- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Executive - Global Technology Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Pennington, New Jersey **Job ... for leading and executing the second line of defense compliance and operational risk oversight...Issue Management * Policies, Procedures, and Guidelines Management * Executive Presence * Prioritization * Written Communications * Business… more
- USAA (Charlotte, NC)
- …\ + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing, quality assurance) + Expert knowledge of ... of what makes us so special! As a dedicated Compliance and Operational Testing Analyst Lead, you...federal and state laws and regulations and guidance or operational risk principles/concepts. + Advanced knowledge of… more
- USAA (Charlotte, NC)
- …of degree. + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing, quality assurance). + 3 years of ... federal and state laws and regulations and guidance or operational risk principles/concepts. + Experience working in...testing methodologies and test plans + Solid understanding of risk management frameworks (RCSA, Compliance Risk… more
- USAA (Charlotte, NC)
- …identify, assess, measure, report on, mitigate and control operational risk exposures across the organization. This executive 's responsibilities include ... This executive also provides independent oversight to operational risk management practices across the business....monitoring, oversight, and escalation. + Acts as liaison with Compliance and Legal on federal and state legal and… more
- US Bank (Charlotte, NC)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... and other concerns to senior management, operating committees, the Executive Risk Committee as well as the...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- USAA (Charlotte, NC)
- … with policies, procedures, and processes established by the front-line units and Independent Risk Management to ensure ongoing compliance with the Risk ... business processes and risk management framework (including risk profile, risk appetite, and compliance...for Bank, Chief Audit Executive for Enterprise, executive management, Audit Committees, and Risk committees… more
- USAA (Charlotte, NC)
- …the development and implementation of strategic and tactical solutions to protect and minimize operational compliance risk to USAA. Provides operational ... oversight and manages through changes in the regulatory environment. + Oversees compliance risk management activities in accordance with Bank and enterprise… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Audit Manager - Executive Director on the Wealth and Investment Management (WIM)...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- USAA (Charlotte, NC)
- …Defines the operating strategies, policies, and procedures aimed at achieving operational effectiveness, efficiency and compliance . Develops the strategy roadmap ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:**… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Charlotte, NC)
- …a culture of risk identification, escalation and timely mitigation of compliance and operational risks. The role requires collaboration with executive ... to the manager's specific area of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight… more
- Regions Bank (Charlotte, NC)
- …processes, and tools **Additional Job Description** + Strong exposure/background in multiple risk management areas specifically Operational Risk in order ... return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure...to be agile and provide thought leadership to executive level leaders and Risk Stewards across… more
- Wells Fargo (Charlotte, NC)
- …+ Seasoned risk professional with a strong understanding of various risk types (strategic, compliance , operational , reputation). + Strong analytical, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- City National Bank (Charlotte, NC)
- …company, and CNB's regulators. + Liaise with key stakeholder groups including Enterprise Risk Management, Operational Risk Management, First Line Business ... equivalent + Minimum 8 years of Business Continuity Management, Operational Risk or Resilience assurance and /...-level documentation. + Experience using business continuity or Governance, Risk and Compliance (GRC) systems. + Ability… more
- Wells Fargo (Charlotte, NC)
- …of Directors **Required Qualifications, US:** + 5+ years of Risk Management experience ( Operational Risk , Compliance Risk , Reputation Risk , ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Truist (Charlotte, NC)
- … risk management or equivalent work experience and training 3. Experience in compliance and operational risk mitigation and remediation 4. Strong ... facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control… more
- Truist (Charlotte, NC)
- … risk management or equivalent work experience and training + Experience in compliance and operational risk mitigation and remediation + Strong ... facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control… more
- Bank of America (Charlotte, NC)
- …for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model, and reputational risk matters to ... Market Behavior Modeling Research Risk Analysis Sr. Manager Charlotte, North Carolina;New York,...growing Strategic Coordination and Implementation (SCI) team. Under DSM Executive 's leadership, the SCI team will develop a holistic… more
- Bank of America (Charlotte, NC)
- …may include the ability to recognize all risk categories including credit, market, operational and compliance , as well as directing risk staff or ... Risk Management Manager Charlotte, North Carolina **Job Description:**...to improve and ensure content is appropriate for an executive / board-level audience across a broad range of… more
- USAA (Charlotte, NC)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... engagements, varying in complexity, and often participates in complex, cross-functional risk -based assurance and advisory engagements driving quality of audit work.… more