- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key ... will have a dotted line to the President, Park Avenue Securities. Reporting into the PAS Chief Compliance Officer will be a team of associates. **You… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of...America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. ... Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide … more