- Creative Financial Staffing (PR)
- …as CFO, finance officer or relevant role In depth knowledge of corporate financial law and risk management practices Excellent knowledge of data analysis and ... of financial management ranging from simple accounting to broad investment and banking operations. The ideal candidate will be...up and oversee the company's finance IT system Ensure compliance with the law and company's policies Manage team… more
- Bering Straits Native Corporation (Anchorage, AK)
- …incoming transactions and disbursements.Assist with development, implementation, and oversee compliance with internal corporate policies and procedures to ... AK. The Treasury Manager is responsible for managing and oversight of corporate liquidity, investments, and risk management related to the company's financial… more
- MUFG (Irving, TX)
- …more details. The Compliance Officer will be a member of the Global Corporate & Investment Banking Compliance team with the objective of providing ... support, guidance, and oversight to MUFG Bank's Global Corporate & Investment Banking ("GCIB") business unit.... Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management… more
- Bank of America (Chicago, IL)
- Senior Credit Officer -Global Corporate and Investment Banking Chicago, Illinois **Job Description:** At Bank of America, we are guided by a common purpose to ... conditions, and relationship profitability to provide high quality credit approval to Corporate Banking, Investment Banking, Global Markets, and Treasury +… more
- City of New York (New York, NY)
- …of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing the investment activity for the ... the five New York City pension systems. The Senior Investment Officer will report to the DCIO...the portfolio of existing fund and co-investments to ensure compliance with the terms of the closing documents and… more
- CIBC (Sumter, SC)
- …You'll Be Doing** Reporting to the head of CIBC US Middle Market Investment Banking, this position is responsible for providing dedicated proactive coverage of ... is to build partner level relationships through regular proactive contact with investment teams at selected US middle-market private equity firms. While focused on… more
- City of New York (New York, NY)
- …for 300+ investment managers and consultants. - Assisting the Chief Compliance Officer in maintaining the Agency's Personal Trading Policy, including setting ... managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief...and investments. - Assisting the CCO in performing a compliance review of presentation materials such as investment… more
- Scotiabank (New York, NY)
- …to the overall success of the advisory compliance coverage of the Corporate & Investment Banking and Research businesses in the US Specific business ... Manager, CIB & Research Compliance Officer **Requisition ID:** 193847 **Salary...lines under coverage include Corporate & Investment Banking (CIB), Equity Capital… more
- First Horizon Bank (Dallas, TX)
- …Responsibilities Include** **General** + Serve as the company's sustainability officer responsible for developing, executing, monitoring and reporting on ... and monitor ESG risks and opportunities that help drive shareholder value ** Compliance and Internal and External Reporting** + Oversight of the development,… more
- Vanguard (Malvern, PA)
- As the Chief Compliance Officer of Vanguard Global Advisors and Head of Vanguard Fund and Advisor Compliance , this role provides strategic leadership and ... to drive robust compliance risk management. This role reports to the Vanguard Chief Compliance Officer and is a member of the Compliance Leadership Team.… more
- Regions Bank (Shreveport, LA)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Trust Business Development Officer (BDO) develops the Corporate ... Responsibilities** + Assembles appropriate specialist team and sale of approved corporate trust products and services by developing new prospects and leveraging… more
- Mizuho Corporate Bank (New York, NY)
- …throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and ... Join the Mizuho team as an Information Security Officer ! This position reports directly to the Head...Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 193881 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank,… more
- Scotiabank (New York, NY)
- Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline ... services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank,… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …, Director of Business Development, Chief Counsel, Chief Information Security and Privacy Officer , Chief Compliance Officer , Associate Compliance ... commercial banking, and treasury management products and services to corporate , institutional, and high-net-worth (HNW) clients.** **Job Summary** Under intermittent… more
- Wells Fargo (St. Louis, MO)
- …this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Wealth & Investment Management (WIM) Compliance .** ... areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will provide compliance ... with federal, state, agency, legal and regulatory and Corporate Policy requirements + Oversee the Front Line's execution… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional,...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- First International Bank and Trust (Edina, MN)
- Wealth Management Compliance Officer Department: Corporate Location: Edina, MN PT/FT/Temporary : Full Time START YOUR APPLICATION ... years running. We are currently seeking an experienced and detail-oriented Wealth Management Compliance Officer to join our team at First International Bank and… more
- Sharp HealthCare (San Diego, CA)
- …consult with Executive leadership and the System EVP and Chief Financial Officer regarding financial priorities, compliance activities, budget planning process ... **Facility:** Corporate Offices **City** San Diego **Department** **Job Status**...compliance with entity policies. Advises operating entities on investment management decisions to ensure maximum return to the… more
- Liberty Bank (Middletown, CT)
- …The Fair Banking Officer works directly with business lines and other corporate functions to help ensure compliance with applicable laws and regulations and ... build effective relationships with all respective stakeholders (eg, Lending Officers, CRA Officer , Compliance Officer , industry, and regulatory authorities),… more
