- JPMorgan Chase (Jersey City, NJ)
- …culture as the Executive Director of Control Management within Corporate Controls covering the Compliance Risk Assessment Program. Join JP Morgan as a ... st Line of Defense) and thought leader in the Compliance Risk Assessment Program of...and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction… more
- JPMorgan Chase (Jersey City, NJ)
- …organization. We are seeking multiple team members to support the execution of the Compliance Risk Assessment (CRA) Program. This high-profile role involves ... part of the JPMorgan Chase Corporate Control Management Organization, reporting to the Firmwide Compliance risk Assessment Program Lead. As a Firmwide … more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...role will report to the Director who serves as Compliance Risk Assessment team leader… more
- SMBC (New York, NY)
- …Corporate Compliance . This role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing, and Regulatory Change ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...Key Teams: Direct and oversee the activities of the Compliance Risk Assessment , Monitoring and… more
- Discover (Riverwoods, IL)
- …in regulatory remediation and/or relationship management. **Preferred Qualifications:** + 12+ years Consumer compliance , enterprise risk management, legal ... + Provides oversight of operational risks identified by a risk assessment team to ensure adequate controls...us contribute every day to a culture that values compliance and risk management. Discover is committed… more
- Truist (Charlotte, NC)
- …appetite across various business units and risk programs, through risk identification, measurement, monitoring, assessment , management, and escalation. Lead ... management or equivalent work experience and training 3. Experience in compliance and operational risk mitigation and remediation 4. Strong communication,… more
- Truist (Atlanta, GA)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self- Assessment (C-RCSA), Risk and ... Assessment (RCSA), key risk indicators, policies, risk committees and other elements of the Enterprise ...BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU… more
- CIBC (Chicago, IL)
- …learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Business Risk Assessment and Measurement Lead will contribute to ... and assist with the execution of line of business risk programs. The Business Risk Assessment...Process Improvements, Quality Assurance (QA), Regulatory Compliance , Risk Assessments, Risk Compliance , Strategic,… more
- Citigroup (New York, NY)
- …Citi can offer, and ultimately help them achieve their goals. The Client Risk Assessment and Control Design Managing Director will be responsible for ... of Senior Control professionals supporting members of the Wealth Leadership team with assessment of operational, compliance and reputational risks and the design… more
- Santander US (Boston, MA)
- … issues impacting the Technology Department. + Issue Identification, Management, and Risk Assessment : Oversee and conduct RCSA responsibilities including Process ... Director of IT Risk and Control Self Assessment (RCSA)...a risk -aware culture; ensure efficient and effective risk and compliance management practices by adhering… more
- Federal Reserve System (New York, NY)
- … Supervising Examiner, you will be responsible for evaluating supervised institutions' consumer compliance risk management programs and practices through ... and assessment of each firm's and/or bank's consumer protection compliance management systems, as well...to evaluate consumer risk and consumer compliance risk management systems.… more
- Ally (Salt Lake City, UT)
- …equivalent work experience preferred. * 3 + years Compliance , Servicing, Auto or Consumer Credit experience * Ability to assess risk and problem solve with ... governance processes, policies, and controls across the enterprise based on risk assessment results, internal audit findings, regulatory exam findings, and… more
- Citizens (Glen Allen, VA)
- …liaison, interfacing with business partners to drive meaningful reductions in fair lending compliance risk . You may use reporting, data analysis and monitoring ... various business line projects to address specific fair lending compliance risk issues, working with business leaders...+ 3+ years of fair banking or other related consumer compliance experience in consumer … more
- Highmark Health (Parkersburg, WV)
- …including in-depth knowledge of HIPAA and possess the ability to perform a privacy risk assessment . The incumbent must have the highest level of integrity and ... responsible for the collaborative and iterative development of the risk and compliance plan for these entities...monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk… more
- JPMorgan Chase (Tampa, FL)
- …audit best practices. **Job Responsibilities** : In this role, you may provide compliance risk coverage support for several areas, in addition to executing ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Management including customer complaints and corrections, and Fair Lending Risk Assessment Reporting. + Assist LOBs with… more
- Wells Fargo (San Antonio, TX)
- …the functional area + Identify and recommend opportunities for process improvement and risk control development in Mortgage Consumer Direct Sales functional area ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- JPMorgan Chase (Wilmington, DE)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...decisions and strategic initiatives + Review and perform independent assessment (s) of compliance and operational risks leveraging… more
- Citigroup (New York, NY)
- …liaise with regulators on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to executive ... for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- MetLife (NY)
- …and the world at large. At MetLife, it's \#AllTogetherPossible (http://;) . Join us! Compliance Risk Management (CRM) delivers a compliance risk ... Compliance Consultant, Global Risk City/Cities Cary,...third-party engagements. + Provide control ratings based on the assessment for proper remediation. + Work with the Privacy… more
- Bank of America (Charlotte, NC)
- …issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses, including opening new ... Compliance & Ops Risk Manager Charlotte,...process, risk , Single Process Inventory and FLU/CF Risk and Control Self- Assessment related to themes… more