quality...knowledge of rules and regulations and their impact on Wealth Management products, services, and operations + Demonstrates proficient… more
- NTT DATA North America (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consultant to join our team in Charlotte, North Carolina (US-NC), ... https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consultant you will play a role… more
- Brokers International (Urbandale, IA)
- We are currently seeking a dedicated and driven Life Sales Support Consultant to join our team. The Life Sales Support Consultant role is responsible for ... businesses and serve their customers through innovative products, marketing, compliance , and operational support. In June of 2021, we...As an added bonus, we close every Friday at 3 pm Our Culture At Brokers International, our thriving,… more
- Wells Fargo (Denver, CO)
- **About this role:** Wells Fargo is seeking a Financial Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the ... licensing + CFP (Certified Financial Planner) or ChFC (Chartered Financial Consultant ) certifications **Job Expectations:** + Individuals in Loan Originator (LO)… more
- HUB International (Metairie, LA)
- …property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 18,000 employees in 500+ ... support and involvement through HUB Gives** **SUMMARY:** A Benefits Consultant (BC) interfaces with a group of clients (a...in employee benefits, 2) their annual renewal process, and 3 ) other possible options that would enhance or meet… more
- HSBC (Irvine, CA)
- …our communities and the planet we all share. The Community Mortgage Consultant will be responsible to originate high quality residential first lien mortgage ... loans that meet HSBC's credit, compliance , workflow and other rules and guidelines. Counsel customers...resolve any problems that arise. As our Community Mortgage Consultant you will: + Self-source diverse mortgage applicants, engaging… more
- HUB International (Cincinnati, OH)
- …(sales), as well as mentor and develop their support team. The Benefits Consultant accomplishes this by bringing a consultative approach to our clients while ... services firm providing risk management, insurance, employee benefits, retirement and wealth management products and services. With more than 18,000 employees in… more
- M&T Bank (Buffalo, NY)
- **THIS ROLE WILL BE HYBRID 3 DAYS A WEEK IN: BUFFALO NY, WILMINGTON DE, or BRIDGEPORT CT** **Overview:** + This role provides senior level expertise in audit ... their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards… more
- University of Pennsylvania (Philadelphia, PA)
- … consultant , and other treating providers. Meet regulatory and compliance standards for documentation- Facilitate treatment plan changes for patients who ... variety of professional development opportunities, supportive work and family benefits, a wealth of health and wellness programs and resources, and much more. Posted… more
- First Horizon Bank (Raleigh, NC)
- …Loan Closing Checklist and the documents received. + Request and review bids from 3 rd . party Construction Consultant (s) when required. + Review and approve ... required project construction documents, and forward to 3 rd . party consultant as required...Works closely with senior management, RMs, PMs, Credit Risk, Compliance and Internal Audit partners to ensure that the… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Federal Credit Union's (SFFedCU) membership is now over 43,000, with assets surpassing $1. 3 billion and branches located in San Francisco and San Mateo County. ... solutions for customer onboarding, financial planning, account management, and compliance . Work with business stakeholders to configure Salesforce Marketing Cloud… more
- Customs and Border Protection (Washington, DC)
- …directly impacts CBP operations. Reviewing materials for completeness and compliance within established parameters and directing corrective actions or modifications ... to proposals to ensure compliance and improved results. Advising EAC, AC and senior...Secondary CBPO SRC Position and you have less than 3 years in a Primary CBPO SRC Position: Please… more
- Truist (Dacula, GA)
- …risk management and retail lending solutions. (Banking experience may include Retail, Wealth , Advisory, and/or Retail Lending experience) OR, 3 years' experience ... accounts for adherence to investment and asset allocation objectives and policies. 3 . Keep abreast of changing economic, legal, financial planning, investment trends… more
- Parker Hannifin Corporation (Irvine, CA)
- …advises management on the projected effect of any modifications to agreements. 3 . Establishes and defines program plan requirements and directs or performs in-depth ... and prepares required documentation to ensure accurate records of program compliance are maintained. 6. Coordinates cross-functional development of project plans and… more
- US Bank (St. Paul, MN)
- …custody, IRA, revocable and irrevocable trusts, and estate accounts + Ensure compliance and mitigate risk by confirming account coding, documentation, fees, and ... and applicable laws and regulations + Serve as the primary consultant /resource for assigned regions/branches; work collaboratively with internal partners to address… more
- House of Blues (Beverly Hills, CA)
- …a strong sense of how to assess talent, be a business partner and consultant to your hiring managers, and be a creative, solutions-oriented negotiator. WHAT THIS ... degree in HR, Marketing, Business, Psychology or related subject preferred + 3 + years of Corporate Recruiting experience in the entertainment, technology, retail or… more
- Customs and Border Protection (Washington, DC)
- …importer and broker visits to carry out specific investigative compliance for potential enforcement actions. Reviews Reviewing complex allegation submissions ... Managing importer and broker visits to carry out specific investigative compliance for potential enforcement actions and reviewing complex allegation submissions… more
- Parker Hannifin Corporation (Mentor, OH)
- …negotiating and administering highly complex and high-risk subcontracts, ensuring compliance on supplier cost, schedule, legal and performance criteria. Essential ... advises management on needed actions. + Acts as a consultant to management on major matters. Establishes goals and...are proud to offer competitive benefits designed with health, wealth and well-being in mind. Benefit & Retirement Plans:… more