- Citigroup (Tampa, FL)
- Citibank, NA seeks a Compliance Risk Management Senior Officer for its Tampa, Florida location. Duties: Oversee Anti-Bribery and Corruption (AB&C) ... and functions on control enhancements based on the enterprise-wide risk assessments . Serve as an AB&C subject...Employer. Wage Range: $169,108 to $180,000 Job Family Group: Compliance Risk Management Job Family: Compliance… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …This position does not currently have direct supervisory responsibilities. Compliance Officer II- Compliance Governance and Risk Programs Total Base ... Risk Programs team, you will support the Compliance Risk Management (CRM) division through the...equivalent work experience required; + 5+ years' experience as Compliance Officer or equivalent work experience; +… more
- Bridgestone Americas (Columbus, OH)
- …and regulations. Communicate with the Compliance Officer for inclusion in compliance risk assessments . + Assist in the development and deployment of ... skill. + Written reports are reported to the Bank's Compliance Officer and affected management personnel. +...CIA, CRCM, CRMA, or others that apply to regulatory compliance and/or risk management. _Bridgestone is proud… more
- Navy Federal Credit Union (Vienna, VA)
- …conduct effective challenge/oversee 1st Line identified compliance risks from the Risk and Control Self Assessments (RCSAs); ensures business units and 1st ... and practices comply with applicable legal and regulatory requirements. Experience in compliance risk assessment and issues management. Develop, implement, and… more
- City of New York (New York, NY)
- …requirements, industry standards, and internal policies within the IT environment. Conduct risk assessments specific to Cybersecurity for IT systems and ... -related activities. Collaborate with external auditors and regulatory agencies to facilitate compliance assessments and audits and address any findings or… more
- Citigroup (Wilmington, DE)
- …mitigated, and aligned with Citi's risk appetite. Responsibilities: The Technology and Cyber Risk Officer - SVP will have risk oversight over specific ... the coverage area responsibilities for this position: **Responsibilities:** The Technology and Cyber Risk Officer - SVP will have risk oversight over… more
- Truist (Charlotte, NC)
- …leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent quantitative and qualitative assessments of Truist's asset ... 4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some cases as a...of processes and initiatives including ongoing reporting, ad hoc risk assessments , industry engagement, examination/audit preparation and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... + Identify and escalate risks to the Chief AB&C Officer . + Provide guidance to businesses and functions on...preparing and presenting regional and global reports related to compliance risk assessments , and monitoring… more
- Citigroup (Tampa, FL)
- …adherence to firm-wide initiatives and requirements, including operational and compliance risk management programs. **Responsibilities:** Appropriately assess ... The Business Risk and Control Officer is a...process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy… more
- Wells Fargo (Wilmington, DE)
- …with you. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support the Financial Crime Risk Management team within Corporate ... & Reporting, and Control Programs. The Lead Control Management Officer supports these functions in the Corporate Risk...project/virtual teams. + Advise aligned group on Issues, Controls, Risk and Control Self Assessments (RCSA) and… more
- Huntington National Bank (Columbus, OH)
- Description Summary: The Commercial Business Risk Officer , Sr. reports to the Commercial Segment Risk Officer , Sr. and will have responsibility for ... risk and control environment. The Commercial Business Risk Officer , Sr. will be part of...risk impact by pillar (Credit, Operational, Strategic, Reputation, Compliance , Market, and Liquidity); and advises strategies to effectively… more
- Harvard University (Cambridge, MA)
- …necessary, individual Schools. Oversees policy management for the organization and HUHS's annual risk assessment initiative. The Compliance Officer 's time is ... OfficePre-Employment Screening:Criminal, Education, IdentityJob Function:General Administration, Health CarePosition Description: Compliance Officer : + Oversees the compliance… more
- Citigroup (Getzville, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (Jacksonville, FL)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- …a strong legacy of innovation and a unique global trade solution network. The Business Risk Officer for North America cluster is a senior specialist who provides ... Trade Solutions PDS Head ("Business Head") in managing and mitigating operational, compliance and regulatory risks, and executing risk and control… more
- Citigroup (Tampa, FL)
- …as required; identifying significant changes in relationship to trigger update of Risk Assessment + Verifying third party's compliance to required policies ... The Third Party Officer ("TPO") is a dedicated role part of...years of relevant experience in, strategic sourcing/procurement, vendor management risk management and/or regulatory compliance in one… more
- Pew Charitable Trusts (Washington, DC)
- …business risks. Requirements + Generally, requires a minimum of 10 years of risk assessments and/or audits experience (Auditing firm experience is preferable), ... Senior Officer , Compliance (hybrid) Position Overview Ignite...including 3-5 years of experience in conducting risk assessments and/or audits of international offices… more
- Charles Schwab (Westlake, TX)
- …supervisory support through direct supervision, escalation, oversight, analysis, and supervisory risk assessments , to Schwab's Investor Services (retail) group. ... regulatory and industry environment. We are looking for a Risk and Supervision Officer (RSO) within the...or 24/4/53 + Minimum of 5 years supervisory, control, risk management or compliance Preferred Qualifications +… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Data -...the adequacy of controls + Socialize gaps resulting from risk assessments with relevant colleagues and assist ... Stay informed on risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence risk management,… more
- Citigroup (Tampa, FL)
- …that conform to enterprise data requirements and support sound operational and compliance risk management. **Qualifications:** + 10+ years of experience ... The Business Risk and Control Sr Officer I...Risk and Controls framework including design, effectiveness, and self- assessments . + Perform data specific control design adequacy reviews… more