- S&P Global (New York, NY)
- …to acquire and apply data analytics and business intelligence skills. **Responsibilities:** As a Control Room Compliance Officer , you will be expected ... **About the Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room is part of… more
- Santander US (New York, NY)
- Executive Director, Compliance - Control Room Officer New York, United States of America The Santander CIB (US) Control Room administers policies ... and manage potential transactional conflicts of interest. The ED, Control Room officer is responsible...with the US Head of the Control Room to ensure that an effective compliance … more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR) has a business-critical role to mitigate legal,… more
- Scotiabank (New York, NY)
- Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of...or other ad-hoc projects. + Work closely with the Control Room personnel on conflicts issues, including… more
- Federal Reserve System (New York, NY)
- …+ Group Support Your role as the Head of the Corporate Group and Chief Financial Officer (CFO): The New York Fed is seeking a dynamic and visionary Head of the ... Corporate Group and Chief Financial Officer (CFO) who will ensure full alignment with the...advancing supplier diversity opportunities, and ensuring a strong internal control environment. + Be a visible and active sponsor… more
- Fresenius Medical Center (Fairfield, CT)
- …various activities necessary for the preparation of the patient and the procedure room for the radiology procedures in compliance with the organization's ... core values and customer service philosophy. Adheres to the Organization's Compliance Program, including following all regulatory and policy requirements. Assists… more
- Fresenius Medical Center (New York, NY)
- …various activities necessary for the preparation of the patient and the procedure room for the radiology procedures in compliance with the organization's ... core values and customer service philosophy. Adheres to the Organization's Compliance Program, including following all regulatory and policy requirements. Assists… more