- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) JOB PURPOSE Compliance Examination Manager for Capital Markets/Broker-Dealer/Swap Dealer ... US Compliance Examination Program, the Compliance Examination Manager is accountable... with appliable laws, rules and regulations by the Capital Markets business unit within the US. + Plan,… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Banking and Markets:** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US… more
- City of New York (New York, NY)
- …of the City. The Bureau of Water Supply seeks to hire an Administrative Manager (NM) Level III to serve as Chief, Risk Management Program (RMP)/Environmental Health ... Safety (EHS) Project Compliance in the RMP/EHS Management Services Unit, (RMP) Section,...will serve as the RMP/EHS lead on in-house and capital projects through the scope, design, and construction phases.… more
- Citigroup (New York, NY)
- …the Manager Control Assessment. **Audits, Franchise Reviews and Regulatory Examination Management** + Support the Business and functions on audits, reviews and ... a robust framework exists to manage and mitigate operational, compliance and regulatory risks across the business. This role...+ Reporting Risk + Physical Damage Risk + Human Capital Risk + Liquidity Risk **Key Role Responsibilities** **Product… more