- Neuberger Berman (New York, NY)
- …travel arrangements, including flight, hotel and ground + Basic compliance responsibilities, including, potentially, surveillance activities **Qualifications** : ... : + To work as an Administrative Coordinator and Compliance Assistant supporting the Chief Compliance Officer...not limited to, conducting due diligence and reviewing various surveillance reports + Type, edit and prepare correspondence +… more
- TEKsystems (New York, NY)
- …and elder abuse and financial exploitation from information sources such as surveillance / monitoring alerts, open source media reports and internal referrals. ... a client relationship. Knowledge of and ability to apply knowledge of regulatory/ compliance risk management and financial crimes related requirements. Skills: AML … more