- Vanguard (Malvern, PA)
- Compliance Director , Regulatory Exam Response Advocate for all investors Vanguard has been in trusted with over $8 trillion in client assets by doing ... business partnership and compliance support. As a trusted leader, the Compliance Director , Regulatory Exam Response will provide direction to a… more
- JPMorgan Chase (New York, NY)
- …Regulatory Strategy and is a centralized resource supporting Risk Management and Compliance in managing regulatory exams and ongoing monitoring activities. As ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...organization + Deep knowledge of and experience with regulators' exam processes and regulatory matters + A… more
- CVS Health (Austin, TX)
- …managing Sarbanes-Oxley (SOX) compliance efforts. Responsible for supporting various regulatory requests, states exam , external inquiries, and consults teams ... colleagues in facilitating cybersecurity assessments across the enterprise. Oversees regulatory compliance initiatives, internal audits processes, and including… more
- American Express (Sandy, UT)
- …define your own path. Find your place in risk and analytics on #TeamAmex. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance ... supporting business units as they implement change. The RELM Director is primarily responsible for managing regulatory ...exams from receipt of regulator First Day Letter through exam closure. + Lead the execution of regulatory… more
- S&P Global (New York, NY)
- …and oversee the provision of complex economic sanctions and broader financial crimes compliance regulatory compliance guidance to the Divisions of Market ... assurance reviews. + Draft, socialize, submit, and track Global Financial Crimes Compliance regulatory filings, including initial / ongoing blocked property… more
- Dickinson Financial Corporation (Kansas City, MO)
- … Compliance and CRA. **Principal Accountabilities** : + Ensure that the regulatory compliance functions are developed and reviewed to stay abreast of ... standards + Serve as primary point of contact with regulatory agencies on compliance and CRA matters... Compliance Officer with management experience of a compliance team + Strong exam management skills,… more
- The County of Los Angeles (Los Angeles, CA)
- …nursing practice. + Evaluates and leads corrective actions regarding operational compliance with licensure, accreditation and regulatory standards. + Evaluates ... CLINICAL NURSING DIRECTOR II Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/1534413) Apply CLINICAL NURSING DIRECTOR II Salary… more
- City of New York (New York, NY)
- …Services NM II, to function as a Program, Policy, and Domestic Violence Regulatory Compliance Specialist who will: Under administrative direction of the ... efficiencies in response to agency mandates, increased need for DVS services, regulatory compliance and regular data requests from senior leadership, City… more
- The County of Los Angeles (Los Angeles, CA)
- …and practice. + Evaluates and initiates corrective action regarding operational compliance with licensure, accreditation and regulatory standards. + Evaluates ... CLINICAL NURSING DIRECTOR II, CORRECTIONAL HEALTH Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/2372686) Apply ...OF FILING: March 6, 2019 at 8:00 AM (PST) EXAM NUMBER: Y5299L TYPE OF RECRUITMENT: OPEN COMPETITIVE JOB… more
- Commonwealth of Pennsylvania (PA)
- Assistant Director of Nursing (Nurse Manager 1) Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4468117) Apply Assistant Director of ... INFORMATION + Completing the application, including all supplemental questions, serves as your exam for this position. No additional exam is required at a… more
- Santander US (Boston, MA)
- …Exam Management: Liaison with Technology process and control owners for necessary exam related activities including regulatory , Internal Audit and Credit Risk ... Director of IT Risk and Control Self Assessment...and individual processes. Continuously evaluates the industry, market and regulatory environment to anticipate changes and help ensure appropriate… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... Development Services (BLDS), Homeownership Opportunities and Preservation, Preservation Finance, Compliance and Enforcement and Housing Incentives. The Division of… more
- The County of Los Angeles (Los Angeles, CA)
- …a Comprehensive Health Center/Health Center nursing operation. + Monitors operational compliance with licensure, accreditation and regulatory standards and ... CLINICAL NURSING DIRECTOR I Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/3136407) Apply CLINICAL NURSING DIRECTOR I Salary $147,753.60… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- SMBC (New York, NY)
- …responding to information requests, preparing documentation or presentations, maintaining regulatory exam and communications records, scheduling, attending and ... SMBC's Planning Department to assist with the execution of regulatory relations and exam management for SMBC....to supervisors or more experienced staff. Reports to the Director of GPDAD Governance. Has no direct/indirect reports. **Role… more
- Ventura County (Ventura, CA)
- …+ statistical methods used in administrative analysis; + grant administration, compliance , and regulatory interpretation Skilled in: computer software programs ... also be required to visit housing projects under development to ensure compliance with contractual and regulatory requirements. Recruitment Process FINAL FILING… more
- University of Delaware (Newark, DE)
- …and oversees the Office of Laboratory Animal Management (OLAM) operations. In compliance with regulatory requirements and in collaboration with other ... Director , Animal Care Program & Attending Veterinarian Job...Agreements, and more than 5900 Effort Certification Reports. In compliance with 1) US Public Health Service (PHS) Policy… more
- City of New York (New York, NY)
- …Services. The selected candidate will oversee and manage all the deliverables and regulatory compliance and provide technical and regulatory guidance to ... Manager title or those who filed for the Promotional Exam #3523, or the Open-Competitive Exam #3039...deliverable schedule and the demands of the agency for regulatory compliance ; maintaining mandatory training and federal,… more
- TD Bank (Mount Laurel, NJ)
- …and challenge Senior Management on Internal Audit responses. + Support audit teams for regulatory matters. + Contribute to Board of Director reporting and Audit ... reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for...on Internal Audit responses. + Support audit teams for regulatory matters. + Contribute to Board of Director… more
- The County of Los Angeles (Los Angeles, CA)
- …on management, administrative or technical procedures and techniques. Monitors operational compliance with licensure, accreditation and regulatory standards, and ... ASSISTANT NURSING DIRECTOR , ADMINISTRATION Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/2924513) Apply ASSISTANT NURSING DIRECTOR ,… more