- Atlantic Group (New York, NY)
- …as a Legal & Compliance Analyst. Reporting to the General Counsel and Chief Compliance Officer , you will play a vital role in supporting the firm's Legal and ... Role Overview - Legal & Compliance Analyst: Join our client, a leading financial... Compliance department. Compensation: $100,000.00 - $125,000.00 + bonus Location:… more
- Creative Financial Staffing (New York, NY)
- …Staff Accountant will also eventually be responsible for review leases for compliance Additional Ad Hoc responsibilities as assigned by the Chief Financial ... Officer What you bring to the table as the Property Accountant 2+ years of relevant accounting experience; Real Estate is a plus Experience using an accounting system… more
- Bering Straits Native Corporation (New York, NY)
- …seeking individuals who are qualified to become an Armed Ground Transportation Officer for the Department of Homeland Security, Immigration and Customs Enforcement ... a stationary guard post, such as hospital duty, ensure compliance with Post Orders and hospital protocol.Ensure you always...DiplomaMinimum two (2) years' experience as a Law Enforcement Officer and/or Military Police Officer or six… more
- Sunrise Systems Inc (Union, NJ)
- Position Description: Under the general supervision of the Chief Financial Officer , has responsibility for the initiation, coordination, and implementation of events ... reimbursement. Examines requests, financial quotes and supporting documentation for policy compliance . Analyze quotes by cross-referencing with local prices and US… more
- City of New York (New York, NY)
- …managed primarily by external investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance ... industry. Reporting directly to the CCO and working with the compliance staff, the Compliance Officer 's responsibilities include, but are not limited to:… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... FINRA, MSRB laws and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer of PAS will also play a key role in… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...Safety and Compliance Officer will lead a small team of analysts responsible...and resolution across the agency. The Fleet Safety and Compliance Officer may also be required to… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...Safety and Compliance Officer will lead a small team of analysts responsible...and resolution across the agency. The Fleet Safety and Compliance Officer may also be required to… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room is part of the ... firm's code of business ethics, policies and operating procedures. **The Impact:** As a Compliance Officer in the Control Room you will be part of a global team… more
- City of New York (New York, NY)
- …add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a ... Trust's legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust's legal matters, focusing on … more
- Weill Cornell Medical College (New York, NY)
- Title: Executive Director & Clinical Compliance Officer Location: Midtown Org Unit: Compliance and Privacy Office Work Days: Monday-Friday Exemption Status: ... Coder (CPC, CCS-P), Certified Hospital Coder (CCS- H) Certified Medical Compliance Officer (CMPO), Certified Professional Medical Auditor (CPMA), HCCA… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...Safety and Compliance Officer will lead a small team of analysts responsible...and resolution across the agency. The Fleet Safety and Compliance Officer may also be required to… more
- Scotiabank (New York, NY)
- Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... Securitization, Research and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of advice on compliance … more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial ... Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... other regulated offerings globally. We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF Compliance team. In this role, you… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Bloomberg (New York, NY)
- Compliance Officer - Personal Account Dealing and Conflicts of Interest (COI) Analyst - Legal & Compliance **New York, NY** Posted May 3, 2024 - Requisition ... team in New York, with team members also in London, as a Compliance Officer to support Bloomberg's Personal Account Dealing and COI programs. The role will… more
- Morgan Stanley (New York, NY)
- …other Morgan Stanley sponsored benefit programs. **Job:** **Other* **Title:** *Volcker Compliance Officer (Vice President)* **Location:** *New York-New York* ... of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our...the firm's businesses. Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Scotiabank (New York, NY)
- Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline ... the Bank's business strategies and objectives. Assist in providing advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
