- Regions Bank (Birmingham, AL)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- JPMorgan Chase (Tampa, FL)
- …planning, executing, and reporting on all testing activities. Collaborating closely with Compliance and Operational Risk Officers, you will partner with ... Risk Test Sr Lead within the GFCC Specialized Testing team, you will lead risk identification...and recommend actionable solutions for remediation. + Collaborate with Compliance and Operational Risk Officers… more
- JPMorgan Chase (Jersey City, NJ)
- …(VP), you will work in the Operational Risk Management (ORM) Risk Assessment Central Analytics Team within CCOR ( Compliance , Conduct and Operational ... capabilities, and skills:** + Bachelor's Degree, required. + 10+ years' experience in operational risk management within Compliance , Audit, or Controls with… more
- US Bank (Charlotte, NC)
- …degree, or equivalent work experience Preferred Skills and Experience - 5+ years in risk management, compliance testing , internal audit, or issue validation. ... from Day One. **Job Description** Are you a detail-oriented risk professional with a passion for testing ...- Strong knowledge of issue management frameworks, operational risk , and/or regulatory expectations. - Experience… more
- JPMorgan Chase (Columbus, OH)
- …challenging the status quo and striving to be best-in-class. As an Operational Risk Management Lead within the Compliance , Conduct and Operational ... and skills:** + Experienced professional with a strong background in operational risk , technology risk , compliance , control, or audit in the Auto… more
- JPMorgan Chase (Tampa, FL)
- …Lead within the Data Analytics team, you will collaborate with functional groups across Compliance , Conduct and Operational Risk (CCOR) to deliver a suite ... analytical solutions to support the effective identification, monitoring and escalation of compliance , conduct and operational risk issues for reporting… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... risk ; you have found the right team. The Testing CoE (Center of Excellence) team is responsible for...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- M&T Bank (Buffalo, NY)
- …testing , and issues management. Provide assistance in the development of various operational risk / compliance related initiatives within the line of ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...+ Build a working relationship with Internal Audit, Corporate Operational Risk and Corporate Compliance … more
- Capital One (Mclean, VA)
- …execution and documentation of control testing activities aligned with regulatory, risk management, and compliance requirements + Guide a team of technology ... Manager, Technology Controls Testing (ES Risk ) As a Manager...findings + Provide subject matter expertise on control design, operational effectiveness, and risk mitigation strategies across… more
- KeyBank (Brooklyn, OH)
- …assigned LOBs, become the subject matter expert (SME) on operational risk and control matters (and compliance as assigned) by developing/maintaining strong ... consultation services and training to assigned lines of business (LOBs) on operational risk program management topics, including all activities associated with… more
- American Express (New York, NY)
- …analytics on #TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management ... a key role in setting up the new transaction testing function within the Enterprise Data Risk ...2-3 years of experience in regulatory reporting team, audit, compliance or risk management within the banking… more
- Citigroup (Wilmington, DE)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance ...to assess areas of concern including substantive and controls testing . + Monitors, evaluates, and challenges Key Risks and… more
- MUFG (New York, NY)
- …reviewer for Product & Services risk assessments + Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) + Provide advisory ... in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability… more
- Citigroup (Irving, TX)
- …institution? Then bring your skills in portfolio management experience including stress testing , limit setting and management, risk appetite, and good ... and economic progress. **Team / Role Overview** The Stress Testing Results Review team within Enterprise Risk ...management * Experience analyzing risk , for all risk types including market, credit and operational .… more
- M&T Bank (Buffalo, NY)
- …issues management. Provide assistance in the development and implementation of various operational risk / compliance related initiatives within the business ... the planning, execution and reporting of the business unit's risk -based testing program. Perform control testing...requirements impacting the business unit. + Adhere to applicable compliance / operational risk controls in accordance… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** The **Data Management Operational Risk Executive** (Executive Head of...this role, working closely with cross-functional teams, including IT, risk management, and compliance , to ensure data… more
- PenFed Credit Union (Mclean, VA)
- …Enhance the Governance, Risk and Compliance (GRC) system to support operational risk management + Provide effective challenges to controls testing ... enterprise risk management, operational risk management, financial risk management, governance, compliance , or audit in the financial industry. +… more
- Cambridge Savings Bank (Waltham, MA)
- POSITION: Operational Risk Analyst Summary: At Cambridge Savings Bank, our purpose is to have a positive impact on our customers, employees, and community's ... to exceeding expectations and having a strong commitment to diversity and inclusion. The Operational Risk Analyst, under the direction of the Operational … more
- American Express (New York, NY)
- …programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related regulations and ... Compliance organization and led by the Chief Risk Officer, manage operational risks associated with...including policy & procedure development, risk appetite, risk control self-assessment and testing , and issue… more