- USAA (Phoenix, AZ)
- …Degree. \ + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert ... of what makes us so special! As a dedicated Compliance and Operational Testing Analyst...laws and regulations and guidance or operational risk principles/concepts. + Advanced knowledge of testing … more
- USAA (Colorado Springs, CO)
- …of degree. + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + 3 years ... federal and state laws and regulations and guidance or operational risk principles/concepts. + Experience working in... methodologies and test plans + Solid understanding of risk management frameworks (RCSA, Compliance Risk… more
- Comerica (Dallas, TX)
- …Provide management oversight of compliance , audit and regulatory reviews; Manage the Operational Risk team to ensure a comprehensive approach to risk ... Job Summary The Operational Risk Manager position is designed...of Supplier Risk , Contract Term Management and Compliance Control Testing Oversight * Assess new… more
- Morgan Stanley (Baltimore, MD)
- …the Team: The successful candidate will plan and execute in-depth tests on topics assigned by Operational Risk Compliance Testing . The Operational ... Compliance Testing organization. The team plans and executes the Operational Risk Compliance Testing program. Primary Responsibilities: - Execute … more
- Morgan Stanley (Baltimore, MD)
- …**Job:** ** Compliance * **Title:** *Non-Financial Risk Enterprise Operational Risk Testing Officer* **Location:** *Maryland-Baltimore* **Requisition ... includes the Compliance , Global Financial Crimes, and Operational Risk departments and provides a single,...non-financial risks. Team Overview: Non-Financial Risk Enterprise Operational Risk Testing is one… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Santander US (New York, NY)
- …CIB Issues Management on issues management identification and remediation. FLoD Operational Risk and Compliance testing may be required as applicable. ... Leveraged Finance, Credit Risk Quality Control- Vice President New York, United...The team member will contribute to the CIB Control Testing program acting as a partner, as necessary, guiding… more
- American Express (Sunrise, FL)
- …including but not limited to: General Counsel's Organization, Independent Compliance Testing team, Operational Risk , Internal Audit, Financial Crimes ... of gaps and customer remediation where required. + Participating in the Compliance Risk Assessment process to ensure that all applicable laws and regulations are… more
- US Bank (St. Louis, MO)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Testing ...include working with the business lines and other Technology, Risk , Compliance , and Audit professionals across the… more
- Charles Schwab (Lone Tree, CO)
- …+ 5+ years of testing experience in the following: audit, SOX, compliance , and/or enterprise/ operational risk management. + Advanced understanding of ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Corporate Risk… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager-...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... job is responsible for executing second line of defense compliance and operational risk oversight...relationships with GM COR, GCOR Surveillance / Enterprise Independent Testing and internal audit teams + Participating in governance… more
- Bank of America (New York, NY)
- Volcker EAC Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Management (CORM) Program including but not limited to monitoring, testing , targeted risk assessments, policy updates, report… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- Bank of America (Chicago, IL)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- Bank of America (Atlanta, GA)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...Using Tableau to automate manual reporting of monitoring & testing results; and, - Coordinating with team members to… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Executive- Global Technology Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; Pennington, New Jersey **Job ... for leading and executing the second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities * Directly or via a team, documents,… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... the power to make a difference. Join us! **Job Description:** This Global Compliance and Operational Risk (GCOR) role is part of the cross-product program… more
- Bank of America (Pennington, NJ)
- Enterprise Privacy Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York; Pennington, New Jersey; Atlanta, Georgia **Job ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description:** Enterprise Privacy is a global team… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist-...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more