- SUNY Geneseo (Geneseo, NY)
- Harassment and Discrimination Investigator & Compliance Officer Bookmark this Posting | Print Preview | Apply for this Job Please see Special Instructions for ... Announcement Position Information Campus Title Harassment and Discrimination Investigator & Compliance Officer Department Office of Diversity and Equity Position… more
- City of New York (New York, NY)
- …managed primarily by external investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance ... industry. Reporting directly to the CCO and working with the compliance staff, the Compliance Officer 's responsibilities include, but are not limited to:… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... FINRA, MSRB laws and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer of PAS will also play a key role in… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room is part of the ... firm's code of business ethics, policies and operating procedures. **The Impact:** As a Compliance Officer in the Control Room you will be part of a global team… more
- City of New York (New York, NY)
- …add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a ... Trust's legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust's legal matters, focusing on … more
- Weill Cornell Medical College (New York, NY)
- Title: Executive Director & Clinical Compliance Officer Location: Midtown Org Unit: Compliance and Privacy Office Work Days: Monday-Friday Exemption Status: ... Coder (CPC, CCS-P), Certified Hospital Coder (CCS- H) Certified Medical Compliance Officer (CMPO), Certified Professional Medical Auditor (CPMA), HCCA… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...Safety and Compliance Officer will lead a small team of analysts responsible...and resolution across the agency. The Fleet Safety and Compliance Officer may also be required to… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...Safety and Compliance Officer will lead a small team of analysts responsible...and resolution across the agency. The Fleet Safety and Compliance Officer may also be required to… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...Safety and Compliance Officer will lead a small team of analysts responsible...and resolution across the agency. The Fleet Safety and Compliance Officer may also be required to… more
- Hidden Level (Syracuse, NY)
- **Export Compliance Officer at Hidden Level** Hidden Level is looking for an Export Compliance Officer for a Central New York technology company that is ... **Primary responsibilities** + Identify and manage new regulatory risks. + Compliance program implementation and execution activities to include: + Reviewing… more
- Bassett Healthcare (Cooperstown, NY)
- …Forbes America's Best-In-State Employer 2022! What you'll do The Life Safety and Compliance Officer will be responsible for planning, organizing and managing the ... to Interim Life Safety Measures (ILSM). The Life Safety and Compliance Officer is accountable for providing optimal customer relations, operational support,… more
- Finger Lakes Health (Geneva, NY)
- …to the role. The Executive Assistant provides direct support to our Chief Financial Officer (CFO) Corporate Compliance Officer . This position is located in ... POSITION SUMMARY: + Provides administrative support to the Chief Financial Officer , Corporate Compliance Officer and the Finance Division, which includes the… more
- US Bank (New York, NY)
- …company services businesses in the country. Specifically, the role will serve as Chief Compliance Officer for a closed-end fund multiple trust series (Trust) and ... regulations, guidance, and practices. The position is responsible for: Trust Compliance Officer Duties + Maintaining the Trust's compliance program,… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... other regulated offerings globally. We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF Compliance team. In this role, you… more
- Morgan Stanley (Purchase, NY)
- …Maintain and update the Compliance policies and procedures. - Support the Chief Compliance Officer with the annual review of the RIA compliance program. ... **Job:** ** Compliance * **Title:** *Wealth Management Institutional RIA Compliance Officer * **Location:** *New York-Purchase* **Requisition ID:** *3248036*… more
- Scotiabank (New York, NY)
- Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... Securitization, Research and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of advice on compliance … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- HSBC (New York, NY)
- …all share. This position will have responsibility for working with the advisory compliance officer responsible for coverage of the Futures and Options business ... to regulatory inquires and examinations + Supporting the discharge of Chief Compliance officer regulatory duties (includes day-to-day activities of issue… more
- Scotiabank (New York, NY)
- Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline ... the Bank's business strategies and objectives. Assist in providing advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- TD Bank (New York, NY)
- … **Job Description:** **Department Overview:** Seeking a highly motivated, detail-oriented Compliance Officer to join our dynamic team. This colleague ... with various departments and stakeholders to identify and mitigate potential compliance risks. Key responsibilities include staying up to date with regulatory… more