- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... to make a difference. Join us! **Job Description:** The Compliance & Operational Risk (C&OR)...late disclosures. + Escalate concerns/conflicts to C&OR Manager or Executive . + Maintain a high level of intellectual curiosity;… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... 4+ years of Management experience + 4+ years of Operational Risk Technology strategy & delivery experience...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- US Bank (Charlotte, NC)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... and other concerns to senior management, operating committees, the Executive Risk Committee as well as the...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- USAA (Charlotte, NC)
- … with policies, procedures, and processes established by the front-line units and Independent Risk Management to ensure ongoing compliance with the Risk ... business processes and risk management framework (including risk profile, risk appetite, and compliance...for Bank, Chief Audit Executive for Enterprise, executive management, Audit Committees, and Risk committees… more
- US Bank (Charlotte, NC)
- …with Senior to Executive Leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to, ... products/services, systems, and associated risks/controls - Thorough knowledge of Risk / Compliance /Audit competencies - Strong leadership and management skills… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking an Audit Manager, Executive Director on the Capital Audit Team which focuses...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- USAA (Charlotte, NC)
- …Defines the operating strategies, policies, and procedures aimed at achieving operational effectiveness, efficiency and compliance . Develops the strategy roadmap ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:**… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... understanding of Corporate & Investment Banking infrastructure. + Direct experience with Operational risk frameworks, the RCSA, issues management and related… more
- Bank of America (Charlotte, NC)
- …a culture of risk identification, escalation and timely mitigation of compliance and operational risks. The role requires collaboration with executive ... to the manager's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight… more
- Regions Bank (Charlotte, NC)
- …processes, and tools **Additional Job Description** + Strong exposure/background in multiple risk management areas specifically Operational Risk in order ... return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure...to be agile and provide thought leadership to executive level leaders and Risk Stewards across… more
- City National Bank (Charlotte, NC)
- …company, and CNB's regulators. + Liaise with key stakeholder groups including Enterprise Risk Management, Operational Risk Management, First Line Business ... equivalent + Minimum 8 years of Business Continuity Management, Operational Risk or Resilience assurance and /...-level documentation. + Experience using business continuity or Governance, Risk and Compliance (GRC) systems. + Ability… more
- Wells Fargo (Charlotte, NC)
- …of Directors **Required Qualifications, US:** + 5+ years of Risk Management experience ( Operational Risk , Compliance Risk , Reputation Risk , ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- TEKsystems (Charlotte, NC)
- …synergies, ensure proper alignment, and/or escalate upcoming issues, bolstering stronger operational risk control parameters Experience in technology risk ... in alignment with targeted outcomes Creates presentations/reports to enable high quality operational / risk performance oversight and tell the story to a… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Truist (Charlotte, NC)
- … risk management or equivalent work experience and training 3. Experience in compliance and operational risk mitigation and remediation 4. Strong ... facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control… more
- Truist (Charlotte, NC)
- … risk management or equivalent work experience and training + Experience in compliance and operational risk mitigation and remediation + Strong ... facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control… more
- Bank of America (Charlotte, NC)
- …may include the ability to recognize all risk categories including credit, market, operational and compliance , as well as directing risk staff or ... Risk Management Manager Charlotte, North Carolina **Job Description:**...to improve and ensure content is appropriate for an executive / board-level audience across a broad range of… more