• Manager , Compliance Testing

    Comerica (Farmington, MI)
    Compliance Testing Manager The Manager , Compliance Testing within the second line of defense is responsible for planning, developing, ... implementing, and managing a comprehensive risk-based compliance testing program for their area of responsibility. Position Repsonsibilities: Compliance more
    Comerica (04/26/24)
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  • Senior Manager , Compliance Risk…

    Charles Schwab (Westlake, TX)
    …a Senior Manager , responsible for conducting retail and independent branch office compliance testing . The Senior Manager is an individual contributor and ... standards/methodologies + Familiarity with the execution of Second Line of Defense compliance testing including compliance risk management principles +… more
    Charles Schwab (05/02/24)
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  • Operational Risk/ Compliance Testing

    Comerica (Dallas, TX)
    …risk support/consulting for key partners. * Lead the strategy to execute control, compliance , and SOX testing requirements and create policies and procedures for ... Job Summary The Operational Risk Manager position is designed to provide a national,...and awareness of Supplier Risk, Contract Term Management and Compliance Control Testing Oversight * Assess new… more
    Comerica (04/05/24)
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  • Advisory Compliance Testing

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …to identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a ... * Collaborates across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the standard and methodology. * Finalizes test… more
    Raymond James Financial, Inc. (04/05/24)
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  • Senior Compliance Testing Analyst…

    M&T Bank (Clanton, AL)
    …other compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of ... assigned **Nature and Scope:** The position works under the direction of the Compliance Testing Manager and is required to exercise independent judgment and… more
    M&T Bank (03/19/24)
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  • Manager , Compliance Controls…

    Capital One (Mclean, VA)
    Center 1 (19052), United States of America, McLean, Virginia Manager , Compliance Controls Testing Capital One's Card Risk organization is responsible for ... Risk Process Excellence Team is currently hiring for a Manager that will take our Well Managed transformation to...level by leading a portion of the Card Control Testing program, furthering the top-notch brand that Card Risk… more
    Capital One (05/03/24)
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  • Compliance Quality Assurance Testing

    US Bank (Cincinnati, OH)
    …**Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on the ... effective risk management framework. Lead projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
    US Bank (04/09/24)
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  • Compliance Manager - Lending…

    Capital One (Melville, NY)
    …and providing guidance on remediation + Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or ... 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending & Finance Corporate Compliance is seeking a … more
    Capital One (04/09/24)
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  • Compliance Team Lead

    Huntington National Bank (Columbus, OH)
    …satisfactorily resolved and escalate status as warranted. + Continuously collaborate with the Compliance Testing Manager throughout testing engagements ... meeting or exceeding all Testing Group expectations. + Assist the Compliance Testing Manager with: + Writing, editing, and in limited circumstances,… more
    Huntington National Bank (04/11/24)
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  • Cybersecurity Compliance Manager

    Carnival Cruise Line (Miami, FL)
    …the compliance team's continuing compliance initiatives and regulatory compliance testing initiatives. The Manager , Cybersecurity Compliance ... **Job Description** The Manager , Cybersecurity Compliance is responsible for...that are responsible for the execution of regulatory control testing , continuing compliance activities, and have a… more
    Carnival Cruise Line (04/25/24)
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  • Senior Manager , Compliance Risk…

    Charles Schwab (Westlake, TX)
    …dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and ... equivalent experience + Familiarity with the execution of Second Line of Defense compliance testing including compliance risk management principles + Ability… more
    Charles Schwab (04/24/24)
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  • Certificate Compliance Manager

    Medical Mutual of Ohio (OH)
    …drug-free workplace and perform pre-employment substance abuse and nicotine testing ._ **Title:** _Certificate Compliance Manager_ **Location:** _Ohio_ ... Ohio residents preferred._** Founded in 1934, Medical Mutual is the oldest and one of the largest health insurance companies based in Ohio. We provide peace of mind to more than 1.2 million members through our high-quality health, life, disability, dental,… more
    Medical Mutual of Ohio (03/25/24)
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  • Manager , Control Center Business Assurance

    Entergy (The Woodlands, TX)
    …paid overtime associated with such duties. **Job Segment:** Transmission Line Supervisor, Compliance , Testing , Power Systems, Project Manager , Energy, Legal, ... Manager , Control Center Business Assurance **Date:** Apr 11,...Business lead for software application projects, tasked with requirements, testing , and acceptance. + Provides vendor oversight from utility… more
    Entergy (04/12/24)
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  • Senior IT Compliance Analyst (Remote)

    Bright Horizons (Newton, MA)
    …will be doing:_** + Develops and executes internal IT compliance testing program, with oversight from manager . This includes: application assessments, ... internal IT controls and compliance reviews; and remediation testing of issues identified during regulatory inspections or internal assessments. + Proactively… more
    Bright Horizons (04/11/24)
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  • Test Lab Technician

    Legrand NA (Kenosha, WI)
    testing labs to ensure proper operation, safety and cleanliness. . Assist Testing and Compliance Manager with UL/ETL submissions, quotations, and general ... Team in Kenosha, WI. What Will You Do? Perform testing functions required for new product development and to...FUNCTIONS: . Work under the general direction of the Compliance and Test Managers. . Organize test lab; maintain… more
    Legrand NA (03/02/24)
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  • Senior Compliance Testing

    Ally (Lansing, MI)
    …your opportunities be, too? **The Opportunity** The Senior Analyst reports to the testing manager and is responsible for executing the day-to-day testing ... effective testing routines along with establishing key relationships within Compliance , Independent Risk Management and Business support partners at Ally. This… more
    Ally (04/24/24)
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  • Americas Core Compliance Testing

    MUFG (Irving, TX)
    …function, this influential senior position involves developing and executing a robust compliance testing program to meet escalating regulatory standards. The ... within the Compliance Risk Inventory. Collaborating closely with the Head of Compliance Testing , Chief Compliance Officer, and other key stakeholders,… more
    MUFG (04/30/24)
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  • Principal Compliance Specialist…

    Discover (Riverwoods, IL)
    …**If we had our say, we would also look for:** + Certified Regulatory Compliance Manager + 8+ years of experience in Compliance **Application ... **Job Description** The Principal Compliance Specialist - Compliance Monitoring and Testing Strategy within Corporate Compliance performs a key… more
    Discover (02/29/24)
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  • Testing Center Manager

    Michigan Technological University (Houghton, MI)
    …procedures, and resolving any issues that may arise. The Testing Center Manager plays a critical role in maintaining compliance with university policies, ... Testing Center Manager Apply now (https://secure.dc4.pageuppeople.com/apply/1021/gateway/default.aspx?c=apply&lJobID=493497&lJobSourceTypeID=796&sLanguage=en-us)… more
    Michigan Technological University (02/15/24)
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  • Sr Trade Surveillance Lead

    Bank of America (Charlotte, NC)
    …test script design and test execution for Compliance and Operational Risk. The Testing Manager IC, in collaboration with Testing Shared Services and Risk ... Testing - Enterprise Policy & Standard in a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute… more
    Bank of America (05/03/24)
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