- Citigroup (New York, NY)
- Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... with the Citi program framework. Primary responsibilities include providing day-to-day Compliance Program level support within the Office of Fair Lending &… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Bloomberg (New York, NY)
- Product Owner & Senior Compliance Officer - Regulatory Technology - Legal & Compliance **New York, NY** Posted Mar 11, 2024 - Requisition No. 123709 The ... looking for an experienced person to work with our Compliance team! As a Product Owner for...deliver solutions that strategically evolve and support the Global Compliance Program . **We'll trust you to:** +… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... Department needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance ...Act (EGCs) preferred + Exposure to Control Group, or Product Compliance roles (Banking or Research) within… more
- Citigroup (New York, NY)
- Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51130 Job Title: Senior Program Officer , Monitoring and Compliance Sector: Social Work Employment Category: Regular Employment Type: ... as RAI's strategic objectives, within Resettlement, Asylum and Integration Department. The Senior Program Officer supervises four to five staff and reports to… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...Advisory business + Be responsible for the agency exam program and execute on improvement opportunities + Leverage partners… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing ... from across the Business. Work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- International Rescue Committee (New York, NY)
- …process improvements, and assess compliance . + In collaboration with the Senior Program Officer and HQ Finance, ensure appropriate tracking and spending of ... Requisition ID: req51002 Job Title: Program Officer , Expanded Placement Sector: Social...effectively. + Attention to detail and accuracy in work product . + Fluent in English, both spoken and written;… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... procedures **Responsibilities:** + Partnering closely with SMB Central Operations Businesses, Product Compliance , Surveillance and PTOA teams to ensure… more
- Meta (New York, NY)
- …**Required Skills:** Consumer Protection Compliance Officer Responsibilities: 1. Compliance Advisory: - Advise product teams on consumer protection risk ... team and play a pivotal role in evolving our Consumer Protection Compliance program . You will help mitigate and manage consumer protection compliance risks… more
- Siemens (New York, NY)
- …Overview:** We are seeking a highly skilled and motivated senior Cybersecurity Manager / Product & Solutions Security Officer (PSSO) to join our team. The PSSO ... will play a crucial role in actively driving product and solution security. They will provide expert advice...alignment with the Company Security Strategy + Advise on compliance with domain-specific standards and regulations. + Handle incidents… more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Insurance Fund, State Title Chief Investment Risk Officer Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit M/C - ... premium and over $20 billion in assets.Under the direction of the Chief Investment Officer (CIO) the Chief Investment Risk Officer will be responsible for… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more
- International Rescue Committee (New York, NY)
- …primarily business loan applications, including due diligence for risk mitigation and program compliance purposes and direct, ongoing follow-up with borrowers as ... Requisition ID: req51299 Job Title: Loan Officer Sector: Finance Employment Category: Regular Employment Type:...and analyze market needs and credit risk of new product opportunities to drive impact and further CEO's mission.… more
- Catholic Health Services (Roslyn, NY)
- …to minimize risk and ensure regulatory compliance . Managing the privacy program - serving as Privacy Officer : conducting monthly risk assessment rounds, ... Job Details The Director of Risk Management and Regulatory Affairs (Patient Safety Officer /Privacy Officer ) serves as an accessible resource to the hospital and… more
- Morgan Stanley (New York, NY)
- …to ensure appropriate execution of the Firm's enterprise-wide financial crimes prevention program >Serve on various business, compliance , and risk committees ... Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention,… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner...in order to partner to develop and apply CRM program solutions that meet business and customer needs in… more