- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for Regulatory Change & Inventory Management. In this role, you will be a part of the ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Liberty Bank (Middletown, CT)
- …with all respective stakeholders (eg, Lending Officers, CRA Officer , Compliance Officer , industry, and regulatory authorities), and participate ... or Abusive Acts or Practices (UDAAP) and other related regulatory guidance. The Fair Banking Officer works...and deceptive practices. + Assist in the coordination of regulatory compliance exams and audits as necessary;… more
- City of New York (New York, NY)
- …data feeds for multiple brokers. - Researching and providing reporting to the Chief Compliance Officer on changes in regulatory rules and practices affecting ... investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief...to identify and implement policies and workflows to monitor regulatory compliance both within the Bureau and… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Popular. Come and join our community! General Description Popular Inc is seeking a Senior Compliance Officer to join the Regulatory Risk Testing Unit of the ... Regulatory & Financial Compliance Division. The Senior Compliance Officer will be responsible to conduct reviews of policies, procedures, and internal… more
- Northland Area FCU (Alpena, MI)
- …position you've been looking for! Northland Area Federal Credit Union is seeking a full-time regulatory Compliance Officer . As a key player in the Credit ... Union, you will analyze, report and make recommendations on compliance with policies and procedures, based on applicable laws and regulations. This position also… more
- University of Utah (Salt Lake City, UT)
- Details **Open Date** 03/05/2024 **Requisition Number** PRN37888B **Job Title** PS Clinical Compliance Officer **Working Title** Regulatory Compliance ... -$95,000 DOE **Close Date** **Open Until Filled** Yes **Job Summary** The Regulatory Compliance Administrator collaborates with providers, managers, and staff to… more
- HSBC (New York, NY)
- …as well as other exam related matters + Support the discharge of Chief Compliance Officer regulatory duties (includes day-to-day activities of our issues ... investors, our communities and the planet we all share. The Swap Dealer Compliance Officer will have responsibility for advising business and support functions… more
- T. Rowe Price (Baltimore, MD)
- …on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, ... North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses....management or financial services industry, with a focus on regulatory compliance . Preferred: + Advanced degree or… more
- Robert Half Finance & Accounting (Edgewood, MD)
- …Bachelor's degree required; Additional Certifications are a plus (Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance ... the organization. + Supervisory Leadership: Directly supervise the Bank Secrecy Act Officer and Compliance Officer , overseeing their activities and… more
- Stanford University (Stanford, CA)
- …They will closely partner with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. **_Support for Medical Staff ... **THE OPPORTUNITY** Reporting to the Chief Executive Officer (as Chief Medical Officer ) and...CQO. **_Regulatory Affairs_** The individual will actively lead in regulatory compliance with and preparation for reviews… more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …care. + Closely partners with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. Support for Medical Staff ... the job. Reporting to the President and Chief Executive Officer , the Chief Medical Officer participates in...safety, patient experience, engagement and wellness, and financial strength. Regulatory Affairs: + Leads regulatory compliance… more
- Citigroup (Tampa, FL)
- Serves as a Privacy and Responsible Data compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- Catholic Health Services (Roslyn, NY)
- …management; and initiate and recommend changes designed to minimize risk and ensure regulatory compliance . Managing the privacy program- serving as Privacy ... and strengthen their credentials. Job Details The Director of Risk Management and Regulatory Affairs (Patient Safety Officer /Privacy Officer ) serves as an… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... thereof; experience in area of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison...Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... timely compliance risk assessments related to SMB Central Operations, regulatory change management and mapping duties. + Appropriately assess risk when business… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Governance Regulatory Team within ... SMBC's Planning Department to assist with the execution of regulatory relations and exam management for SMBC. This role is responsible for supporting regulatory … more
- Harvard University (Cambridge, MA)
- …Screening:Criminal, Education, IdentityJob Function:General Administration, Health CarePosition Description: Compliance Officer : + Oversees the compliance ... Health Services (HUHS), with a dotted line to the Executive Director, the Compliance Officer administers the Harvard University Health Services Compliance … more
- Citigroup (Irving, TX)
- Citibank, NA seeks a Regulatory Risk Officer for its Irving, Texas location. Duties: Monitor the Allowance for Credit Loss (ACL) process, as well as implement ... issues, including identification, management, and mitigation of model risk. Ensure compliance with the risk governance framework, and adherence to the policies… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...a broad knowledge of US broker-dealer and investment advisory compliance , regulated business environments and key regulatory … more
- Citigroup (Tampa, FL)
- …supported by strong analytical and critical thinking skills **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management ... This position is part of the Human Resources (HR) regulatory management team formed to lead HR's end-to-end ...of defense, Internal Audit, HR Risk and Controls and Compliance on the closure of milestones, Corrective Action plans… more