- S&P Global (New York, NY)
- …to acquire and apply data analytics and business intelligence skills. **Responsibilities:** As a Control Room Compliance Officer , you will be expected ... **About the Role:** **Grade Level (for internal use):** 10 **The Role:** Compliance Officer - Control Room **The Team:** Control Room is part of… more
- Santander US (New York, NY)
- Vice President - Americas Control Room Officer , Corporate &...with the US Head of the Control Room to ensure that an effective compliance program ... and manage potential transactional conflicts of interest. The VP, Control Room officer is responsible...Maintain policies and procedures and other documents such as Compliance bulletins and the Control Room… more
- Bank of America (New York, NY)
- EAC Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing...or area of coverage **Job Description Summary** The Global Control Room (GCR) has a business-critical role… more
- Scotiabank (New York, NY)
- Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a ... and Collateralized Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of...or other ad-hoc projects. + Work closely with the Control Room personnel on conflicts issues, including… more
- Fresenius Medical Center (New York, NY)
- …various activities necessary for the preparation of the patient and the procedure room for the radiology procedures in compliance with the organization's ... core values and customer service philosophy. Adheres to the Organization's Compliance Program, including following all regulatory and policy requirements. Assists… more
- Broadridge Financial Solutions (Edgewood, NY)
- …for monitoring the following: the Closed-Circuit Television (CCTV) system, the access control system, security records, key control , ID/access badge issue, ... tours + Responsible for the general administration of the Security Console Room (central monitoring station) to include but not limited to the closed-circuit… more