- Fidelity TalentSource LLC (Jersey City, NJ)
- …business critical applications within a financial services and asset management compliance , risk, and trading environments, using Python, Amazon Sagemaker, ... and five (5) years of experience as a Senior Manager , Data Science (or closely related occupation) building AI/ML...and two (2) years of experience as a Senior Manager , Data Science (or closely related occupation) building AI/ML… more
- BP Americas, Inc. (New York, NY)
- …of that too. Together we continue to grow as the world's leading energy company! The Compliance Manager is a key member of the Ethics & Compliance ("E&C") ... Responsibilities: ** + The position reports to the Senior Compliance Manager and is primarily responsible for...regulations and bp policies and procedures. + Conduct proactive compliance risk assessments and reviews of trading … more
- Bloomberg (New York, NY)
- Electronic Trading Sales (ETS) Account Manager , Enterprise Sales - Bloomberg Financial Solutions **New York, NY** Posted Apr 12, 2024 - Requisition No. 124540 ... understanding of the impact of regulation, market structure and compliance on electronic trading + Good understanding of the eFX vendor competitive landscape… more
- Citigroup (New York, NY)
- This role is specifically to perform Business Execution activities for the Counterparty Trading & Risk (CTR) team which is a cross product global business including ... XVA Trading , In-Business Risk Credit Risk Mgmt and Capital Advancement....and multiple partners in Market Risk, MQA, IT, Finance, Compliance and others. The Business Execution team for CTR… more
- JPMorgan Chase (New York, NY)
- …functions to promote consistent operational risk practices and Control programs. As a Control Manager - NA Rates Trading - Associate, you will be responsible for ... management capabilities across a full spectrum of linear and non-linear trading products. **Job Responsibilities** + **Oversight and Governance -** In partnership… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Low Latency Trading ** Specialty Software Engineering Senior Manager . **In this role, you will:** + Manage, coach, ... Straight Through Processing and Market Data** + **A global low latency electronic trading build out including non $ products such as LATAM currencies** +… more
- JPMorgan Chase (New York, NY)
- North America Credit Trading acts as a market maker in corporate credit products to the largest asset manager and investor clients. **Job Summary:** As an ... risk and P/L are correctly captured on T, partners in other groups ( Compliance , Market Risk, Product Control) are alerted to any potential concerns + Post-Trade:… more
- JPMorgan Chase (New York, NY)
- …Business and Functional Managers to help the Business understand and manage Compliance , Conduct and Operational Risks. **Job Description** A Senior Program ... Manager is required to join the team responsible for...and other functional support groups like Operations, Technology, Controls, Compliance and Legal. The role offers an excellent platform… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... compliance support for equities and fixed income securities trading and sales businesses by advising on the application...procedures, to the businesses. + Communicate with sales and trading management and US Compliance personnel on… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager - EQ/Futures New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation. + Serve as technical liaison for… more
- Scotiabank (New York, NY)
- Manager , Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline ... the meetings as assigned. + Assist with online and in-person compliance training for sales and trading staff and related support personnel. + Review and provide… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Manager , Compliance Testing leads and ... trading desk and portfolio implementation team on all trading issues ACA/Code of Ethics Compliance : +...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... has financial services experience with a knowledge of markets, compliance risk management practices, and trading products....**Volcker EAC** * The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is… more
- Scotiabank (New York, NY)
- Manager , CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... stress testing, designing limit frameworks and interfacing with the trading desk and other risk and support groups (ie,... desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). This position is in the… more
- JPMorgan Chase (New York, NY)
- The Digital Markets Business Manager will provide end-to-end support in driving a number of key initiatives across crucial Digital Markets and E- trading ... to execute and implement on business strategy. As a Digital Markets Business Manager within our Business Management team, you will provide end-to-end support in… more
- TD Bank (New York, NY)
- …liquidity while understanding potential trade-offs between risk and return + Ensures the compliance of the Non- Trading Market Risk and Liquidity Risk management ... We are seeking a Vice President to focus on Non- Trading Market Risk (or Interest Rate Risk on Banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Bank of America (New York, NY)
- …C/C++, Java, python . Familiarity with one of the following areas - Trading , Consumer Banking, Wealth Management, Transaction Banking, Compliance Surveillance . ... Market Behavior Modeling Research Risk Analysis Sr. Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a… more
- SitusAMC (New York, NY)
- …of the balance sheet. **Overall purpose of role:** The role is for a business manager , based in New York to support the Equity Derivatives US business. The Business ... the Equity Derivatives business. It involves working on the trading floor and building strong relationships across desks and...and IT, Product Control, Risk Control, Operations, Legal and Compliance , as well as working closely with Sales &… more
- Bank of America (New York, NY)
- Global Markets Risk Senior Manager New York, New York **Job Description:** The Global Markets Risk Executive for the Bank of America Securities (BofAS) legal entity ... will primarily interface with the Product Trading /Marketing Heads and the product heads of other risk...product heads of other risk and support groups (ie Compliance , Finance, Operations, etc), as well as local regulators… more
