- Truist (Richmond, VA)
- …facing teammates as well as other leadership in the designated geography, the Wealth leadership team and the Compliance , Supervision and Risk departments to ... of potential areas of risk and emerging risk for Wealth . Following is a summary of the essential functions...for the successful and timely completion of supervisory and compliance initiatives for assigned regions. 3 . Perform… more
- Regions Bank (Birmingham, AL)
- …business + Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance + Conducts research of laws and ... line of business + Or Bachelor's degree and three ( 3 ) years of experience in Compliance , Quality...knowledge of rules and regulations and their impact on Wealth Management products, services, and operations + Demonstrates proficient… more
- NTT America, Inc. (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consultant to join our team in Charlotte, North Carolina (US-NC), ... https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consultant you will play a role… more
- Wells Fargo (Los Angeles, CA)
- …needs and aspirations. **About this role:** Wells Fargo is seeking a Business Execution Consultant in Wealth and Investment Management as part of Wells Fargo ... begins with outstanding talent. It all begins with you. Wealth & Investment Management (WIM) is one of the...process improvement by conducting root cause testing of all compliance and business metrics + Determine areas of strength… more
- Brokers International (Urbandale, IA)
- We are currently seeking a dedicated and driven Life Sales Support Consultant to join our team. The Life Sales Support Consultant role is responsible for ... businesses and serve their customers through innovative products, marketing, compliance , and operational support. In June of 2021, we...As an added bonus, we close every Friday at 3 pm Our Culture At Brokers International, our thriving,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Business Execution Consultant to join our Policy and Branch Support (PBS) team within Wealth and Investment ... guidance on complex policy and operational procedures. The Business Execution Consultant will be responsible for responding to escalated inquiries from branch… more
- Wells Fargo (Charlotte, NC)
- …a Technology Disaster Recovery Planning Consultant (Senior Technology Business Systems Consultant ), as part of the Wealth & Investment Management Technology. ... a team to provide comprehensive technological solutions + Act as an internal consultant within technology and business groups by using quality tools and process… more
- HUB International (Metairie, LA)
- …property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 18,000 employees in 500+ ... support and involvement through HUB Gives** **SUMMARY:** A Benefits Consultant (BC) interfaces with a group of clients (a...in employee benefits, 2) their annual renewal process, and 3 ) other possible options that would enhance or meet… more
- HSBC (Irvine, CA)
- …our communities and the planet we all share. The Community Mortgage Consultant will be responsible to originate high quality residential first lien mortgage ... loans that meet HSBC's credit, compliance , workflow and other rules and guidelines. Counsel customers...resolve any problems that arise. As our Community Mortgage Consultant you will: + Self-source diverse mortgage applicants, engaging… more
- Wells Fargo (Waterloo, IA)
- **About this role:** Wells Fargo is seeking a Financial Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the ... date if not immediately available to transfer upon hire. Compliance with state law requirements is required. This will...Act of 1934 and FINRA Bylaws, Article III, Section 3 , which states that Associated Persons should not be… more
- Wells Fargo (Norwell, MA)
- **About this role:** Wells Fargo is seeking a Financial Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our ... license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is...Act of 1934 and FINRA Bylaws, Article III, Section 3 , which states that Associated Persons should not be… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Investment Portfolio Control Consultant as part of Wealth and Investment Management. Learn more about our career ... the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3 , which states that Associated Persons should not be subject to statutory… more
- HUB International (Cincinnati, OH)
- …(sales), as well as mentor and develop their support team. The Benefits Consultant accomplishes this by bringing a consultative approach to our clients while ... services firm providing risk management, insurance, employee benefits, retirement and wealth management products and services. With more than 18,000 employees in… more
- Regions Bank (Tampa, FL)
- …of the system. **Job Description:** At Regions, the Institutional Trust Relationship Consultant retains and develops relationships and associated revenue for a group ... in addition to demonstrating a general understanding of Corporate Banking and Wealth businesses + Determines the financial viability and associated risks of client… more
- Truist (Charlotte, NC)
- …Corporate Banking, Commercial Banking, Commercial Real Estate, Credit Delivery, Wealth Management, or Enterprise Payments) 3 . Professional certification ... to ensure competitiveness, appropriate linkages between pay and performance, and compliance with legal and regulatory requirements. Consult and partner with Human… more
- First Horizon Bank (Raleigh, NC)
- …Loan Closing Checklist and the documents received. + Request and review bids from 3 rd . party Construction Consultant (s) when required. + Review and approve ... required project construction documents, and forward to 3 rd . party consultant as required...Works closely with senior management, RMs, PMs, Credit Risk, Compliance and Internal Audit partners to ensure that the… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Federal Credit Union's (SFFedCU) membership is now over 43,000, with assets surpassing $1. 3 billion and branches located in San Francisco and San Mateo County. ... solutions for customer onboarding, financial planning, account management, and compliance . Work with business stakeholders to configure Salesforce Marketing Cloud… more
- Customs and Border Protection (Nogales, AZ)
- …to exchange information and provide guidance on agriculture cargo admissibility and/or compliance . Applying the laws and regulations of a wide range of Federal, ... level, performing duties such as: Serving as a technical consultant and providing guidance to CBPAS, CBP Officers, researchers,...of appointment. The duration of the training will include 3 weeks of in-residence training in Harpers Ferry, WV.… more
- Customs and Border Protection (Laredo, TX)
- …illegal narcotics and prohibited goods. Duties and responsibilities include: Ensuring compliance with Federal laws, rules and regulations related to seized property ... and consigning property to the national seized property contractors in compliance with established timeframes; providing direct oversight of seized property… more
- Truist (Dacula, GA)
- …risk management and retail lending solutions. (Banking experience may include Retail, Wealth , Advisory, and/or Retail Lending experience) OR, 3 years' experience ... accounts for adherence to investment and asset allocation objectives and policies. 3 . Keep abreast of changing economic, legal, financial planning, investment trends… more