- SMBC (New York, NY)
- … Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution of ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will...of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background… more
- SMBC (New York, NY)
- …program. The results of the risk assessment process will be utilized to drive monitoring and testing initiatives and refocus resources as new emergent risks are ... Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the ...respect to documenting key controls as well as driving monitoring and testing plans. **Qualifications and Skills**… more
- PNC (Pittsburgh, PA)
- …findings and recommendations regarding business process optimization, internal control, and compliance . Reviews work papers. Performs complex testing procedures ... you will be within PNC's Internal Audit organization, supporting the Compliance Audit team specializing in the following business segments; Broker/Dealers,… more
- BlackBox (Philadelphia, PA)
- …+ The installation, troubleshooting and de-installing network equipment + Install/ swap out devices (eg, phone, computers, cables, boards, edge routers, ... switches and etc.) + Install, troubleshoot, and de-install Network monitoring tools + Complete all hard and complex Move,...+ Perform onsite call-through, data, voice, website and security testing + Perform back-up testing to ensure… more
- ANS Advanced Network Services LLC (Menands, NY)
- …system and DC power system test and turn up, and 24-7 maintenance and monitoring services. ANS provides these turnkey solutions to its customers and partners in the ... aspects of the CO / MSC (HDFB, DCS, Fiber testing , some equipment specific experience with Cisco 6500, 5508,...to discover and repair transmission faults + Repair or swap out defective and damaged devices, cabling, and all… more
- SMBC (New York, NY)
- …processes, and procedures designed to ensure risk identification, aggregation, mitigation, and monitoring capabilities in compliance with the sound operation of ... develop key risk categories and risk identification in full compliance with relevant regulations. 3. Assist in the development...Frank Act, CFTC Rule 23.600, the Volcker Rule, and Swap Dealer registration requirements, SR 11-07, SR 11-10, etc.)… more