- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Citigroup (Tampa, FL)
- Serves as a Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's ... employees and customers. Essential Job Functions: + Responsible for compliance and risk management for the Bank's...in place to safeguard trust assets as appropriate + Conduct compliance monitoring for internally managed fixed… more
- Qualcomm (San Diego, CA)
- …> Legal Counsel **General Summary:** **ROLE SUMMARY:** Qualcomm is seeking an experienced chief risk & compliance officer (CRCO) with a strong legal ... protocol and risk management system. + Managing and supervising the compliance staff and resources, and ensuring that they have the necessary skills, knowledge,… more
- Highmark Health (Parkersburg, WV)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...expectations as set forth in the code of business conduct and company policies._ _As a component of job… more
- Navy Federal Credit Union (Vienna, VA)
- …Board Sub-Committees, and regulators, as needed + Provides guidance and support as compliance risk subject matter expert; conduct effective challenge/oversee ... and practices comply with applicable legal and regulatory requirements. Experience in compliance risk assessment and issues management. Develop, implement, and… more
- City of New York (New York, NY)
- …regulatory requirements, industry standards, and internal policies within the IT environment. Conduct risk assessments specific to Cybersecurity for IT systems ... health of all New Yorkers. Driven by information about attackers, using a risk -based and cost-effective approach, investments will be made in people, processes, and… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Associate, you will effectively ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Citigroup (Tampa, FL)
- …you to apply! Our people make all the difference in our success: Seeking a Risk & Control Officer for the Chief Data Office (CDO) responsible for supporting ... Data Ownership and Data Quality throughout Citi. The CDO Risk & Control Officer accomplishes results through...registration as formalized Issues. + Liaise with Internal Audit, Compliance , Risk , External Auditors (KPMG) and other… more
- Harvard University (Cambridge, MA)
- …necessary, individual Schools. Oversees policy management for the organization and HUHS's annual risk assessment initiative. The Compliance Officer 's time is ... leadership, managers, and employees of HUHS. Collaborates with legal, risk management, and compliance professionals within Harvard... Compliance Officer will monitor key compliance metrics and risks, conduct investigations as… more
- Citigroup (Tampa, FL)
- …adherence to firm-wide initiatives and requirements, including operational and compliance risk management programs. **Responsibilities:** Appropriately assess ... The Business Risk and Control Officer is a...process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy… more
- Citigroup (Getzville, NY)
- …Standard Escalation Policy, Board Material Data Accuracy Control Procedures, Issue Management Policy, Conduct Risk Policy, Compliance Risk Policies and ... Reporting, Analysis, and Governance team sits within the CAO officer under the Head of Controls. The team supports...Client Escalation, monitoring and reporting of Issue Management and Compliance Risk and oversight of the Client… more
- Morgan Stanley (South Jordan, UT)
- …and risk management of Financial Advisors within Wealth Management. The CRU Risk Officer provides centralized risk oversight of the Wealth Management ... will be a self-starter with a strong business and risk analysis acumen. * Risk Officer ...Suitability Reviews . Being the contact point for Field Risk . Conduct monthly calls with the… more
- Citigroup (Getzville, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer II is a senior-level position responsible for leading activities including credit review, credit approvals and monitoring the ... portfolio to identify credit migration in coordination with the Risk Management team. The overall objective of this role is to manage Citi's portfolio exposure to… more
- Citigroup (Tampa, FL)
- …of data risk metrics across businesses and functions. The Data Risk Officer will be responsible for identifying, anticipating, challenging, and mitigating ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...duties may be assigned as required. **Qualifications:** The Data Risk Officer will have knowledge of data… more
- Citigroup (Tampa, FL)
- …as required; identifying significant changes in relationship to trigger update of Risk Assessment + Verifying third party's compliance to required policies ... The Third Party Officer ("TPO") is a dedicated role part of...years of relevant experience in, strategic sourcing/procurement, vendor management risk management and/or regulatory compliance in one… more
- Citigroup (New York, NY)
- …a strong legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides ... Trade Solutions PDS Head ("Business Head") in managing and mitigating operational, compliance and regulatory risks, and executing risk and control… more
- Citigroup (O'Fallon, MO)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Jacksonville, FL)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more